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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Sep-10 6:14 PM View:  | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 75 | $11.00 | $825.00 | (100%) 75 to 0 | < 1% |