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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Dec-14 6:46 PM View:  | Dune Energy Inc. (DUNR) | 10-Dec-14 | Payment of Exercise | 3,868 | $0.28 | $1,083.04 | (2%) 221.35K to 217.49K | 93% |
| 05-Dec-14 6:38 PM View: | Dune Energy Inc. (DUNR) | 03-Dec-14 | Payment of Exercise | 4,193 | $0.29 | $1,215.97 | (2%) 225.55K to 221.35K | 93% |
| 10-Mar-14 7:19 PM View: | Dune Energy Inc. (DUNR) | 07-Mar-14 | Grant | 110,000 | $1.00 | $110,000.00 | 95% 115.55K to 225.55K | (98%) |
| 07-Mar-14 2:37 PM View: | Dune Energy Inc. (DUNR) | 05-Mar-14 | Grant | 4,942 | $0.96 | $4,744.32 | 4% 115.4K to 120.34K | (98%) |
| 07-Mar-14 2:37 PM View: | Dune Energy Inc. (DUNR) | 05-Mar-14 | Payment of Exercise | 4,797 | $0.96 | $4,605.12 | (4%) 120.34K to 115.55K | 98% |
| 16-Dec-13 4:19 PM View: | Dune Energy Inc. (DUNR) | 10-Dec-13 | Grant | 42,428 | $1.18 | $50,065.00 | 58% 72.97K to 115.4K | |
| 09-Dec-13 3:12 PM View: | Dune Energy Inc. (DUNR) | 03-Dec-13 | Payment of Exercise | 4,193 | $1.16 | $4,863.88 | (5%) 77.17K to 72.97K | 99% |
| 20-Nov-13 4:08 PM View: | Dune Energy Inc. (DUNR) | 18-Nov-13 | Payment of Exercise | 53 | $1.47 | $77.91 | (< 1%) 77.22K to 77.17K | 99% |
| 07-Mar-13 12:08 PM View: | Dune Energy Inc. (DUNR) | 05-Mar-13 | Grant | 4,942 | -- | -- | 6% 76.2K to 81.14K | |
| 07-Mar-13 12:08 PM View: | Dune Energy Inc. (DUNR) | 05-Mar-13 | Payment of Exercise | 3,921 | $1.90 | $7,449.90 | (5%) 81.14K to 77.22K | 99% |
| 03-Jan-13 11:38 AM View: | Dune Energy Inc. (DUNR) | 31-Dec-12 | Payment of Exercise | 23 | $1.55 | $35.65 | (< 1%) 76.22K to 76.2K | 99% |
| 04-Dec-12 7:57 PM View: | Dune Energy Inc. (DUNR) | 03-Dec-12 | Grant | 46,000 | -- | -- | 152% 30.22K to 76.22K | |
| 30-Nov-12 11:33 AM View: | Dune Energy Inc. (DUNR) | 29-Nov-12 | Payment of Exercise | 51 | $1.70 | $86.70 | (< 1%) 30.27K to 30.22K | 99% |
| 07-Mar-12 5:51 PM View: | Dune Energy Inc. (DUNR) | 05-Mar-12 | Grant | 29,650 | -- | -- | 4752% 0.62K to 30.27K | |
| 22-Feb-12 12:53 PM View: | Dune Energy Inc. (DUNR) | 23-Nov-11 | Private Sale | 66,729 | $0.35 | $23,233.00 | (51%) 131.4K to 64.67K | |
| 22-Nov-10 7:22 PM View: | Dune Energy Inc. (DUNR) | 18-Nov-10 | Grant | 58,800 | -- | -- | 81% 72.6K to 131.4K | |
| 02-Nov-10 4:32 PM View: | Dune Energy Inc. (DUNR) | 31-Dec-09 | Grant | 26,800 | -- | -- | 59% 45.8K to 72.6K | |
| 02-Nov-10 4:32 PM View: | Dune Energy Inc. (DUNR) | 01-Aug-08 | Grant | 45,800 | -- | -- | 100% 0 to 45.8K |