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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-23 11:31 AM View:  | Cowen Group, Inc. (COWN) | 01-Mar-23 | Grant | 77,095 | -- | -- | 28% 279.95K to 357.05K | |
| 01-Mar-23 11:31 AM View: | Cowen Group, Inc. (COWN) | 01-Mar-23 | Disposition | 357,047 | $29.14 | $10,405,200.00 | (100%) 357.05K to 0 | |
| 06-Sep-22 4:08 PM View: | Cowen Group, Inc. (COWN) | 01-Sep-22 | Payment of Exercise | 2,393 | $38.46 | $92,034.80 | (< 1%) 282.35K to 279.95K | |
| 14-Mar-22 4:08 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Grant | 70,000 | -- | -- | 29% 243.4K to 313.4K | |
| 14-Mar-22 4:08 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Payment of Exercise | 31,104 | $35.00 | $1,088,760.00 | (10%) 313.45K to 282.35K | |
| 14-Mar-22 4:08 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Sale | 50 | -- | -- | < 1% 313.4K to 313.45K | |
| 22-Feb-22 4:08 PM View: | Cowen Group, Inc. (COWN) | 18-Feb-22 | Grant | 9,649 | -- | -- | 4% 233.75K to 243.4K | |
| 02-Dec-21 4:41 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-21 | Payment of Exercise | 2,271 | $35.12 | $79,757.50 | (< 1%) 236.02K to 233.75K | (< 1%) |
| 02-Sep-21 4:42 PM View: | Cowen Group, Inc. (COWN) | 01-Sep-21 | Payment of Exercise | 1,139 | $36.44 | $41,505.20 | (< 1%) 237.16K to 236.02K | 0% |
| 29-Jul-21 4:29 PM View: | Cowen Group, Inc. (COWN) | 28-Jul-21 | Market Sale (Planned) | 1,433 | $40.00 | $57,320.00 | (< 1%) 238.6K to 237.16K | < 1% |
| 15-Jul-21 7:13 PM View: | Cowen Group, Inc. (COWN) | 14-Jul-21 | Market Sale (Planned) | 3,182 | $40.55 | $129,015.00 | (1%) 241.78K to 238.6K | 2% |
| 15-Jul-21 7:13 PM View: | Cowen Group, Inc. (COWN) | 13-Jul-21 | Market Sale (Planned) | 7,885 | $40.12 | $316,371.00 | (3%) 249.66K to 241.78K | 1% |
| 03-Jun-21 4:44 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-21 | Payment of Exercise | 1,789 | $40.39 | $72,257.70 | (< 1%) 251.45K to 249.66K | 3% |
| 18-May-21 4:17 PM View: | Cowen Group, Inc. (COWN) | 17-May-21 | Payment of Exercise | 2,200 | $41.27 | $90,794.00 | (< 1%) 253.65K to 251.45K | (< 1%) |
| 12-Mar-21 4:18 PM View: | Cowen Group, Inc. (COWN) | 11-Mar-21 | Market Sale | 14,000 | $39.36 | $551,043.00 | (5%) 273.75K to 259.75K | |
| 12-Mar-21 4:18 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-21 | Grant | 45,050 | -- | -- | 21% 214.75K to 259.8K | |
| 12-Mar-21 4:18 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-21 | Payment of Exercise | 6,149 | $42.17 | $259,303.00 | (2%) 259.8K to 253.65K | |
| 03-Dec-20 4:09 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-20 | Payment of Exercise | 3,571 | $24.58 | $87,775.20 | (2%) 232.32K to 228.75K | (9%) |
| 02-Jun-20 5:09 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-20 | Payment of Exercise | 1,874 | $13.05 | $24,455.70 | (< 1%) 234.2K to 232.32K | (105%) |
| 02-Jun-20 5:09 PM View: | Cowen Group, Inc. (COWN) | 15-May-20 | Payment of Exercise | 1,152 | $11.77 | $13,559.00 | (< 1%) 235.35K to 234.2K | (127%) |
| 12-Mar-20 4:17 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-20 | Grant | 15,641 | -- | -- | 7% 229.91K to 245.55K | |
| 12-Mar-20 4:17 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-20 | Payment of Exercise | 10,204 | $12.18 | $124,285.00 | (4%) 245.55K to 235.35K | (119%) |
| 11-Mar-20 7:54 AM View: | Cowen Group, Inc. (COWN) | 09-Mar-20 | Market Purchase | 2,000 | $12.13 | $24,261.00 | < 1% 227.91K to 229.91K | 120% |
| 21-Feb-20 4:16 PM View: | Cowen Group, Inc. (COWN) | 19-Feb-20 | Grant | 19,490 | -- | -- | 9% 208.42K to 227.91K | |
| 03-Dec-19 4:08 PM View: | Cowen Group, Inc. (COWN) | 02-Dec-19 | Payment of Exercise | 2,378 | $15.32 | $36,431.00 | (1%) 210.8K to 208.42K | (74%) |
