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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jan-20 5:02 PM View:  | BroadVision Inc. (BVSN) | 13-Jan-20 | Purchase | 144,689 | $2.78 | $402,105.00 | 14% 1.07M to 1.22M | |
| 06-Jan-20 4:34 PM View: | BroadVision Inc. (BVSN) | 02-Jan-20 | Purchase | 4,904 | $2.50 | $12,259.00 | < 1% 1.07M to 1.07M | |
| 27-Nov-19 4:53 PM View: | BroadVision Inc. (BVSN) | 25-Nov-19 | Purchase | 7,350 | $2.50 | $18,375.00 | < 1% 1.06M to 1.07M | |
| 22-Nov-19 4:34 PM View: | BroadVision Inc. (BVSN) | 20-Nov-19 | Purchase | 7,371 | $2.50 | $18,427.50 | < 1% 1.05M to 1.06M | |
| 14-Nov-19 4:24 PM View: | BroadVision Inc. (BVSN) | 13-Nov-19 | Purchase | 2,699 | $2.50 | $6,738.59 | < 1% 1.05M to 1.05M | |
| 14-Nov-19 4:24 PM View: | BroadVision Inc. (BVSN) | 12-Nov-19 | Purchase | 3,751 | $2.46 | $9,227.46 | < 1% 1.05M to 1.05M | |
| 20-Sep-19 4:47 PM View: | BroadVision Inc. (BVSN) | 18-Sep-19 | Market Purchase | 46,088 | $1.33 | $61,301.70 | 5% 999.22K to 1.05M | 1% |
| 11-Sep-19 4:18 PM View: | BroadVision Inc. (BVSN) | 10-Sep-19 | Market Purchase | 1,781 | $1.39 | $2,475.41 | < 1% 997.44K to 999.22K | (3%) |
| 11-Sep-19 4:18 PM View: | BroadVision Inc. (BVSN) | 09-Sep-19 | Market Purchase | 3,919 | $1.38 | $5,409.40 | < 1% 993.52K to 997.44K | (2%) |
| 28-Aug-19 5:29 PM View: | BroadVision Inc. (BVSN) | 28-Aug-19 | Market Purchase | 1,011 | $1.36 | $1,374.96 | < 1% 992.51K to 993.52K | (< 1%) |
| 28-Aug-19 5:29 PM View: | BroadVision Inc. (BVSN) | 26-Aug-19 | Market Purchase | 10,143 | $1.36 | $13,794.50 | 1% 982.37K to 992.51K | (< 1%) |
| 21-Aug-19 6:09 PM View: | BroadVision Inc. (BVSN) | 20-Aug-19 | Market Purchase | 210 | $1.38 | $289.80 | < 1% 982.15K to 982.37K | (2%) |
| 21-Aug-19 6:09 PM View: | BroadVision Inc. (BVSN) | 19-Aug-19 | Market Purchase | 1,025 | $1.37 | $1,405.28 | < 1% 981.13K to 982.15K | (2%) |
| 14-Aug-19 10:00 PM View: | BroadVision Inc. (BVSN) | 13-Aug-19 | Market Purchase | 5,953 | $1.37 | $8,155.61 | < 1% 975.18K to 981.13K | (1%) |
| 14-Aug-19 10:00 PM View: | BroadVision Inc. (BVSN) | 12-Aug-19 | Market Purchase | 393 | $1.37 | $538.41 | < 1% 974.78K to 975.18K | (1%) |
| 09-Aug-19 7:44 PM View: | BroadVision Inc. (BVSN) | 08-Aug-19 | Market Purchase | 2,072 | $1.38 | $2,859.36 | < 1% 972.71K to 974.78K | (2%) |
| 09-Aug-19 7:44 PM View: | BroadVision Inc. (BVSN) | 07-Aug-19 | Market Purchase | 1,043 | $1.38 | $1,439.34 | < 1% 971.67K to 972.71K | (2%) |
| 06-Aug-19 6:52 PM View: | BroadVision Inc. (BVSN) | 06-Aug-19 | Market Purchase | 51 | $1.39 | $70.89 | < 1% 971.62K to 971.67K | (3%) |
| 06-Aug-19 6:52 PM View: | BroadVision Inc. (BVSN) | 05-Aug-19 | Market Purchase | 804 | $1.39 | $1,117.24 | < 1% 970.81K to 971.62K | (3%) |
| 06-Aug-19 6:52 PM View: | BroadVision Inc. (BVSN) | 02-Aug-19 | Market Purchase | 6,376 | $1.39 | $8,862.64 | < 1% 964.44K to 970.81K | (3%) |
| 28-Dec-18 6:12 PM View: | Marin Software Inc (MRIN) | 28-Dec-18 | Market Sale | 66,828 | $7.03 | $469,787.00 | (10%) 645.83K to 579.0K | 71% |
| 28-Dec-18 4:30 PM View: | Falconstor Software Inc. (FALC) | 27-Dec-18 | Exercise (in-the money or at-the-money) | 122,214,000 | $0.00 | $122,214.00 | 1910% 6.4M to 128.61M | |
| 28-Dec-18 6:12 PM View: | Marin Software Inc (MRIN) | 27-Dec-18 | Market Sale | 301,607 | $7.32 | $2,207,400.00 | (32%) 947.43K to 645.83K | 72% |
| 28-Dec-18 6:12 PM View: | Marin Software Inc (MRIN) | 26-Dec-18 | Market Sale | 256,693 | $7.36 | $1,889,900.00 | (21%) 1.2M to 947.43K | 72% |
| 30-Oct-17 5:53 PM View: | Marin Software Inc (MRIN) | 26-Oct-17 | Market Purchase | 361,172 | $12.50 | $4,514,650.00 | 43% 842.96K to 1.2M | (84%) |
