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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-21 4:44 PM View:  | Kansas City Southern (KSU) | 14-Dec-21 | Disposition | 10,956 | -- | -- | (85%) 12.93K to 1.97K | |
| 15-Dec-21 4:44 PM View: | Kansas City Southern (KSU) | 14-Dec-21 | Payment of Exercise | 1,970 | $290.71 | $572,699.00 | (100%) 1.97K to 0 | |
| 15-Dec-21 4:44 PM View: | Kansas City Southern (KSU) | 19-May-21 | Gift | 426 | -- | -- | (3%) 13.35K to 12.93K | |
| 01-Mar-21 5:34 PM View: | Kansas City Southern (KSU) | 26-Feb-21 | Payment of Exercise | 1,483 | $213.51 | $316,635.00 | (10%) 14.71K to 13.23K | < 1% |
| 16-Feb-21 5:12 PM View: | Kansas City Southern (KSU) | 12-Feb-21 | Payment of Exercise | 131 | $209.36 | $27,426.20 | (< 1%) 14.84K to 14.71K | < 1% |
| 05-Feb-21 5:16 PM View: | Kansas City Southern (KSU) | 03-Feb-21 | Grant | 4,675 | -- | -- | 46% 10.17K to 14.84K | |
| 19-Nov-20 5:07 PM View: | Kansas City Southern (KSU) | 18-Nov-20 | Option Exercise | 2,855 | $105.64 | $301,598.00 | 23% 12.67K to 15.52K | |
| 19-Nov-20 5:07 PM View: | Kansas City Southern (KSU) | 18-Nov-20 | Market Option Sale | 2,855 | $189.24 | $540,266.00 | (18%) 15.52K to 12.67K | (6%) |
| 19-Nov-20 5:07 PM View: | Kansas City Southern (KSU) | 18-Nov-20 | Market Sale | 2,500 | $189.24 | $473,088.00 | (20%) 12.67K to 10.17K | (6%) |
| 11-Jun-20 5:06 PM View: | Kansas City Southern (KSU) | 10-Jun-20 | Market Sale | 3,000 | $158.13 | $474,379.00 | (19%) 15.51K to 12.51K | (26%) |
| 03-Mar-20 5:22 PM View: | Kansas City Southern (KSU) | 28-Feb-20 | Payment of Exercise | 1,435 | $152.34 | $218,608.00 | (8%) 16.94K to 15.51K | (30%) |
| 18-Feb-20 5:26 PM View: | Kansas City Southern (KSU) | 14-Feb-20 | Payment of Exercise | 93 | $173.46 | $16,131.80 | (< 1%) 17.04K to 16.94K | (14%) |
| 11-Feb-20 5:23 PM View: | Kansas City Southern (KSU) | 07-Feb-20 | Grant | 1,856 | -- | -- | 12% 15.18K to 17.04K | |
| 03-Feb-20 5:33 PM View: | Kansas City Southern (KSU) | 30-Jan-20 | Grant | 3,371 | -- | -- | 29% 11.81K to 15.18K | |
| 03-Sep-19 5:15 PM View: | Kansas City Southern (KSU) | 30-Aug-19 | Payment of Exercise | 2,171 | $124.59 | $270,485.00 | (16%) 13.74K to 11.57K | (58%) |
| 03-Sep-19 5:15 PM View: | Kansas City Southern (KSU) | 30-Aug-19 | Gift | 488 | -- | -- | (4%) 11.57K to 11.09K | |
| 09-May-19 5:06 PM View: | Kansas City Southern (KSU) | 07-May-19 | Option Exercise | 8,236 | $87.10 | $717,391.00 | 46% 17.81K to 26.05K | |
| 09-May-19 5:06 PM View: | Kansas City Southern (KSU) | 07-May-19 | Market Option Sale | 8,236 | $122.45 | $1,008,520.00 | (32%) 26.05K to 17.81K | (62%) |
| 09-May-19 5:06 PM View: | Kansas City Southern (KSU) | 07-May-19 | Market Sale | 3,601 | $122.45 | $440,952.00 | (20%) 17.81K to 14.21K | (62%) |
| 07-Mar-19 5:19 PM View: | Kansas City Southern (KSU) | 05-Mar-19 | Grant | 1,646 | -- | -- | 10% 16.16K to 17.81K | |
| 25-Feb-19 5:54 PM View: | Kansas City Southern (KSU) | 22-Feb-19 | Payment of Exercise | 1,520 | $111.75 | $169,860.00 | (9%) 17.68K to 16.16K | (78%) |
| 11-Feb-19 5:25 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Grant | 325 | -- | -- | 2% 17.49K to 17.82K | |
| 11-Feb-19 5:25 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Payment of Exercise | 133 | $103.13 | $13,716.30 | (< 1%) 17.82K to 17.68K | (92%) |
