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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Jul-18 6:58 PM View:  | Financial Engines, Inc. (FNGN) | 19-Jul-18 | Disposition | 94,387 | $45.00 | $4,247,420.00 | (100%) 94.39K to 0 | < 1% |
| 28-Feb-18 5:49 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-18 | Payment of Exercise | 15,965 | $35.90 | $573,144.00 | (14%) 110.35K to 94.39K | (25%) |
| 28-Feb-18 5:49 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-18 | Option Exercise | 36,218 | -- | -- | 49% 74.13K to 110.35K | |
| 23-Feb-18 7:26 PM View: | Financial Engines, Inc. (FNGN) | 22-Feb-18 | Payment of Exercise | 3,170 | $29.95 | $94,941.50 | (4%) 77.3K to 74.13K | (50%) |
| 23-Feb-18 7:26 PM View: | Financial Engines, Inc. (FNGN) | 22-Feb-18 | Option Exercise | 10,764 | -- | -- | 16% 66.54K to 77.3K | |
| 08-Dec-17 2:58 PM View: | Financial Engines, Inc. (FNGN) | 07-Dec-17 | Market Purchase | 15,000 | $28.54 | $428,108.00 | 29% 51.54K to 66.54K | 57% |
| 14-Nov-17 5:19 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-17 | Payment of Exercise | 3,930 | $26.95 | $105,914.00 | (7%) 55.47K to 51.54K | (66%) |
| 14-Nov-17 5:19 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-17 | Option Exercise | 8,352 | -- | -- | 18% 47.12K to 55.47K | |
| 04-Apr-17 4:59 PM View: | Financial Engines, Inc. (FNGN) | 03-Apr-17 | Option Exercise | 10,000 | $6.51 | $65,100.00 | 21% 47.12K to 57.12K | |
| 04-Apr-17 4:59 PM View: | Financial Engines, Inc. (FNGN) | 03-Apr-17 | Market Option Sale (Planned) | 10,000 | $43.31 | $433,132.00 | (18%) 57.12K to 47.12K | (3%) |
| 01-Mar-17 9:21 PM View: | Financial Engines, Inc. (FNGN) | 01-Mar-17 | Option Exercise | 10,000 | $6.51 | $65,100.00 | 21% 47.12K to 57.12K | |
| 01-Mar-17 9:21 PM View: | Financial Engines, Inc. (FNGN) | 01-Mar-17 | Market Option Sale (Planned) | 10,000 | $45.34 | $453,362.00 | (18%) 57.12K to 47.12K | 2% |
| 28-Feb-17 10:00 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-17 | Payment of Exercise | 11,466 | $42.45 | $486,732.00 | (20%) 58.58K to 47.12K | (5%) |
| 28-Feb-17 10:00 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-17 | Option Exercise | 24,366 | -- | -- | 71% 34.22K to 58.58K | |
| 02-Feb-17 7:29 PM View: | Financial Engines, Inc. (FNGN) | 01-Feb-17 | Option Exercise | 10,000 | $6.51 | $65,100.00 | 29% 34.22K to 44.22K | |
| 02-Feb-17 7:29 PM View: | Financial Engines, Inc. (FNGN) | 01-Feb-17 | Market Option Sale (Planned) | 10,000 | $38.25 | $382,521.00 | (23%) 44.22K to 34.22K | (17%) |
| 04-Jan-17 4:11 PM View: | Financial Engines, Inc. (FNGN) | 03-Jan-17 | Option Exercise | 10,000 | $6.51 | $65,100.00 | 29% 34.22K to 44.22K | |
| 04-Jan-17 4:11 PM View: | Financial Engines, Inc. (FNGN) | 03-Jan-17 | Market Option Sale (Planned) | 10,000 | $36.80 | $368,049.00 | (23%) 44.22K to 34.22K | (21%) |
| 02-Dec-16 4:23 PM View: | Financial Engines, Inc. (FNGN) | 01-Dec-16 | Option Exercise | 10,000 | $6.51 | $65,100.00 | 29% 34.22K to 44.22K | |
| 02-Dec-16 4:23 PM View: | Financial Engines, Inc. (FNGN) | 01-Dec-16 | Market Option Sale (Planned) | 10,000 | $35.04 | $350,380.00 | (23%) 44.22K to 34.22K | (27%) |
| 17-Nov-16 7:11 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-16 | Payment of Exercise | 1,408 | $33.30 | $46,886.40 | (4%) 35.63K to 34.22K | (34%) |
| 17-Nov-16 7:11 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-16 | Option Exercise | 2,985 | -- | -- | 9% 32.64K to 35.63K | |
| 14-Nov-16 5:57 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-16 | Payment of Exercise | 3,938 | $30.75 | $121,094.00 | (11%) 36.58K to 32.64K | (45%) |
| 14-Nov-16 5:57 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-16 | Option Exercise | 8,352 | -- | -- | 30% 28.23K to 36.58K | |
| 14-Nov-16 5:57 PM View: | Financial Engines, Inc. (FNGN) | 10-Nov-16 | Option Exercise | 10,000 | $6.51 | $65,100.00 | 35% 28.23K to 38.23K | |
