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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Aug-21 4:59 PM View:  | Grom Social Enterprises, Inc. (GROM) | 02-Aug-21 | Grant | 157,943 | $2.60 | $410,652.00 | 29% 553.67K to 711.61K | |
| 20-Dec-19 10:08 AM View: | Grom Social Enterprises, Inc. (GROM) | 22-Nov-19 | Grant | 571,429 | $0.17 | $100,000.00 | 3% 17.15M to 17.72M | |
| 17-Oct-18 4:12 PM View: | Grom Social Enterprises, Inc. (GROM) | 15-Oct-18 | Grant | 1,075,270 | $0.31 | $333,333.00 | 7% 16.07M to 17.15M | |
| 25-Sep-18 9:02 AM View: | Grom Social Enterprises, Inc. (GROM) | 20-Sep-18 | Grant | 1,075,270 | $0.31 | $333,333.00 | 7% 15.0M to 16.07M | |
| 08-Jan-18 5:02 PM View: | Grom Social Enterprises, Inc. (GROM) | 29-Dec-17 | Acquisition (other) | 666,666 | $0.50 | $333,333.00 | 5% 14.54M to 15.2M | |
| 04-Jan-18 2:08 PM View: | Grom Social Enterprises, Inc. (GROM) | 17-Aug-17 | Acquisition (other) | 11,847,400 | -- | -- | 440% 2.69M to 14.54M | |
| 27-Feb-17 1:48 PM View: | Grom Social Enterprises, Inc. (GROM) | 14-Feb-17 | Disposition Duplicate | 200,000 | -- | -- | (7%) 2.89M to 2.69M | |
| 25-Oct-12 7:57 PM View: | Dna Brands Inc (DNAX) | 08-Oct-12 | Market Sale | 47,700 | $0.10 | $4,770.00 | (2%) 2.69M to 2.64M | (10%) |
| 13-Sep-12 7:44 PM View: | Dna Brands Inc (DNAX) | 28-Aug-12 | Market Sale | 200,000 | $0.15 | $30,000.00 | (7%) 2.89M to 2.69M | 37% |
| 31-Aug-12 9:41 PM View: | Dna Brands Inc (DNAX) | 17-Aug-12 | Market Sale | 60,000 | $0.19 | $11,100.00 | (1%) 5.9M to 5.84M | 53% |
| 31-Aug-12 9:41 PM View: | Dna Brands Inc (DNAX) | 13-Aug-12 | Market Sale | 15,000 | $0.17 | $2,625.00 | (< 1%) 5.92M to 5.9M | 50% |
| 31-Aug-12 9:41 PM View: | Dna Brands Inc (DNAX) | 09-Aug-12 | Market Sale | 5,000 | $0.18 | $900.00 | (< 1%) 5.92M to 5.92M | 46% |
| 31-Aug-12 9:41 PM View: | Dna Brands Inc (DNAX) | 08-Aug-12 | Market Sale | 20,000 | $0.16 | $3,200.00 | (< 1%) 5.94M to 5.92M | 41% |
| 31-Aug-12 9:41 PM View: | Dna Brands Inc (DNAX) | 03-Aug-12 | Market Sale | 20,000 | $0.15 | $3,000.00 | (< 1%) 5.96M to 5.94M | 40% |
| 24-Jul-12 10:23 AM View: | Dna Brands Inc (DNAX) | 16-Jul-12 | Market Sale | 20,000 | $0.20 | $4,000.00 | (< 1%) 3.03M to 3.01M | 61% |
| 30-Apr-12 2:26 PM View: | Dna Brands Inc (DNAX) | 18-Apr-12 | Market Sale | 10,000 | $0.34 | $3,400.00 | (< 1%) 3.04M to 3.03M | 78% |
| 30-Apr-12 2:26 PM View: | Dna Brands Inc (DNAX) | 01-Mar-12 | Market Sale | 3,803 | $0.49 | $1,863.47 | (< 1%) 3.05M to 3.04M | 84% |
| 30-Apr-12 2:26 PM View: | Dna Brands Inc (DNAX) | 29-Feb-12 | Market Sale | 1,000 | $0.48 | $480.00 | (< 1%) 3.05M to 3.05M | 83% |
| 30-Apr-12 2:26 PM View: | Dna Brands Inc (DNAX) | 06-Jan-12 | Private Sale | 3,000 | $0.53 | $1,590.00 | (< 1%) 3.05M to 3.05M | |
