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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Oct-24 4:52 PM View:  | Hercules Technology Growth ... (HTGC) | 11-Oct-24 | Payment of Exercise | 22,027 | $19.63 | $432,390.00 | (1%) 2.16M to 2.14M | |
| 27-Sep-24 8:38 PM View: | Hercules Technology Growth ... (HTGC) | 26-Sep-24 | Private Sale (Planned) | 100,000 | $19.59 | $1,958,640.00 | (4%) 2.26M to 2.16M | |
| 15-Jul-24 5:33 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jul-24 | Payment of Exercise | 21,928 | $21.11 | $462,900.00 | (< 1%) 2.28M to 2.26M | |
| 15-Apr-24 8:00 PM View: | Hercules Technology Growth ... (HTGC) | 11-Apr-24 | Payment of Exercise | 21,926 | $18.41 | $403,658.00 | (< 1%) 2.31M to 2.28M | |
| 17-Jan-24 7:46 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jan-24 | Payment of Exercise | 9,158 | $17.58 | $160,998.00 | (< 1%) 2.31M to 2.3M | 3% |
| 16-Jan-24 8:28 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jan-24 | Payment of Exercise | 60,189 | $17.48 | $1,052,100.00 | (3%) 2.37M to 2.31M | 3% |
| 10-Jan-24 4:42 PM View: | Hercules Technology Growth ... (HTGC) | 09-Jan-24 | Grant | 264,368 | $17.40 | $4,600,000.00 | 13% 2.11M to 2.37M | (2%) |
| 16-Oct-23 4:02 PM View: | Hercules Technology Growth ... (HTGC) | 12-Oct-23 | Payment of Exercise | 8,740 | $16.25 | $142,025.00 | (< 1%) 2.12M to 2.11M | (5%) |
| 13-Oct-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 11-Oct-23 | Payment of Exercise | 7,815 | $16.26 | $127,072.00 | (< 1%) 2.13M to 2.12M | (5%) |
| 13-Jul-23 8:53 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jul-23 | Payment of Exercise | 8,853 | $15.73 | $139,258.00 | (< 1%) 2.13M to 2.13M | (8%) |
| 13-Jul-23 8:53 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jul-23 | Payment of Exercise | 7,916 | $15.55 | $123,094.00 | (< 1%) 2.14M to 2.13M | (9%) |
| 03-May-23 5:27 PM View: | Hercules Technology Growth ... (HTGC) | 02-May-23 | Grant | 1,669,090 | $13.05 | $21,781,600.00 | 58% 2.89M to 4.56M | |
| 03-May-23 5:27 PM View: | Hercules Technology Growth ... (HTGC) | 02-May-23 | Disposition | 1,669,090 | $13.05 | $21,781,600.00 | (37%) 4.56M to 2.89M | |
| 03-May-23 5:27 PM View: | Hercules Technology Growth ... (HTGC) | 02-May-23 | Payment of Exercise | 749,872 | $13.05 | $9,785,830.00 | (26%) 2.89M to 2.14M | |
| 14-Apr-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 12-Apr-23 | Payment of Exercise | 8,740 | $12.45 | $108,813.00 | (< 1%) 1.23M to 1.22M | |
| 13-Apr-23 7:39 PM View: | Hercules Technology Growth ... (HTGC) | 11-Apr-23 | Payment of Exercise | 7,815 | $12.43 | $97,140.50 | (< 1%) 1.24M to 1.23M | |
| 13-Mar-23 4:13 PM View: | Hercules Technology Growth ... (HTGC) | 09-Mar-23 | Grant | 54,858 | $13.83 | $758,686.00 | 3% 1.61M to 1.67M | |
| 17-Jan-23 5:41 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jan-23 | Payment of Exercise | 10,421 | $13.65 | $142,247.00 | (< 1%) 1.25M to 1.24M | |
| 17-Jan-23 5:41 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jan-23 | Payment of Exercise | 8,263 | $13.69 | $113,120.00 | (< 1%) 1.26M to 1.25M | |
| 13-Jan-23 5:17 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jan-23 | Grant | 333,333 | $13.50 | $4,500,000.00 | 35% 946.62K to 1.28M | |
| 13-Jan-23 5:17 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jan-23 | Payment of Exercise | 21,224 | $13.50 | $286,524.00 | (2%) 1.28M to 1.26M | |
| 22-Nov-22 4:38 PM View: | Hercules Technology Growth ... (HTGC) | 21-Nov-22 | Sale (Planned) | 100,000 | $14.16 | $1,416,000.00 | (10%) 1.05M to 946.62K | |
| 21-Nov-22 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-22 | Grant | 56,157 | $14.15 | $794,622.00 | 4% 1.56M to 1.61M | |
| 14-Oct-22 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 13-Oct-22 | Payment of Exercise | 10,421 | $12.66 | $131,930.00 | (< 1%) 1.06M to 1.05M | |
