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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Oct-24 4:05 PM View:  | Geron Corp (GERN) | 30-Sep-24 | Grant | 1,767 | -- | -- | (1%) 171.95K to 170.19K | |
| 28-Jun-24 6:50 PM View: | Geron Corp (GERN) | 28-Jun-24 | Grant | 1,916 | -- | -- | (1%) 170.33K to 168.42K | |
| 28-Jun-24 6:50 PM View: | Geron Corp (GERN) | 29-Mar-24 | Grant | 2,462 | -- | -- | (1%) 168.96K to 166.5K | |
| 30-Jan-24 7:00 PM View: | Renovorx, Inc. (RNXT) | 26-Jan-24 | Purchase | 40,983 | -- | -- | 100% 0 to 40.98K | |
| 03-Jan-24 7:04 PM View: | Geron Corp (GERN) | 29-Dec-23 | Grant | 3,406 | -- | -- | 2% 160.63K to 164.04K | |
| 02-Oct-23 10:00 PM View: | Geron Corp (GERN) | 29-Sep-23 | Grant | 3,390 | -- | -- | 2% 157.24K to 160.63K | |
| 30-Jun-23 9:19 PM View: | Geron Corp (GERN) | 30-Jun-23 | Grant | 2,239 | -- | -- | 1% 155.0K to 157.24K | |
| 03-Jul-23 4:57 PM View: | Cyclacel Pharmaceuticals, I... (CYCC) | 30-Jun-23 | Grant | 21,219 | -- | -- | 117% 18.2K to 39.41K | |
| 24-Apr-23 4:45 PM View: | Athenex, Inc. (ATNX) | 21-Apr-23 | Grant | 2,300 | $1.30 | $3,001.50 | 100% 2.29K to 4.59K | (5%) |
| 03-Apr-23 8:46 PM View: | Geron Corp (GERN) | 31-Mar-23 | Grant | 3,312 | -- | -- | 2% 151.69K to 155.0K | |
| 17-Jan-23 8:19 AM View: | Athenex, Inc. (ATNX) | 13-Jan-23 | Grant | 16,130 | $0.19 | $3,000.18 | 54% 29.7K to 45.83K | |
| 03-Jan-23 8:53 PM View: | Geron Corp (GERN) | 30-Dec-22 | Grant | 2,970 | -- | -- | 2% 148.72K to 151.69K | |
| 12-Oct-22 8:34 AM View: | Athenex, Inc. (ATNX) | 07-Oct-22 | Grant | 12,453 | $0.24 | $2,999.93 | 72% 17.25K to 29.7K | |
| 03-Oct-22 5:48 PM View: | Geron Corp (GERN) | 30-Sep-22 | Grant | 3,071 | -- | -- | 2% 145.65K to 148.72K | |
| 30-Aug-22 6:41 PM View: | Athenex, Inc. (ATNX) | 03-Aug-22 | Option Exercise | 8,750 | -- | -- | 103% 8.5K to 17.25K | |
| 21-Jul-22 5:05 PM View: | Athenex, Inc. (ATNX) | 20-Jul-22 | Grant | 4,508 | $0.67 | $3,000.07 | 113% 3.99K to 8.5K | |
| 01-Jul-22 9:24 PM View: | Geron Corp (GERN) | 30-Jun-22 | Grant | 4,637 | -- | -- | 3% 141.01K to 145.65K | |
| 16-Jun-22 4:12 PM View: | Cyclacel Pharmaceuticals, I... (CYCC) | 14-Jun-22 | Grant | 15,822 | -- | -- | 666% 2.37K to 18.2K | |
| 11-Apr-22 6:56 PM View: | Athenex, Inc. (ATNX) | 08-Apr-22 | Grant | 3,989 | $0.75 | $2,999.73 | 100% 0 to 3.99K | |
| 01-Apr-22 5:00 PM View: | Geron Corp (GERN) | 31-Mar-22 | Grant | 5,284 | -- | -- | 4% 135.73K to 141.01K | |
| 03-Jan-22 7:05 PM View: | Geron Corp (GERN) | 31-Dec-21 | Grant | 5,891 | -- | -- | 5% 129.84K to 135.73K | |
| 01-Oct-21 8:08 PM View: | Geron Corp (GERN) | 30-Sep-21 | Grant | 5,246 | -- | -- | 4% 124.59K to 129.84K | |
| 01-Jul-21 8:01 PM View: | Geron Corp (GERN) | 30-Jun-21 | Grant | 5,097 | -- | -- | 4% 119.5K to 124.59K | |
| 17-Jun-21 4:08 PM View: | Cyclacel Pharmaceuticals, I... (CYCC) | 15-Jun-21 | Grant | 2,374 | -- | -- | 100% 0 to 2.37K | |
| 02-Apr-21 5:06 PM View: | Geron Corp (GERN) | 31-Mar-21 | Grant | 4,549 | -- | -- | 4% 114.95K to 119.5K | |