| 04-Sep-19 4:09 PM View: | Cowen Group, Inc. (COWN) | 03-Sep-19 | Payment of Exercise | 1,152 | $15.61 | $17,982.70 | (< 1%) 211.95K to 210.8K | (70%) |
| 11-Jun-19 4:13 PM View: | Cowen Group, Inc. (COWN) | 10-Jun-19 | Payment of Exercise | 4,897 | $16.71 | $81,828.90 | (2%) 216.85K to 211.95K | (59%) |
| 04-Jun-19 4:30 PM View: | Cowen Group, Inc. (COWN) | 03-Jun-19 | Payment of Exercise | 1,874 | $15.15 | $28,391.10 | (< 1%) 218.72K to 216.85K | (76%) |
| 13-Mar-19 4:13 PM View: | Cowen Group, Inc. (COWN) | 11-Mar-19 | Payment of Exercise | 4,819 | $14.45 | $69,634.50 | (2%) 223.54K to 218.72K | (84%) |
| 22-Feb-19 4:44 PM View: | Cowen Group, Inc. (COWN) | 20-Feb-19 | Grant | 18,822 | -- | -- | 9% 204.72K to 223.54K | |
| 06-Dec-18 4:43 PM View: | Cowen Group, Inc. (COWN) | 03-Dec-18 | Payment of Exercise | 2,378 | $15.91 | $37,834.00 | (1%) 207.1K to 204.72K | (67%) |
| 05-Jun-18 4:36 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-18 | Payment of Exercise | 750 | $15.15 | $11,362.50 | (< 1%) 207.85K to 207.1K | (76%) |
| 17-May-18 4:36 PM View: | Cowen Group, Inc. (COWN) | 15-May-18 | Payment of Exercise | 2,042 | $15.70 | $32,059.40 | (< 1%) 209.89K to 207.85K | (69%) |
| 02-Apr-18 4:46 PM View: | Cowen Group, Inc. (COWN) | 29-Mar-18 | Exercise (in-the money or at-the-money) | 8,993 | -- | -- | 4% 200.9K to 209.89K | |
| 19-Mar-18 4:20 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Disposition | 20,402 | $14.21 | $290,000.00 | (9%) 223.55K to 203.15K | (87%) |
| 19-Mar-18 4:20 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Payment of Exercise | 2,252 | $14.21 | $32,010.60 | (1%) 203.15K to 200.9K | (87%) |
| 19-Mar-18 4:20 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Option Exercise | 25,000 | $11.60 | $290,000.00 | 13% 198.55K to 223.55K | |
| 13-Mar-18 4:28 PM View: | Cowen Group, Inc. (COWN) | 12-Mar-18 | Payment of Exercise | 3,342 | $14.40 | $48,124.80 | (2%) 201.89K to 198.55K | (85%) |
| 23-Feb-18 5:43 PM View: | Cowen Group, Inc. (COWN) | 21-Feb-18 | Grant | 19,425 | -- | -- | 11% 182.47K to 201.89K | |
| 05-Jun-17 4:45 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-17 | Payment of Exercise | 1,184 | $15.15 | $17,937.60 | (< 1%) 183.65K to 182.47K | (76%) |
| 17-May-17 4:21 PM View: | Cowen Group, Inc. (COWN) | 15-May-17 | Payment of Exercise | 5,833 | $15.00 | $87,495.00 | (3%) 189.48K to 183.65K | (77%) |
| 14-Mar-17 4:58 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-17 | Payment of Exercise | 3,637 | $13.40 | $48,735.80 | (2%) 193.12K to 189.48K | (98%) |
| 01-Mar-17 4:27 PM View: | Cowen Group, Inc. (COWN) | 27-Feb-17 | Grant | 28,400 | -- | -- | 17% 164.72K to 193.12K | |
| 18-May-16 4:48 PM View: | Cowen Group, Inc. (COWN) | 16-May-16 | Payment of Exercise | 20,944 | $3.24 | $67,858.60 | (3%) 672.36K to 651.41K | (105%) |
| 14-Mar-16 4:29 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-16 | Payment of Exercise | 10,747 | $3.57 | $38,366.80 | (2%) 683.1K to 672.36K | (86%) |
| 26-Feb-16 5:53 PM View: | Cowen Group, Inc. (COWN) | 24-Feb-16 | Grant | 83,093 | -- | -- | 14% 600.01K to 683.1K | |
| 03-Jun-15 5:25 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-15 | Payment of Exercise | 15,471 | $6.01 | $92,980.70 | (3%) 615.48K to 600.01K | (11%) |
| 19-May-15 7:18 PM View: | Cowen Group, Inc. (COWN) | 15-May-15 | Payment of Exercise | 15,214 | $5.49 | $83,524.90 | (2%) 630.69K to 615.48K | (21%) |
| 23-Mar-15 5:26 PM View: | Cowen Group, Inc. (COWN) | 19-Mar-15 | Grant | 74,283 | -- | -- | 13% 577.44K to 651.72K | |
| 12-Mar-15 5:27 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-15 | Payment of Exercise | 3,880 | $5.24 | $20,331.20 | (< 1%) 581.32K to 577.44K | (27%) |