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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Oct-21 3:48 PM View:  | Equus Total Return, Inc. (EQS) | 29-Sep-21 | Market Sale | 1,844,260 | $2.40 | $4,426,220.00 | (84%) 2.19M to 345.43K | 3% |
| 20-Mar-17 10:58 AM View: | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 15,000 | $2.40 | $36,000.00 | < 1% 2.18M to 2.2M | (21%) |
| 03-Mar-16 6:35 PM View: | Equus Total Return, Inc. (EQS) | 03-Mar-16 | Market Purchase | 429 | $1.50 | $643.50 | < 1% 2.18M to 2.18M | 12% |
| 03-Mar-16 6:35 PM View: | Equus Total Return, Inc. (EQS) | 02-Mar-16 | Market Purchase | 100 | $1.50 | $150.00 | < 1% 2.18M to 2.18M | 12% |
| 03-Mar-16 6:35 PM View: | Equus Total Return, Inc. (EQS) | 26-Feb-16 | Market Purchase | 4,400 | $1.50 | $6,600.00 | < 1% 2.18M to 2.18M | 12% |
| 03-Mar-16 6:35 PM View: | Equus Total Return, Inc. (EQS) | 25-Feb-16 | Market Purchase | 9,351 | $1.50 | $14,026.50 | < 1% 2.17M to 2.18M | 12% |
| 22-Jan-16 12:26 PM View: | Equus Total Return, Inc. (EQS) | 21-Jan-16 | Market Purchase | 177 | $1.50 | $265.50 | < 1% 2.17M to 2.17M | 12% |
| 22-Jan-16 12:26 PM View: | Equus Total Return, Inc. (EQS) | 20-Jan-16 | Market Purchase | 33,400 | $1.54 | $51,350.00 | 2% 2.14M to 2.17M | 9% |
| 30-Nov-15 4:33 PM View: | Equus Total Return, Inc. (EQS) | 25-Nov-15 | Market Purchase | 42,284 | $1.50 | $63,426.00 | (2%) 2.66M to 2.62M | (12%) |
| 20-Nov-15 8:05 PM View: | Equus Total Return, Inc. (EQS) | 20-Nov-15 | Market Purchase | 3,638 | $1.45 | $5,275.10 | < 1% 5.15M to 5.15M | 16% |
| 20-Nov-15 8:05 PM View: | Equus Total Return, Inc. (EQS) | 18-Nov-15 | Market Purchase | 25,000 | $1.50 | $37,500.00 | < 1% 5.12M to 5.15M | 12% |
| 02-Aug-13 5:31 PM View: | Equus Total Return, Inc. (EQS) | 31-Jul-13 | Purchase | 859,803 | $2.40 | $2,063,530.00 | 18% 4.9M to 5.76M | |
| 02-Aug-13 5:31 PM View: | Equus Total Return, Inc. (EQS) | 31-Jul-13 | Purchase | 145,833 | $2.40 | $349,999.00 | 3% 5.76M to 5.91M | |
| 26-Jul-13 5:07 PM View: | Equus Total Return, Inc. (EQS) | 23-Jul-13 | Market Purchase | 1,492 | $1.89 | $2,826.00 | < 1% 2.02M to 2.02M | (11%) |
| 26-Jul-13 5:07 PM View: | Equus Total Return, Inc. (EQS) | 22-Jul-13 | Market Purchase | 1,574 | $1.89 | $2,977.85 | < 1% 2.02M to 2.02M | (11%) |
| 21-Dec-12 12:12 PM View: | Equus Total Return, Inc. (EQS) | 20-Dec-12 | Market Purchase | 986,842 | $2.65 | $2,610,690.00 | 96% 1.03M to 2.02M | (36%) |
| 16-Dec-10 8:09 PM View: | Equus Total Return, Inc. (EQS) | 15-Dec-10 | Market Purchase | 100 | $2.25 | $225.00 | < 1% 1.01M to 1.01M | (27%) |
| 24-Nov-10 8:07 PM View: | Equus Total Return, Inc. (EQS) | 22-Nov-10 | Market Purchase | 40,000 | $2.09 | $83,600.00 | 5% 842.3K to 882.3K | (21%) |
| 24-Nov-10 8:07 PM View: | Equus Total Return, Inc. (EQS) | 19-Nov-10 | Market Purchase | 9,025 | $2.12 | $19,133.00 | 1% 833.27K to 842.3K | (22%) |
| 24-Nov-10 8:07 PM View: | Equus Total Return, Inc. (EQS) | 17-Nov-10 | Market Purchase | 8,644 | $2.16 | $18,671.00 | 1% 824.63K to 833.27K | (24%) |
| 24-Nov-10 8:07 PM View: | Equus Total Return, Inc. (EQS) | 15-Nov-10 | Market Purchase | 2,600 | $2.23 | $5,798.00 | < 1% 822.03K to 824.63K | (26%) |