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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-20 2:52 PM View:  | Tyco International Ltd. (JCI) | 09-Dec-20 | Sale (Planned) | 29,963 | $45.75 | $1,370,810.00 | (62%) 48.07K to 18.1K | |
| 10-Dec-20 2:52 PM View: | Tyco International Ltd. (JCI) | 08-Dec-20 | Private Sale | 6,655 | $45.42 | $302,270.00 | (12%) 54.72K to 48.07K | |
| 08-Dec-20 6:51 PM View: | Tyco International Ltd. (JCI) | 07-Dec-20 | Grant | 50,019 | $45.25 | $2,263,370.00 | 160% 31.27K to 81.3K | |
| 08-Dec-20 6:51 PM View: | Tyco International Ltd. (JCI) | 07-Dec-20 | Payment of Exercise | 26,574 | $45.25 | $1,202,470.00 | (33%) 81.3K to 54.72K | |
| 08-Dec-20 6:51 PM View: | Tyco International Ltd. (JCI) | 06-Dec-20 | Payment of Exercise | 3,326 | $45.89 | $152,630.00 | (10%) 34.6K to 31.28K | |
| 08-Dec-20 6:51 PM View: | Tyco International Ltd. (JCI) | 05-Dec-20 | Payment of Exercise | 2,587 | $45.89 | $118,717.00 | (7%) 37.19K to 34.6K | |
| 04-Aug-20 5:45 PM View: | Tyco International Ltd. (JCI) | 03-Aug-20 | Market Sale | 61,953 | $38.54 | $2,387,670.00 | (63%) 98.92K to 36.97K | (4%) |
| 09-Dec-19 7:16 PM View: | Tyco International Ltd. (JCI) | 07-Dec-19 | Payment of Exercise | 2,828 | $42.09 | $119,031.00 | (3%) 100.96K to 98.13K | |
| 09-Dec-19 7:16 PM View: | Tyco International Ltd. (JCI) | 06-Dec-19 | Payment of Exercise | 25,256 | $42.09 | $1,063,020.00 | (20%) 126.22K to 100.96K | |
| 09-Dec-19 7:16 PM View: | Tyco International Ltd. (JCI) | 05-Dec-19 | Grant | 16,065 | -- | -- | 15% 110.15K to 126.22K | |
| 06-Dec-19 4:14 PM View: | Tyco International Ltd. (JCI) | 04-Dec-19 | Grant | 47,196 | -- | -- | 75% 62.95K to 110.15K | |
| 09-Oct-19 6:32 PM View: | Tyco International Ltd. (JCI) | 07-Oct-19 | Payment of Exercise | 1,371 | $42.24 | $57,911.00 | (2%) 64.33K to 62.95K | 5% |
| 04-Sep-19 6:06 PM View: | Tyco International Ltd. (JCI) | 02-Sep-19 | Payment of Exercise | 23,843 | $42.69 | $1,017,860.00 | (27%) 87.95K to 64.11K | |
| 08-May-19 4:58 PM View: | Tyco International Ltd. (JCI) | 07-May-19 | Option Exercise | 98,763 | $26.86 | $2,652,660.00 | 85% 116.87K to 215.64K | |
| 08-May-19 4:58 PM View: | Tyco International Ltd. (JCI) | 07-May-19 | Market Option Sale | 98,763 | $39.09 | $3,860,300.00 | (46%) 215.64K to 116.87K | |
| 08-May-19 4:58 PM View: | Tyco International Ltd. (JCI) | 07-May-19 | Market Sale | 27,395 | $39.09 | $1,070,780.00 | (23%) 116.87K to 89.48K | |
| 10-Dec-18 6:14 PM View: | Tyco International Ltd. (JCI) | 07-Dec-18 | Payment of Exercise | 1,827 | $32.66 | $59,669.80 | (2%) 115.3K to 113.48K | (7%) |
| 10-Dec-18 6:14 PM View: | Tyco International Ltd. (JCI) | 06-Dec-18 | Grant | 20,088 | -- | -- | 21% 95.22K to 115.3K | |
| 09-Oct-18 7:13 PM View: | Tyco International Ltd. (JCI) | 08-Oct-18 | Payment of Exercise | 1,310 | $36.31 | $47,566.10 | (1%) 95.94K to 94.63K | 4% |
| 11-Dec-17 5:56 PM View: | Tyco International Ltd. (JCI) | 07-Dec-17 | Grant | 17,953 | -- | -- | 23% 76.4K to 94.36K | |
| 11-Oct-17 5:14 PM View: | Tyco International Ltd. (JCI) | 07-Oct-17 | Payment of Exercise | 926 | $41.07 | $38,030.80 | (1%) 77.0K to 76.08K | 18% |
| 09-Dec-16 5:11 PM View: | Tyco International Ltd. (JCI) | 07-Dec-16 | Payment of Exercise | 3,759 | $44.27 | $166,411.00 | (5%) 79.43K to 75.67K | 25% |
| 22-Nov-16 4:24 PM View: | Tyco International Ltd. (JCI) | 18-Nov-16 | Grant | 10,046 | -- | -- | 14% 69.38K to 79.43K | |
| 11-Oct-16 6:08 PM View: | Tyco International Ltd. (JCI) | 07-Oct-16 | Grant | 6,182 | -- | -- | 11% 57.56K to 63.74K | |
| 12-Sep-16 6:07 PM View: | Tyco International Ltd. (JCI) | 08-Sep-16 | Grant | 44,097 | -- | -- | 335% 13.15K to 57.25K | |
| 07-Sep-16 7:09 PM View: | Tyco International Ltd. (JCI) | 02-Sep-16 | Grant | 13,153 | -- | -- | 100% 0 to 13.15K | |
| 06-Sep-16 7:26 PM View: | Johnson Controls Inc. (JCI) | 02-Sep-16 | Disposition | 121,773 | $42.58 | $5,185,000.00 | (100%) 121.77K to 0 | 21% |
| 06-Sep-16 7:26 PM View: | Johnson Controls Inc. (JCI) | 02-Sep-16 | Option Exercise | 106,033 | -- | -- | 674% 15.74K to 121.77K | |
| 09-Dec-15 1:18 PM View: | Johnson Controls Inc. (JCI) | 07-Dec-15 | Disposition | 5,014 | $42.15 | $211,340.00 | (24%) 20.75K to 15.74K | (8%) |
| 19-Nov-15 3:00 PM View: | Johnson Controls Inc. (JCI) | 17-Nov-15 | Grant | 12,538 | -- | -- | 167% 7.5K to 20.04K | |
| 04-Nov-14 1:22 PM View: | Johnson Controls Inc. (JCI) | 03-Nov-14 | Disposition | 317 | $47.25 | $14,991.00 | (4%) 7.82K to 7.5K | 2% |
| 04-Nov-14 1:22 PM View: | Johnson Controls Inc. (JCI) | 03-Nov-14 | Option Exercise | 317 | -- | -- | 4% 7.5K to 7.82K | |
| 02-Nov-12 2:47 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Disposition | 159 | $26.04 | $4,133.46 | (2%) 7.66K to 7.5K | (40%) |
| 02-Nov-12 2:47 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Option Exercise | 159 | $26.04 | $4,133.46 | 2% 7.5K to 7.66K | 40% |
| 02-Nov-10 1:46 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-10 | Grant | 7,500 | -- | -- | 100% 0 to 7.5K |