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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Jun-18 2:36 PM View:  | Time Warner Inc. (TWX) | 14-Jun-18 | Disposition | 13,670 | -- | -- | (36%) 37.67K to 24.0K | |
| 18-Jun-18 2:36 PM View: | Time Warner Inc. (TWX) | 14-Jun-18 | Disposition | 24,000 | -- | -- | (100%) 24.0K to 0 | |
| 04-Jun-18 5:07 PM View: | Time Warner Inc. (TWX) | 01-Jun-18 | Option Exercise | 2,117 | -- | -- | 6% 35.55K to 37.67K | |
| 02-Jun-17 2:44 PM View: | Time Warner Inc. (TWX) | 01-Jun-17 | Option Exercise | 1,313 | -- | -- | 4% 34.24K to 35.55K | |
| 14-Dec-16 9:09 PM View: | Virgin America Inc. (VA) | 14-Dec-16 | Disposition | 3,788 | $57.00 | $215,916.00 | (100%) 3.79K to 0 | |
| 02-Jun-16 5:14 PM View: | Time Warner Inc. (TWX) | 01-Jun-16 | Option Exercise | 1,080 | -- | -- | 5% 20.16K to 21.24K | |
| 02-Mar-16 5:12 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 29-Feb-16 | Grant | 3,907 | -- | -- | 6% 65.2K to 69.11K | |
| 13-Feb-17 10:00 PM View: | Time Warner Inc. (TWX) | 17-Feb-16 | Market Purchase | 5,000 | $64.46 | $322,300.00 | 17% 29.24K to 34.24K | 54% |
| 17-Feb-16 5:34 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 12-Feb-16 | Grant | 8,333 | -- | -- | 15% 56.87K to 65.2K | |
| 01-Feb-16 5:46 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 29-Jan-16 | Grant | 3,334 | -- | -- | 6% 53.54K to 56.87K | |
| 04-Jan-16 6:12 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 31-Dec-15 | Grant | 2,101 | -- | -- | 4% 51.44K to 53.54K | |
| 02-Dec-15 4:39 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 30-Nov-15 | Grant | 1,909 | -- | -- | 4% 49.53K to 51.44K | |
| 02-Nov-15 4:51 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 30-Oct-15 | Grant | 2,373 | -- | -- | 5% 47.16K to 49.53K | |
| 02-Oct-15 5:45 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 30-Sep-15 | Grant | 2,428 | -- | -- | 5% 44.73K to 47.16K | |
| 11-Sep-15 4:48 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 09-Sep-15 | Grant | 5,566 | -- | -- | 14% 39.16K to 44.73K | |
| 13-Feb-17 10:00 PM View: | Time Warner Inc. (TWX) | 25-Aug-15 | Market Purchase | 8,000 | $71.84 | $574,720.00 | 38% 21.24K to 29.24K | 40% |
| 14-Aug-15 4:54 PM View: | Virgin America Inc. (VA) | 13-Aug-15 | Grant | 3,788 | -- | -- | 100% 0 to 3.79K | |
| 17-Jun-15 8:33 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 15-Jun-15 | Market Sale (Planned) | 1,192 | $39.86 | $47,515.50 | (3%) 40.35K to 39.16K | 67% |
| 10-Jun-15 8:29 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 08-Jun-15 | Market Sale (Planned) | 1,192 | $38.64 | $46,061.00 | (3%) 41.55K to 40.35K | 66% |
| 02-Jun-15 5:12 PM View: | Time Warner Inc. (TWX) | 01-Jun-15 | Option Exercise | 1,474 | -- | -- | 8% 18.69K to 20.16K | |
| 02-Jun-15 8:24 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 01-Jun-15 | Market Sale (Planned) | 1,192 | $36.23 | $43,191.40 | (3%) 42.74K to 41.55K | 64% |
| 27-May-15 6:39 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 26-May-15 | Market Sale (Planned) | 1,192 | $36.94 | $44,037.00 | (3%) 43.93K to 42.74K | 65% |
| 19-May-15 6:24 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 18-May-15 | Market Sale (Planned) | 1,192 | $35.31 | $42,085.80 | (3%) 45.12K to 43.93K | 63% |
| 12-May-15 5:05 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 11-May-15 | Market Sale (Planned) | 1,192 | $33.38 | $39,792.50 | (3%) 46.31K to 45.12K | 61% |
| 06-May-15 4:05 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 04-May-15 | Market Sale (Planned) | 1,192 | $30.87 | $36,796.80 | (3%) 47.51K to 46.31K | 58% |
| 29-Apr-15 5:47 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 27-Apr-15 | Market Sale (Planned) | 1,192 | $35.61 | $42,443.10 | (2%) 48.7K to 47.51K | 63% |
| 23-Apr-15 5:02 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 21-Apr-15 | Grant | 2,000 | -- | -- | 4% 46.7K to 48.7K | |
| 21-Apr-15 5:49 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 20-Apr-15 | Market Sale (Planned) | 1,192 | $40.19 | $47,909.70 | (2%) 47.89K to 46.7K | 68% |
| 15-Apr-15 5:25 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 13-Apr-15 | Market Sale (Planned) | 1,192 | $39.34 | $46,895.70 | (2%) 49.08K to 47.89K | 67% |
| 15-Jan-15 4:59 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 13-Jan-15 | Market Sale | 14,000 | $55.46 | $776,440.00 | (22%) 63.08K to 49.08K | 77% |
| 13-Nov-14 10:00 PM View: | Time Warner Inc. (TWX) | 12-Nov-14 | Market Purchase | 5,000 | $77.88 | $389,400.00 | 83% 6.0K to 11.0K | 30% |
| 07-Aug-14 3:11 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 05-Aug-14 | Conversion | 63,081 | -- | -- | 100% 0 to 63.08K | |
| 02-May-14 5:24 PM View: | Time Warner Inc. (TWX) | 01-May-14 | Option Exercise | 1,434 | -- | -- | 12% 12.25K to 13.69K | |
| 12-Aug-13 5:12 PM View: | Time Warner Inc. (TWX) | 09-Aug-13 | Market Purchase | 3,000 | $64.33 | $192,990.00 | 32% 9.25K to 12.25K | 61% |
| 02-May-13 5:11 PM View: | Time Warner Inc. (TWX) | 01-May-13 | Option Exercise | 2,410 | -- | -- | 35% 6.84K to 9.25K | |
| 02-May-12 5:59 PM View: | Time Warner Inc. (TWX) | 01-May-12 | Option Exercise | 2,310 | -- | -- | 51% 4.53K to 6.84K | |
| 03-Oct-11 5:06 PM View: | Time Warner Inc. (TWX) | 01-Oct-11 | Option Exercise | 1,532 | -- | -- | 51% 3.0K to 4.53K | |
| 02-Feb-11 5:04 PM View: | Time Warner Inc. (TWX) | 15-Dec-10 | Market Purchase | 3,000 | $31.50 | $94,499.70 | 100% 0 to 3.0K | 232% |