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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Dec-19 10:07 AM View:  | Grom Social Enterprises, Inc. (GROM) | 22-Nov-19 | Grant | 571,428 | $0.17 | $99,999.90 | 6% 10.39M to 10.96M | |
| 17-Oct-18 4:13 PM View: | Grom Social Enterprises, Inc. (GROM) | 15-Oct-18 | Grant | 537,634 | $0.31 | $166,667.00 | 5% 9.85M to 10.39M | |
| 25-Sep-18 9:02 AM View: | Grom Social Enterprises, Inc. (GROM) | 20-Sep-18 | Grant | 537,634 | $0.31 | $166,667.00 | 6% 9.31M to 9.85M | |
| 08-Jan-18 5:01 PM View: | Grom Social Enterprises, Inc. (GROM) | 29-Dec-17 | Acquisition (other) | 333,334 | $0.50 | $166,667.00 | 4% 8.98M to 9.31M | |
| 04-Jan-18 2:07 PM View: | Grom Social Enterprises, Inc. (GROM) | 17-Aug-17 | Acquisition (other) | 6,289,090 | -- | -- | 234% 2.69M to 8.98M | |
| 27-Feb-17 1:34 PM View: | Grom Social Enterprises, Inc. (GROM) | 14-Feb-17 | Disposition | 200,000 | -- | -- | (7%) 2.89M to 2.69M | |
| 18-Oct-12 9:20 PM View: | Dna Brands Inc (DNAX) | 08-Oct-12 | Market Sale | 457,637 | $0.10 | $45,763.70 | (8%) 5.99M to 5.53M | (10%) |
| 02-Oct-12 8:22 PM View: | Dna Brands Inc (DNAX) | 10-Sep-12 | Market Sale | 134,403 | $0.14 | $18,816.40 | (4%) 3.18M to 3.05M | 30% |
| 31-Aug-12 9:13 PM View: | Dna Brands Inc (DNAX) | 12-Jul-12 | Market Sale | 125,000 | $0.19 | $23,987.50 | (4%) 3.3M to 3.18M | 59% |
| 30-Apr-12 2:14 PM View: | Dna Brands Inc (DNAX) | 06-Jan-12 | Market Sale | 18,197 | $0.43 | $7,824.71 | < 1% 3.29M to 3.3M | (82%) |
| 30-Apr-12 2:14 PM View: | Dna Brands Inc (DNAX) | 28-Dec-11 | Market Sale | 5,000 | $0.52 | $2,600.00 | < 1% 3.32M to 3.32M | (85%) |
| 30-Apr-12 2:14 PM View: | Dna Brands Inc (DNAX) | 23-Dec-11 | Market Sale | 5,000 | $0.50 | $2,500.00 | < 1% 3.32M to 3.33M | (85%) |
| 01-Sep-11 12:54 PM View: | Dna Brands Inc (DNAX) | 24-Aug-11 | Grant | 200,000 | -- | -- | 6% 3.13M to 3.33M | |
| 01-Sep-11 12:54 PM View: | Dna Brands Inc (DNAX) | 29-Jul-11 | Sale | 7,400 | $0.98 | $7,252.00 | (< 1%) 3.14M to 3.13M | |
| 01-Sep-11 12:54 PM View: | Dna Brands Inc (DNAX) | 31-May-11 | Grant | 200,000 | -- | -- | 7% 2.94M to 3.14M | |
| 01-Sep-11 12:54 PM View: | Dna Brands Inc (DNAX) | 28-Apr-11 | Grant | 100,000 | -- | -- | 4% 2.84M to 2.94M |