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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-21 3:07 PM View:  | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 99,887 | $7.50 | $749,152.00 | (100%) 99.89K to 0 | 0% |
| 05-Dec-17 4:35 PM View: | JMP Group LLC (JMP) | 01-Dec-17 | Option Exercise | 5,163 | -- | -- | 5% 96.66K to 101.83K | |
| 05-Dec-17 4:35 PM View: | JMP Group LLC (JMP) | 01-Dec-17 | Option Exercise | 1,940 | $5.38 | $10,437.20 | (2%) 101.83K to 99.89K | (34%) |
| 10-Jul-17 6:00 AM View: | JMP Group LLC (JMP) | 05-Jul-17 | Option Exercise | 50,000 | $6.24 | $312,000.00 | 52% 96.66K to 146.66K | 13% |
| 10-Jul-17 6:00 AM View: | JMP Group LLC (JMP) | 05-Jul-17 | Market Option Sale | 50,000 | $7.50 | $375,000.00 | (34%) 146.66K to 96.66K | 6% |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Payment of Exercise | 6,911 | $6.22 | $42,986.40 | (7%) 103.58K to 96.66K | (14%) |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Option Exercise | 18,395 | -- | -- | 22% 85.18K to 103.58K | |
| 05-Jan-16 2:14 PM View: | JMP Group LLC (JMP) | 31-Dec-15 | Option Exercise | 723 | -- | -- | < 1% 84.46K to 85.18K | |
| 14-Dec-15 4:21 PM View: | JMP Group LLC (JMP) | 14-Dec-15 | Market Purchase | 4,000 | $5.26 | $21,056.00 | 5% 80.46K to 84.46K | 44% |
| 03-Dec-15 4:00 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Payment of Exercise | 12,766 | $6.19 | $79,021.50 | (14%) 93.22K to 80.46K | (23%) |
| 03-Dec-15 4:00 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Option Exercise | 24,469 | -- | -- | 36% 68.75K to 93.22K | |
| 05-Jan-15 6:56 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Payment of Exercise | 13,672 | -- | -- | (17%) 82.53K to 68.85K | |
| 05-Jan-15 6:56 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Option Exercise | 34,385 | -- | -- | 71% 48.14K to 82.53K | |
| 09-Jan-14 4:42 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Payment of Exercise | 1,598 | $7.40 | $11,825.20 | (3%) 49.74K to 48.14K | (13%) |
| 09-Jan-14 4:42 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Option Exercise | 3,644 | -- | -- | 8% 46.09K to 49.74K | |
| 21-Aug-12 6:05 PM View: | JMP Group Inc. (JMP) | 06-Aug-12 | Payment of Exercise | 7,336 | $5.84 | $42,842.20 | (14%) 53.43K to 46.09K | (46%) |
| 21-Aug-12 6:05 PM View: | JMP Group Inc. (JMP) | 06-Aug-12 | Option Exercise | 20,000 | -- | -- | 60% 33.43K to 53.43K | |
| 14-Mar-12 4:50 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Payment of Exercise | 11,812 | $7.03 | $83,038.40 | (26%) 45.23K to 33.42K | (22%) |
| 14-Mar-12 4:50 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Option Exercise | 32,204 | -- | -- | 247% 13.03K to 45.23K | |
| 09-Mar-11 2:20 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Payment of Exercise | 2,595 | $8.33 | $21,616.30 | (17%) 15.62K to 13.03K | (5%) |
| 09-Mar-11 2:20 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise | 7,076 | -- | -- | 83% 8.54K to 15.62K | |
| 07-Jun-10 4:47 PM View: | JMP Group Inc. (JMP) | 04-Jun-10 | Market Purchase | 300 | $6.73 | $2,019.00 | 4% 8.24K to 8.54K | 31% |
| 27-May-10 12:31 PM View: | JMP Group Inc. (JMP) | 25-May-10 | Market Purchase | 295 | $6.66 | $1,964.70 | 4% 7.95K to 8.24K | 32% |