| 11-Jan-21 5:59 PM View: | Geron Corp (GERN) | 31-Dec-20 | Grant | 4,520 | -- | -- | 4% 110.43K to 114.95K | |
| 02-Oct-20 5:26 PM View: | Geron Corp (GERN) | 30-Sep-20 | Grant | 4,130 | -- | -- | 4% 106.3K to 110.43K | |
| 02-Jul-20 5:02 PM View: | Geron Corp (GERN) | 30-Jun-20 | Grant | 3,297 | -- | -- | 3% 103.0K to 106.3K | |
| 01-Apr-20 6:17 PM View: | Geron Corp (GERN) | 31-Mar-20 | Grant | 6,039 | -- | -- | 6% 96.96K to 103.0K | |
| 03-Jan-20 2:26 PM View: | Geron Corp (GERN) | 31-Dec-19 | Grant | 5,284 | -- | -- | 6% 91.68K to 96.96K | |
| 01-Oct-19 8:08 PM View: | Geron Corp (GERN) | 30-Sep-19 | Grant | 5,404 | -- | -- | 6% 86.27K to 91.68K | |
| 01-Jul-19 7:07 PM View: | Geron Corp (GERN) | 28-Jun-19 | Grant | 5,097 | -- | -- | 6% 81.18K to 86.27K | |
| 01-Apr-19 7:56 PM View: | Geron Corp (GERN) | 29-Mar-19 | Grant | 4,329 | -- | -- | 6% 76.85K to 81.18K | |
| 18-Mar-19 5:57 PM View: | Pds Biotechnology Corp (PDSB) | 15-Mar-19 | Option Exercise | 10,000 | -- | -- | 26% 38.66K to 48.66K | |
| 02-Jan-19 7:28 PM View: | Geron Corp (GERN) | 31-Dec-18 | Grant | 7,188 | -- | -- | 10% 69.66K to 76.85K | |
| 28-Sep-18 8:05 PM View: | Geron Corp (GERN) | 28-Sep-18 | Grant | 4,084 | -- | -- | 6% 65.58K to 69.66K | |
| 13-Sep-18 9:28 PM View: | Geron Corp (GERN) | 13-Sep-18 | Option Exercise | 175,000 | $2.95 | $516,550.00 | 267% 65.58K to 240.58K | |
| 13-Sep-18 9:28 PM View: | Geron Corp (GERN) | 13-Sep-18 | Market Option Sale (Planned) | 175,000 | $6.85 | $1,198,750.00 | (73%) 240.58K to 65.58K | |
| 02-Jul-18 6:42 PM View: | Geron Corp (GERN) | 29-Jun-18 | Grant | 2,095 | -- | -- | 3% 63.48K to 65.58K | |
| 30-Mar-18 6:11 PM View: | Geron Corp (GERN) | 29-Mar-18 | Grant | 1,691 | -- | -- | 3% 61.79K to 63.48K | |
| 13-Feb-18 4:57 PM View: | Sucampo Pharmaceuticals, Inc. (SCMP) | 13-Feb-18 | Disposition | 5,130 | $18.00 | $92,340.00 | (100%) 5.13K to 0 | |
| 02-Jan-18 6:28 PM View: | Geron Corp (GERN) | 29-Dec-17 | Grant | 3,993 | -- | -- | 7% 57.8K to 61.79K | |
| 02-Oct-17 5:41 PM View: | Geron Corp (GERN) | 29-Sep-17 | Grant | 3,297 | -- | -- | 6% 54.5K to 57.8K | |
| 30-Jun-17 7:54 PM View: | Geron Corp (GERN) | 30-Jun-17 | Grant | 2,595 | -- | -- | 5% 51.91K to 54.5K | |
| 05-Jun-17 9:56 PM View: | Sucampo Pharmaceuticals, Inc. (SCMP) | 01-Jun-17 | Grant | 5,130 | -- | -- | 52% 9.8K to 14.93K | |
| 31-Mar-17 7:22 PM View: | Geron Corp (GERN) | 31-Mar-17 | Grant | 3,166 | -- | -- | 6% 48.74K to 51.91K | |
| 06-Jun-16 6:01 PM View: | Sucampo Pharmaceuticals, Inc. (SCMP) | 02-Jun-16 | Grant | 9,800 | -- | -- | 100% 0 to 9.8K | |
| 08-Oct-15 4:14 PM View: | Pds Biotechnology Corp (PDSB) | 06-Oct-15 | Conversion | 34,112 | -- | -- | 100% 0 to 34.11K | |
| 08-Oct-15 4:14 PM View: | Pds Biotechnology Corp (PDSB) | 06-Oct-15 | Acquisition (other) | 1,549 | $7.91 | $12,252.60 | 5% 34.11K to 35.66K | |
| 08-Oct-15 4:14 PM View: | Pds Biotechnology Corp (PDSB) | 06-Oct-15 | Purchase | 3,000 | $11.00 | $33,000.00 | 8% 35.66K to 38.66K |