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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-May-15 8:56 AM View:  | Auspex Pharmaceuticals, Inc. (ASPX) | 05-May-15 | Disposition (change in control) Duplicate | 4,835,730 | -- | -- | (100%) 4.84M to 0 | |
| 30-Jan-15 2:17 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 28-Jan-15 | Market Sale Duplicate | 730,000 | $53.11 | $38,770,300.00 | (13%) 5.57M to 4.84M | (15%) |
| 12-Jan-15 4:32 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 08-Jan-15 | Disposition Duplicate | 24,008 | $51.57 | $1,238,190.00 | (< 1%) 5.59M to 5.57M | (15%) |
| 12-Jan-15 4:32 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 08-Jan-15 | Option Exercise Duplicate | 319,135 | $3.88 | $1,237,920.00 | 6% 5.27M to 5.59M | |
| 14-Oct-14 11:12 AM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 09-Oct-14 | Disposition Duplicate | 9,771 | $23.89 | $233,380.00 | (< 1%) 5.28M to 5.27M | 2% |
| 14-Oct-14 11:12 AM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 09-Oct-14 | Option Exercise Duplicate | 60,151 | $3.88 | $233,326.00 | 1% 5.22M to 5.28M | |
| 01-Oct-14 12:35 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 14-May-14 | Disposition | 12,272 | $20.60 | $252,779.00 | (< 1%) 5.18M to 5.17M | |
| 01-Oct-14 12:35 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 14-May-14 | Option Exercise | 65,161 | $3.88 | $252,760.00 | 1% 5.11M to 5.18M | |
| 01-Oct-14 12:33 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Conversion | 5,031,090 | -- | -- | 100% 0 to 5.03M | |
| 01-Oct-14 12:33 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Purchase | 82,475 | $12.00 | $989,700.00 | 2% 5.03M to 5.11M |