| 24-Oct-17 5:03 PM View: | Marin Software Inc (MRIN) | 20-Oct-17 | Market Purchase | 42,088 | $14.00 | $589,228.00 | < 1% 5.23M to 5.27M | (85%) |
| 19-Oct-17 6:09 PM View: | Marin Software Inc (MRIN) | 19-Oct-17 | Market Purchase | 3,970 | $13.99 | $55,559.40 | < 1% 5.23M to 5.23M | (85%) |
| 19-Oct-17 6:09 PM View: | Marin Software Inc (MRIN) | 17-Oct-17 | Market Purchase | 5,712 | $13.99 | $79,912.00 | < 1% 5.22M to 5.23M | (85%) |
| 13-Oct-17 4:05 PM View: | Marin Software Inc (MRIN) | 12-Oct-17 | Market Purchase | 1,908 | $14.00 | $26,712.00 | < 1% 5.22M to 5.22M | (85%) |
| 13-Oct-17 4:05 PM View: | Marin Software Inc (MRIN) | 11-Oct-17 | Market Purchase | 472 | $14.00 | $6,608.00 | < 1% 5.22M to 5.22M | (85%) |
| 06-Oct-17 4:06 PM View: | Marin Software Inc (MRIN) | 04-Oct-17 | Market Purchase | 23,056 | $2.00 | $46,079.70 | < 1% 5.2M to 5.22M | (85%) |
| 04-Oct-17 4:35 PM View: | Marin Software Inc (MRIN) | 03-Oct-17 | Market Purchase | 32,181 | $1.99 | $63,940.40 | < 1% 5.16M to 5.2M | (85%) |
| 04-Oct-17 4:35 PM View: | Marin Software Inc (MRIN) | 02-Oct-17 | Market Purchase | 79,357 | $1.90 | $150,842.00 | 2% 5.08M to 5.16M | (85%) |
| 29-Sep-17 4:45 PM View: | Marin Software Inc (MRIN) | 27-Sep-17 | Market Purchase | 10,295 | $1.80 | $18,531.00 | < 1% 5.07M to 5.08M | (84%) |
| 19-Sep-17 5:54 PM View: | Marin Software Inc (MRIN) | 19-Sep-17 | Market Purchase | 1,460 | $1.65 | $2,409.00 | < 1% 5.07M to 5.07M | (82%) |
| 19-Sep-17 5:54 PM View: | Marin Software Inc (MRIN) | 15-Sep-17 | Market Purchase | 350,000 | $1.65 | $577,500.00 | 7% 4.72M to 5.07M | (82%) |
| 11-Sep-17 3:37 PM View: | Marin Software Inc (MRIN) | 08-Sep-17 | Market Purchase | 28,766 | $1.25 | $35,957.50 | < 1% 4.69M to 4.72M | (77%) |
| 11-Sep-17 3:37 PM View: | Marin Software Inc (MRIN) | 07-Sep-17 | Market Purchase | 172,894 | $1.20 | $207,473.00 | 4% 4.52M to 4.69M | (76%) |
| 30-Aug-17 4:13 PM View: | Marin Software Inc (MRIN) | 29-Aug-17 | Market Purchase | 23,845 | $1.10 | $26,229.50 | < 1% 4.5M to 4.52M | (74%) |
| 30-Aug-17 4:13 PM View: | Marin Software Inc (MRIN) | 28-Aug-17 | Market Purchase | 16 | $1.10 | $17.60 | < 1% 4.5M to 4.5M | (74%) |
| 25-Aug-17 8:01 PM View: | Marin Software Inc (MRIN) | 24-Aug-17 | Market Purchase | 4,503 | $1.05 | $4,728.15 | < 1% 4.49M to 4.5M | (72%) |
| 28-Aug-17 8:03 AM View: | Falconstor Software Inc. (FALC) | 23-Aug-17 | Purchase | 349,941 | $0.39 | $135,952.00 | 6% 6.05M to 6.4M | |
| 25-Aug-17 8:01 PM View: | Marin Software Inc (MRIN) | 23-Aug-17 | Market Purchase | 2,702 | $1.05 | $2,837.10 | < 1% 4.49M to 4.49M | (72%) |
| 28-Aug-17 8:03 AM View: | Falconstor Software Inc. (FALC) | 22-Aug-17 | Purchase | 1,032,940 | $0.36 | $370,517.00 | 21% 5.02M to 6.05M | |
| 25-Aug-17 8:01 PM View: | Marin Software Inc (MRIN) | 21-Aug-17 | Market Purchase | 398,447 | $1.10 | $437,893.00 | 10% 4.09M to 4.49M | (73%) |
| 25-Aug-17 8:01 PM View: | Marin Software Inc (MRIN) | 18-Aug-17 | Market Purchase | 3,339 | $1.05 | $3,505.95 | < 1% 4.09M to 4.09M | (72%) |
| 25-Aug-17 8:01 PM View: | Marin Software Inc (MRIN) | 17-Aug-17 | Market Purchase | 181 | $1.10 | $199.10 | < 1% 4.09M to 4.09M | (74%) |
| 25-Jul-17 12:18 PM View: | Upland Software, Inc. (UPLD) | 30-May-17 | Acquisition (other) | 2,875,320 | -- | -- | 25% 11.43M to 14.3M | |
| 25-Jul-17 12:18 PM View: | Upland Software, Inc. (UPLD) | 30-May-17 | Disposition (other) | 2,875,320 | -- | -- | (20%) 14.3M to 11.43M | |
| 25-Jul-17 12:18 PM View: | Upland Software, Inc. (UPLD) | 04-Nov-16 | Market Purchase | 1,500 | $8.00 | $12,000.00 | < 1% 11.43M to 11.43M | 458% |