| 01-Feb-19 5:59 PM View: | Kansas City Southern (KSU) | 30-Jan-19 | Grant | 4,280 | -- | -- | 32% 13.21K to 17.49K | |
| 08-Mar-18 5:07 PM View: | Kansas City Southern (KSU) | 06-Mar-18 | Grant | 1,063 | -- | -- | 9% 11.91K to 12.98K | |
| 26-Feb-18 8:01 PM View: | Kansas City Southern (KSU) | 23-Feb-18 | Payment of Exercise | 196 | $107.17 | $21,005.30 | (2%) 12.11K to 11.91K | (83%) |
| 15-Feb-18 5:29 PM View: | Kansas City Southern (KSU) | 14-Feb-18 | Grant | 467 | -- | -- | 4% 11.64K to 12.11K | |
| 12-Feb-18 6:09 PM View: | Kansas City Southern (KSU) | 09-Feb-18 | Payment of Exercise | 164 | $103.53 | $16,978.90 | (1%) 11.81K to 11.64K | (89%) |
| 24-Jan-18 6:19 PM View: | Kansas City Southern (KSU) | 23-Jan-18 | Grant | 49 | -- | -- | < 1% 11.76K to 11.81K | |
| 08-Jan-18 5:59 PM View: | Kansas City Southern (KSU) | 05-Jan-18 | Payment of Exercise | 838 | $107.00 | $89,666.00 | (7%) 12.6K to 11.76K | (83%) |
| 08-Jan-18 5:59 PM View: | Kansas City Southern (KSU) | 19-Dec-17 | Gift | 360 | -- | -- | (3%) 12.67K to 12.31K | |
| 01-Mar-17 4:45 PM View: | Kansas City Southern (KSU) | 28-Feb-17 | Payment of Exercise | 460 | $88.42 | $40,673.20 | (4%) 13.13K to 12.67K | (120%) |
| 21-Feb-17 5:24 PM View: | Kansas City Southern (KSU) | 17-Feb-17 | Grant | 2,368 | -- | -- | 22% 10.76K to 13.13K | |
| 13-Feb-17 5:43 PM View: | Kansas City Southern (KSU) | 10-Feb-17 | Payment of Exercise | 122 | $85.96 | $10,487.10 | (1%) 10.88K to 10.76K | (126%) |
| 02-Mar-16 5:04 PM View: | Kansas City Southern (KSU) | 29-Feb-16 | Payment of Exercise | 368 | $83.93 | $30,886.20 | (3%) 10.93K to 10.56K | (135%) |
| 22-Feb-16 5:14 PM View: | Kansas City Southern (KSU) | 19-Feb-16 | Grant | 4,145 | -- | -- | 61% 6.78K to 10.93K | |
| 17-Feb-16 5:40 PM View: | Kansas City Southern (KSU) | 12-Feb-16 | Payment of Exercise | 132 | $77.54 | $10,235.30 | (2%) 6.91K to 6.78K | (155%) |
| 11-Jun-15 4:41 PM View: | Kansas City Southern (KSU) | 10-Jun-15 | Market Sale | 3,380 | $93.06 | $314,551.00 | (34%) 10.08K to 6.7K | (114%) |
| 02-Jun-15 5:30 PM View: | Kansas City Southern (KSU) | 29-May-15 | Payment of Exercise | 1,718 | $92.40 | $158,743.00 | (15%) 11.8K to 10.08K | (116%) |
| 02-Mar-15 6:40 PM View: | Kansas City Southern (KSU) | 27-Feb-15 | Payment of Exercise | 79 | $117.08 | $9,249.32 | (< 1%) 11.88K to 11.8K | (71%) |
| 20-Feb-15 5:00 PM View: | Kansas City Southern (KSU) | 18-Feb-15 | Grant | 868 | -- | -- | 8% 11.01K to 11.88K | |
| 06-Aug-14 4:53 PM View: | Kansas City Southern (KSU) | 05-Aug-14 | Grant | 5,000 | -- | -- | 84% 5.98K to 10.98K | |
| 24-Feb-14 5:14 PM View: | Kansas City Southern (KSU) | 20-Feb-14 | Grant | 591 | -- | -- | 11% 5.39K to 5.98K | |
| 25-Feb-13 2:11 PM View: | Kansas City Southern (KSU) | 21-Feb-13 | Grant | 391 | -- | -- | 8% 5.0K to 5.39K | |
| 09-May-12 10:31 AM View: | Kansas City Southern (KSU) | 07-May-12 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 22-Feb-12 4:34 PM View: | YRC Worldwide Inc. (YELLQ) | 20-Feb-12 | Grant | 45,000 | -- | -- | 1500000% 3 to 45.0K | |
| 24-Feb-11 6:00 PM View: | YRC Worldwide Inc. (YELLQ) | 22-Feb-11 | Payment of Exercise | 89 | $3.28 | $291.92 | (7%) 1.31K to 1.22K | 99% |