| 14-Oct-22 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 12-Oct-22 | Payment of Exercise | 8,740 | $12.10 | $105,754.00 | (< 1%) 1.07M to 1.06M | |
| 18-Aug-22 4:02 PM View: | Hercules Technology Growth ... (HTGC) | 16-Aug-22 | Grant | 48,508 | $15.56 | $754,784.00 | 3% 1.51M to 1.56M | |
| 19-Jul-22 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 17-Jul-22 | Payment of Exercise | 2,844 | $13.82 | $39,304.10 | (< 1%) 1.07M to 1.07M | |
| 14-Jul-22 7:41 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jul-22 | Payment of Exercise | 10,421 | $13.78 | $143,601.00 | (< 1%) 1.08M to 1.07M | |
| 14-Jul-22 7:41 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jul-22 | Payment of Exercise | 8,740 | $13.77 | $120,350.00 | (< 1%) 1.09M to 1.08M | |
| 25-May-22 8:17 PM View: | Hercules Technology Growth ... (HTGC) | 24-May-22 | Grant | 51,208 | $13.67 | $700,013.00 | 4% 1.46M to 1.51M | |
| 09-May-22 5:23 PM View: | Hercules Technology Growth ... (HTGC) | 06-May-22 | Grant | 1,458,360 | -- | -- | 100% 0 to 1.46M | |
| 19-Apr-22 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 17-Apr-22 | Payment of Exercise | 2,843 | $18.59 | $52,851.40 | (< 1%) 1.09M to 1.09M | |
| 14-Apr-22 6:42 PM View: | Hercules Technology Growth ... (HTGC) | 13-Apr-22 | Payment of Exercise | 10,421 | $18.54 | $193,205.00 | (< 1%) 1.1M to 1.09M | |
| 14-Apr-22 6:42 PM View: | Hercules Technology Growth ... (HTGC) | 12-Apr-22 | Payment of Exercise | 8,740 | $18.30 | $159,942.00 | (< 1%) 1.11M to 1.1M | |
| 01-Feb-22 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 31-Jan-22 | Grant | 24,683 | $17.88 | $441,332.00 | 2% 1.12M to 1.15M | (5%) |
| 01-Feb-22 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 31-Jan-22 | Disposition | 24,683 | $17.88 | $441,332.00 | (2%) 1.15M to 1.12M | 5% |
| 01-Feb-22 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 31-Jan-22 | Payment of Exercise | 10,947 | $17.88 | $195,732.00 | (< 1%) 1.12M to 1.11M | 5% |
| 18-Jan-22 5:42 PM View: | Hercules Technology Growth ... (HTGC) | 17-Jan-22 | Payment of Exercise | 2,843 | $17.63 | $50,122.10 | (< 1%) 1.1M to 1.1M | 3% |
| 18-Jan-22 5:42 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jan-22 | Payment of Exercise | 10,421 | $17.73 | $184,764.00 | (< 1%) 1.11M to 1.1M | 4% |
| 14-Jan-22 4:22 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jan-22 | Payment of Exercise | 35,314 | $17.75 | $626,824.00 | (3%) 1.14M to 1.11M | 4% |
| 12-Jan-22 4:17 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jan-22 | Grant | 211,429 | $17.50 | $3,700,010.00 | 23% 933.2K to 1.14M | (3%) |
| 11-Jan-22 6:35 PM View: | Hercules Technology Growth ... (HTGC) | 09-Jan-22 | Grant | 137,531 | $17.03 | $2,342,150.00 | 14% 1.01M to 1.15M | (< 1%) |
| 11-Jan-22 6:35 PM View: | Hercules Technology Growth ... (HTGC) | 09-Jan-22 | Disposition | 137,531 | $17.03 | $2,342,150.00 | (12%) 1.15M to 1.01M | < 1% |
| 11-Jan-22 6:35 PM View: | Hercules Technology Growth ... (HTGC) | 09-Jan-22 | Payment of Exercise | 50,077 | $17.03 | $852,811.00 | (5%) 1.01M to 957.89K | < 1% |
| 19-Nov-21 4:55 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-21 | Grant | 4,289 | $16.94 | $72,655.70 | < 1% 1.0M to 1.01M | (< 1%) |
| 19-Nov-21 4:55 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-21 | Disposition | 534 | $16.94 | $9,045.96 | (< 1%) 1.01M to 1.01M | < 1% |
| 19-Nov-21 4:55 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-21 | Payment of Exercise | 237 | $16.94 | $4,014.78 | (< 1%) 1.01M to 1.01M | < 1% |
| 16-Nov-21 5:17 PM View: | Hercules Technology Growth ... (HTGC) | 15-Nov-21 | Market Sale (Planned) | 80,000 | $17.11 | $1,368,800.00 | (9%) 925.45K to 845.45K | < 1% |
| 02-Nov-21 5:36 PM View: | Hercules Technology Growth ... (HTGC) | 31-Oct-21 | Grant | 24,630 | $17.67 | $435,212.00 | 2% 1.09M to 1.12M | 2% |
| 02-Nov-21 5:36 PM View: | Hercules Technology Growth ... (HTGC) | 31-Oct-21 | Disposition | 24,630 | $17.67 | $435,212.00 | (2%) 1.12M to 1.09M | (2%) |