| 30-Apr-12 2:26 PM View: | Dna Brands Inc (DNAX) | 03-Jan-12 | Sale | 197 | $0.45 | $88.65 | (< 1%) 3.05M to 3.05M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 24-Aug-11 | Grant Duplicate | 200,000 | -- | -- | 3% 6.12M to 6.32M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 28-Jul-11 | Sale | 2,500 | $0.90 | $2,250.00 | (< 1%) 6.12M to 6.12M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 27-Jul-11 | Sale | 7,000 | $0.82 | $5,740.00 | (< 1%) 6.13M to 6.12M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 26-Jul-11 | Sale | 3,000 | $0.80 | $2,400.00 | (< 1%) 6.13M to 6.13M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 25-Jul-11 | Sale | 10,000 | $0.81 | $8,100.00 | (< 1%) 6.14M to 6.13M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 15-Jul-11 | Sale | 12,000 | $0.84 | $10,080.00 | (< 1%) 6.15M to 6.14M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 14-Jul-11 | Sale | 8,000 | $0.82 | $6,560.00 | (< 1%) 6.16M to 6.15M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 13-Jul-11 | Sale | 15,800 | $0.76 | $12,008.00 | (< 1%) 6.17M to 6.16M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 07-Jul-11 | Sale | 2,500 | $0.85 | $2,125.00 | (< 1%) 6.18M to 6.17M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 29-Jun-11 | Sale | 2,500 | $0.94 | $2,350.00 | (< 1%) 6.18M to 6.18M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 24-Jun-11 | Sale | 42,000 | $0.88 | $36,960.00 | (< 1%) 6.22M to 6.18M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 20-Jun-11 | Sale | 300 | $0.94 | $282.00 | (< 1%) 6.22M to 6.22M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 17-Jun-11 | Sale | 2,250 | $0.95 | $2,137.50 | (< 1%) 6.22M to 6.22M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 14-Jun-11 | Sale | 32,500 | $0.95 | $30,875.00 | (< 1%) 6.26M to 6.22M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 13-Jun-11 | Sale | 8,000 | $0.94 | $7,520.00 | (< 1%) 6.26M to 6.26M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 10-Jun-11 | Sale | 17,750 | $0.95 | $16,862.50 | (< 1%) 6.3M to 6.28M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 01-Jun-11 | Sale | 5,990 | $1.00 | $5,990.00 | (< 1%) 6.31M to 6.3M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 31-May-11 | Grant Duplicate | 200,000 | -- | -- | 3% 6.11M to 6.31M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 27-May-11 | Sale | 6,670 | $1.00 | $6,670.00 | (< 1%) 6.11M to 6.11M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 26-May-11 | Sale | 6,940 | $1.00 | $6,940.00 | (< 1%) 6.12M to 6.11M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 25-May-11 | Sale | 6,000 | $1.00 | $6,000.00 | (< 1%) 6.13M to 6.12M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 24-May-11 | Sale | 2,000 | $1.00 | $2,000.00 | (< 1%) 6.13M to 6.13M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 19-May-11 | Sale | 13,000 | $1.00 | $13,000.00 | (< 1%) 6.14M to 6.13M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 17-May-11 | Sale | 11,250 | $1.00 | $11,250.00 | (< 1%) 6.15M to 6.14M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 13-May-11 | Sale | 48,150 | $1.00 | $48,150.00 | (< 1%) 6.2M to 6.15M | |
| 01-Sep-11 4:02 PM View: | Dna Brands Inc (DNAX) | 28-Apr-11 | Grant Duplicate | 100,000 | -- | -- | 2% 6.1M to 6.2M |