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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Aug-15 5:18 PM View:  | RCS Capital Corporation (RCAP) | 13-Aug-15 | Grant | 427,873 | -- | -- | 9% 5.01M to 5.44M | |
| 05-Jan-15 5:54 PM View: | RCS Capital Corporation (RCAP) | 31-Dec-14 | Option Exercise | 50,995 | -- | -- | 1% 4.96M to 5.01M | |
| 02-Jul-14 9:52 PM View: | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 1,846,940 | $18.42 | $34,020,700.00 | 59% 3.11M to 4.96M | |
| 09-Jan-14 8:29 PM View: | American Realty Capital Pro... (VER) | 09-Jan-14 | Purchase | 5,000 | $20.36 | $101,803.00 | 578% 0.86K to 5.87K | |
| 08-Jan-14 5:47 PM View: | American Realty Capital Pro... (VER) | 03-Jan-14 | Acquisition (other) | 1,622 | -- | -- | < 1% 397.85K to 399.48K | |
| 07-Jan-14 8:44 PM View: | American Realty Capital Tru... (NONE) | 03-Jan-14 | Disposition | 8,888 | -- | -- | (100%) 8.89K to 0 | |
| 18-Nov-13 1:23 PM View: | American Realty Capital Pro... (VER) | 18-Nov-13 | Market Purchase | 20,000 | $13.18 | $263,612.00 | 5% 377.85K to 397.85K | (21%) |
| 09-Aug-13 11:49 AM View: | American Realty Capital Pro... (VER) | 09-Aug-13 | Market Purchase | 50,000 | $13.73 | $686,655.00 | 15% 327.85K to 377.85K | (22%) |
| 10-Jun-13 9:06 PM View: | RCS Capital Corporation (RCAP) | 06-Jun-13 | Acquisition (other) Duplicate | 24,000,000 | -- | -- | 24000000% 100 to 24.0M | |
| 10-Jun-13 9:06 PM View: | RCS Capital Corporation (RCAP) | 06-Jun-13 | Disposition (other) Duplicate | 100 | -- | -- | (< 1%) 24.0M to 24.0M | |
| 11-Apr-13 12:24 PM View: | American Realty Capital Pro... (VER) | 11-Apr-13 | Market Purchase | 30,001 | $15.69 | $470,629.00 | 10% 297.85K to 327.85K | (31%) |
| 18-Mar-13 8:10 PM View: | American Realty Capital Pro... (VER) | 28-Feb-13 | Conversion | 13,723 | -- | -- | 5% 281.01K to 294.74K | |
| 18-Mar-13 8:10 PM View: | American Realty Capital Pro... (VER) | 28-Feb-13 | Acquisition (other) | 3,115 | -- | -- | 1% 294.74K to 297.85K | |
| 04-Mar-13 9:40 PM View: | American Realty Capital Tru... (NONE) | 28-Feb-13 | Disposition Duplicate | 20,000 | -- | -- | (100%) 20.0K to 0 | |
| 18-Mar-13 8:10 PM View: | American Realty Capital Pro... (VER) | 24-Jan-13 | Conversion | 13,723 | -- | -- | 5% 267.29K to 281.01K | |
| 19-Dec-14 3:33 PM View: | Franklin Bsp Lending Corp (NONE) | 02-Jan-13 | Purchase | 33,749 | $9.63 | $325,000.00 | 11368000% 0 to 33.75K | |
| 18-Mar-13 8:10 PM View: | American Realty Capital Pro... (VER) | 28-Dec-12 | Acquisition (other) | 157,984 | -- | -- | 145% 109.31K to 267.29K | |
| 18-Mar-13 8:10 PM View: | American Realty Capital Pro... (VER) | 06-Sep-12 | Acquisition (other) | 96,208 | -- | -- | 734% 13.1K to 109.31K | |
| 15-Sep-10 9:01 PM View: | American Realty Capital Tru... (N/A) | 13-Sep-10 | Grant | 160,604 | -- | -- | 5577% 2.88K to 163.48K |