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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Jul-18 6:39 PM View:  | Financial Engines, Inc. (FNGN) | 19-Jul-18 | Disposition | 18,754 | $45.00 | $843,930.00 | (100%) 18.75K to 0 | < 1% |
| 06-Jul-18 4:57 PM View: | Financial Engines, Inc. (FNGN) | 05-Jul-18 | Option Exercise | 2,000 | $24.59 | $49,180.00 | 11% 18.75K to 20.75K | |
| 06-Jul-18 4:57 PM View: | Financial Engines, Inc. (FNGN) | 05-Jul-18 | Market Option Sale (Planned) | 2,000 | $45.00 | $90,000.00 | (10%) 20.75K to 18.75K | < 1% |
| 01-May-18 3:36 PM View: | Financial Engines, Inc. (FNGN) | 30-Apr-18 | Option Exercise | 10,000 | $24.59 | $245,900.00 | 53% 18.75K to 28.75K | |
| 01-May-18 3:36 PM View: | Financial Engines, Inc. (FNGN) | 30-Apr-18 | Market Option Sale (Planned) | 10,000 | $44.40 | $444,000.00 | (35%) 28.75K to 18.75K | (1%) |
| 28-Feb-18 5:52 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-18 | Payment of Exercise | 2,475 | $35.90 | $88,852.50 | (12%) 21.23K to 18.75K | (25%) |
| 28-Feb-18 5:52 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-18 | Option Exercise | 5,643 | -- | -- | 36% 15.59K to 21.23K | |
| 26-Feb-18 4:21 PM View: | Financial Engines, Inc. (FNGN) | 23-Feb-18 | Market Sale (Planned) | 5,000 | $35.00 | $175,000.00 | (24%) 20.59K to 15.59K | (28%) |
| 02-Feb-18 4:45 PM View: | Financial Engines, Inc. (FNGN) | 01-Feb-18 | Payment of Exercise | 4,614 | $28.80 | $132,883.00 | (18%) 25.2K to 20.59K | (55%) |
| 02-Feb-18 4:45 PM View: | Financial Engines, Inc. (FNGN) | 01-Feb-18 | Option Exercise | 15,250 | -- | -- | 153% 9.95K to 25.2K | |
| 03-May-17 5:19 PM View: | Financial Engines, Inc. (FNGN) | 02-May-17 | Option Exercise | 20,000 | $24.59 | $491,800.00 | 201% 9.95K to 29.95K | |
| 03-May-17 5:19 PM View: | Financial Engines, Inc. (FNGN) | 02-May-17 | Market Option Sale (Planned) | 20,000 | $42.39 | $847,892.00 | (67%) 29.95K to 9.95K | (5%) |
| 02-Feb-17 7:25 PM View: | Financial Engines, Inc. (FNGN) | 01-Feb-17 | Payment of Exercise | 5,300 | $38.05 | $201,665.00 | (35%) 15.25K to 9.95K | (17%) |
| 02-Feb-17 7:25 PM View: | Financial Engines, Inc. (FNGN) | 01-Feb-17 | Option Exercise | 15,250 | -- | -- | 100% 0 to 15.25K | |
| 17-Nov-11 6:25 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Nov-11 | Grant | 467 | -- | -- | < 1% 292.39K to 292.86K | |
| 31-Oct-11 6:19 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 27-Oct-11 | Grant | 58,930 | -- | -- | (16%) 365.93K to 307.0K | |
| 18-Aug-11 5:55 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 16-Aug-11 | Grant | 248 | -- | -- | < 1% 283.97K to 284.22K | |
| 31-May-11 4:08 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 26-May-11 | Grant | 19,009 | -- | -- | 7% 264.96K to 283.97K | |
| 19-May-11 7:02 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 17-May-11 | Grant | 132 | -- | -- | < 1% 264.83K to 264.96K | |
| 17-Feb-11 6:52 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Feb-11 | Grant | 126 | -- | -- | < 1% 264.71K to 264.83K | |
| 13-Jan-11 5:33 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Dec-10 | Grant | 145 | -- | -- | < 1% 264.83K to 264.98K | |
| 13-Jan-11 5:33 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Dec-10 | Gift | 270 | $18.57 | $5,013.90 | (< 1%) 264.98K to 264.71K | (165%) |
| 02-Nov-10 5:14 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 29-Oct-10 | Grant | 54,045 | -- | -- | 25% 214.99K to 269.04K | |
| 13-Jan-11 5:33 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 25-Oct-10 | Payment of Exercise | 4,207 | $16.75 | $70,467.20 | (2%) 269.04K to 264.83K | (195%) |