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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Sep-18 11:59 AM View:  | Flat Rock Opportunity Fund (FROPX) | 26-Sep-18 | Purchase | 977 | $20.48 | $20,009.00 | 8% 12.5K to 13.48K | |
| 03-Jul-18 2:40 PM View: | Flat Rock Opportunity Fund (FROPX) | 02-Jul-18 | Purchase | 12,500 | $20.00 | $250,000.00 | 100% 0 to 12.5K | |
| 21-Jul-17 10:58 AM View: | Flat Rock Capital Corp. (NONE) | 20-Jul-17 | Purchase | 20,000 | $20.00 | $400,000.00 | 400% 5.0K to 25.0K | |
| 26-Jul-17 11:45 AM View: | Flat Rock Capital Corp. (NONE) | 20-Jul-17 | Purchase | 250 | $20.00 | $5,000.00 | < 1% 25.0K to 25.25K | |
| 11-Jul-17 5:09 PM View: | Flat Rock Capital Corp. (NONE) | 29-Jun-17 | Purchase | 5,000 | $20.00 | $100,000.00 | 100% 0 to 5.0K | |
| 15-Dec-14 4:51 PM View: | Fifth Street Senior Floatin... (OCSI) | 11-Dec-14 | Market Purchase | 2,000 | $10.04 | $20,080.00 | 100% 2.0K to 4.0K | (31%) |
| 04-Dec-14 10:31 AM View: | Fifth Street Finance Corp. (OCSL) | 03-Dec-14 | Market Purchase | 2,000 | $8.52 | $17,039.80 | 13% 15.0K to 17.0K | (37%) |
| 25-Aug-14 3:46 PM View: | Fifth Street Senior Floatin... (OCSI) | 25-Aug-14 | Market Purchase | 1,000 | $12.44 | $12,440.00 | 100% 1.0K to 2.0K | (44%) |
| 03-Aug-10 8:37 PM View: | GSC Investment Corp (SAR) | 30-Jul-10 | Private Purchase | 328,947 | $1.52 | $499,999.00 | 100% 0 to 328.95K | 9% |