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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Nov-16 6:23 PM View:  | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 20,138 | $11.36 | $228,768.00 | (100%) 20.14K to 0 | |
| 10-Aug-16 11:57 AM View: | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 54% 13.11K to 20.14K | |
| 05-Jul-16 12:32 PM View: | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 97% 6.64K to 13.11K | |
| 30-Jun-15 12:13 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Acquisition (other) | 91 | -- | -- | 3% 3.11K to 3.2K | |
| 30-Jun-15 12:13 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Option Exercise | 3,441 | -- | -- | 107% 3.2K to 6.64K |