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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Dec-21 4:46 PM View:  | S&w Seed Co (SANW) | 15-Dec-21 | Grant | 22,799 | -- | -- | 14% 164.85K to 187.65K | |
| 19-Oct-21 8:55 AM View: | S&w Seed Co (SANW) | 15-Oct-21 | Grant | 27,472 | $2.73 | $74,998.60 | 20% 138.8K to 166.27K | 4% |
| 28-Dec-20 5:41 PM View: | S&w Seed Co (SANW) | 23-Dec-20 | Grant | 24,526 | -- | -- | 21% 114.27K to 138.8K | |
| 06-Feb-20 5:31 PM View: | S&w Seed Co (SANW) | 04-Feb-20 | Grant | 29,977 | -- | -- | 36% 84.3K to 114.27K | |
| 18-Jan-19 1:28 PM View: | S&w Seed Co (SANW) | 16-Jan-19 | Grant | 12,500 | -- | -- | 17% 71.8K to 84.3K | |
| 14-Jan-19 6:52 PM View: | S&w Seed Co (SANW) | 10-Jan-19 | Option Exercise | 7,267 | -- | -- | 11% 64.53K to 71.8K | |
| 05-Mar-18 5:01 PM View: | S&w Seed Co (SANW) | 02-Mar-18 | Market Sale | 100 | $3.40 | $340.00 | (< 1%) 63.2K to 63.1K | 7% |
| 22-Dec-17 4:13 PM View: | S&w Seed Co (SANW) | 20-Dec-17 | Option Exercise | 5,842 | -- | -- | 10% 57.36K to 63.2K | |
| 25-Oct-16 4:34 PM View: | S&w Seed Co (SANW) | 24-Oct-16 | Payment of Exercise | 7,925 | $5.30 | $42,002.50 | (12%) 65.29K to 57.36K | |
| 25-Oct-16 4:34 PM View: | S&w Seed Co (SANW) | 24-Oct-16 | Option Exercise | 10,000 | $4.20 | $42,000.00 | 18% 55.29K to 65.29K | |
| 17-Jun-15 2:17 PM View: | S&w Seed Co (SANW) | 15-Jun-15 | Payment of Exercise | 23,392 | $5.13 | $120,001.00 | (30%) 78.68K to 55.29K | |
| 17-Jun-15 2:17 PM View: | S&w Seed Co (SANW) | 15-Jun-15 | Option Exercise | 30,000 | $4.00 | $120,000.00 | 62% 48.68K to 78.68K | |
| 16-Apr-13 8:27 PM View: | S&w Seed Co (SANW) | 15-Apr-13 | Exercise (in-the money or at-the-money) | 19,000 | $7.15 | $135,850.00 | 64% 29.68K to 48.68K | (46%) |
| 16-Oct-12 7:27 PM View: | S&w Seed Co (SANW) | 15-Oct-12 | Sale | 6,420 | $8.07 | $51,823.00 | (18%) 36.1K to 29.68K | |
| 09-Oct-12 6:42 PM View: | S&w Seed Co (SANW) | 05-Oct-12 | Sale | 1,900 | $7.92 | $15,048.00 | (5%) 38.0K to 36.1K |