| 14-Nov-16 5:57 PM View: | Financial Engines, Inc. (FNGN) | 10-Nov-16 | Market Option Sale (Planned) | 10,000 | $30.00 | $300,000.00 | (26%) 38.23K to 28.23K | (49%) |
| 07-Sep-16 7:39 PM View: | Financial Engines, Inc. (FNGN) | 07-Sep-16 | Option Exercise | 2,317 | $6.51 | $15,083.70 | 8% 28.23K to 30.54K | |
| 07-Sep-16 7:39 PM View: | Financial Engines, Inc. (FNGN) | 07-Sep-16 | Market Option Sale (Planned) | 2,317 | $32.00 | $74,144.00 | (8%) 30.54K to 28.23K | (40%) |
| 07-Sep-16 7:39 PM View: | Financial Engines, Inc. (FNGN) | 06-Sep-16 | Option Exercise | 7,683 | $6.51 | $50,016.30 | 27% 28.23K to 35.91K | |
| 07-Sep-16 7:39 PM View: | Financial Engines, Inc. (FNGN) | 06-Sep-16 | Market Option Sale (Planned) | 7,683 | $32.06 | $246,319.00 | (21%) 35.91K to 28.23K | (40%) |
| 24-Aug-16 5:56 PM View: | Financial Engines, Inc. (FNGN) | 23-Aug-16 | Option Exercise | 10,000 | $6.51 | $65,100.00 | 35% 28.23K to 38.23K | |
| 24-Aug-16 5:56 PM View: | Financial Engines, Inc. (FNGN) | 23-Aug-16 | Market Option Sale (Planned) | 10,000 | $32.00 | $320,000.00 | (26%) 38.23K to 28.23K | (40%) |
| 03-May-16 6:34 PM View: | Financial Engines, Inc. (FNGN) | 02-May-16 | Option Exercise | 18,667 | $7.50 | $140,002.00 | 66% 28.23K to 46.89K | |
| 03-May-16 6:34 PM View: | Financial Engines, Inc. (FNGN) | 02-May-16 | Market Option Sale (Planned) | 18,667 | $31.79 | $593,431.00 | (40%) 46.89K to 28.23K | (41%) |
| 22-Feb-16 6:12 PM View: | Financial Engines, Inc. (FNGN) | 18-Feb-16 | Payment of Exercise | 4,748 | $26.06 | $123,733.00 | (15%) 30.94K to 26.19K | (73%) |
| 22-Feb-16 6:12 PM View: | Financial Engines, Inc. (FNGN) | 18-Feb-16 | Option Exercise | 14,164 | -- | -- | 84% 16.78K to 30.94K | |
| 19-Nov-15 7:25 PM View: | Financial Engines, Inc. (FNGN) | 18-Nov-15 | Payment of Exercise | 940 | $32.59 | $30,634.60 | (5%) 17.72K to 16.78K | (38%) |
| 19-Nov-15 7:25 PM View: | Financial Engines, Inc. (FNGN) | 18-Nov-15 | Option Exercise | 1,993 | -- | -- | 13% 15.72K to 17.72K | |
| 17-Nov-15 7:48 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-15 | Payment of Exercise | 1,268 | $33.53 | $42,516.00 | (7%) 16.99K to 15.72K | (34%) |
| 17-Nov-15 7:48 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-15 | Option Exercise | 2,985 | -- | -- | 21% 14.01K to 16.99K | |
| 12-Nov-15 6:42 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-15 | Payment of Exercise | 2,719 | $34.47 | $93,723.90 | (16%) 16.73K to 14.01K | (31%) |
| 12-Nov-15 6:42 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-15 | Option Exercise | 8,352 | -- | -- | 100% 8.37K to 16.73K | |
| 04-Aug-15 5:48 PM View: | Financial Engines, Inc. (FNGN) | 03-Aug-15 | Option Exercise | 5,000 | $7.50 | $37,500.00 | 60% 8.37K to 13.37K | |
| 04-Aug-15 5:48 PM View: | Financial Engines, Inc. (FNGN) | 03-Aug-15 | Market Option Sale (Planned) | 5,000 | $45.61 | $228,028.00 | (37%) 13.37K to 8.37K | < 1% |
| 20-Jul-15 5:22 PM View: | Financial Engines, Inc. (FNGN) | 17-Jul-15 | Option Exercise | 5,000 | $7.50 | $37,500.00 | 60% 8.37K to 13.37K | |
| 20-Jul-15 5:22 PM View: | Financial Engines, Inc. (FNGN) | 17-Jul-15 | Market Option Sale (Planned) | 5,000 | $45.00 | $225,000.00 | (37%) 13.37K to 8.37K | (< 1%) |
| 27-Feb-15 7:03 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-15 | Payment of Exercise | 982 | $41.45 | $40,703.90 | (10%) 9.36K to 8.37K | (9%) |
| 27-Feb-15 7:03 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-15 | Option Exercise | 3,016 | -- | -- | 48% 6.34K to 9.36K | |
| 19-Nov-14 7:32 PM View: | Financial Engines, Inc. (FNGN) | 18-Nov-14 | Payment of Exercise | 940 | $32.29 | $30,352.60 | (13%) 7.28K to 6.34K | (41%) |
| 19-Nov-14 7:32 PM View: | Financial Engines, Inc. (FNGN) | 18-Nov-14 | Option Exercise | 1,993 | -- | -- | 38% 5.29K to 7.28K |