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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Mar-20 6:22 PM View:  | Ellington Financial LLC (EFC) | 02-Mar-20 | Option Exercise | 38,759 | -- | -- | 7% 574.93K to 613.69K | |
| 15-Nov-18 4:24 PM View: | Ellington Financial LLC (EFC) | 14-Nov-18 | Market Purchase | 28,631 | $16.15 | $462,391.00 | 5% 545.54K to 574.17K | 9% |
| 14-Nov-18 10:00 PM View: | Ellington Financial LLC (EFC) | 13-Nov-18 | Grant | 2,408 | $16.16 | $38,913.30 | < 1% 543.13K to 545.54K | 9% |
| 14-Nov-18 10:00 PM View: | Ellington Financial LLC (EFC) | 12-Nov-18 | Market Purchase | 30,000 | $16.20 | $486,000.00 | 6% 513.13K to 543.13K | 9% |
| 15-May-18 10:00 PM View: | Ellington Financial LLC (EFC) | 14-May-18 | Market Purchase | 3,959 | $15.96 | $63,185.60 | < 1% 509.18K to 513.13K | 5% |
| 14-May-18 5:06 PM View: | Ellington Financial LLC (EFC) | 11-May-18 | Market Purchase | 19,990 | $15.79 | $315,642.00 | 4% 489.19K to 509.18K | 6% |
| 14-May-18 5:06 PM View: | Ellington Financial LLC (EFC) | 10-May-18 | Market Purchase | 3,900 | $15.68 | $61,152.00 | < 1% 485.29K to 489.19K | 7% |
| 10-May-18 6:11 PM View: | Ellington Residential Mortg... (EARN) | 09-May-18 | Market Purchase | 15,000 | $10.88 | $163,200.00 | 72% 20.71K to 35.71K | < 1% |
| 26-Mar-18 10:22 AM View: | Ellington Financial LLC (EFC) | 30-Sep-17 | Acquisition (other) | 6,414 | -- | -- | 1% 478.87K to 485.29K | |
| 16-Feb-16 5:36 PM View: | Ellington Residential Mortg... (EARN) | 12-Feb-16 | Market Purchase | 100 | $10.97 | $1,097.00 | < 1% 20.61K to 20.71K | (2%) |
| 16-Feb-16 5:36 PM View: | Ellington Residential Mortg... (EARN) | 11-Feb-16 | Market Purchase | 850 | $10.88 | $9,248.00 | 4% 19.76K to 20.61K | (< 1%) |
| 11-Feb-16 4:30 PM View: | Ellington Residential Mortg... (EARN) | 10-Feb-16 | Market Purchase | 500 | $10.92 | $5,460.00 | 3% 19.26K to 19.76K | (1%) |
| 11-Feb-16 4:30 PM View: | Ellington Residential Mortg... (EARN) | 09-Feb-16 | Market Purchase | 1,034 | $10.94 | $11,312.00 | 6% 18.23K to 19.26K | (1%) |
| 09-Feb-16 5:01 PM View: | Ellington Residential Mortg... (EARN) | 08-Feb-16 | Market Purchase | 1,895 | $11.20 | $21,224.00 | 12% 16.33K to 18.23K | (4%) |
| 09-Feb-16 5:01 PM View: | Ellington Residential Mortg... (EARN) | 05-Feb-16 | Market Purchase | 637 | $11.48 | $7,312.76 | 4% 15.69K to 16.33K | (6%) |
| 05-Feb-16 4:46 PM View: | Ellington Residential Mortg... (EARN) | 04-Feb-16 | Market Purchase | 1,000 | $11.59 | $11,590.00 | 7% 14.69K to 15.69K | (7%) |
| 05-Feb-16 4:46 PM View: | Ellington Residential Mortg... (EARN) | 03-Feb-16 | Market Purchase | 854 | $11.59 | $9,897.86 | 6% 13.84K to 14.69K | (7%) |
| 03-Feb-16 5:04 PM View: | Ellington Residential Mortg... (EARN) | 02-Feb-16 | Market Purchase | 701 | $11.39 | $7,984.39 | 5% 13.14K to 13.84K | (5%) |
| 03-Feb-16 5:04 PM View: | Ellington Residential Mortg... (EARN) | 01-Feb-16 | Market Purchase | 399 | $11.44 | $4,564.56 | 3% 12.74K to 13.14K | (6%) |
| 01-Feb-16 4:29 PM View: | Ellington Residential Mortg... (EARN) | 29-Jan-16 | Market Purchase | 2,475 | $11.30 | $27,967.50 | 24% 10.27K to 12.74K | (5%) |
| 01-Feb-16 4:29 PM View: | Ellington Residential Mortg... (EARN) | 28-Jan-16 | Market Purchase | 1,277 | $11.07 | $14,136.40 | 14% 8.99K to 10.27K | (3%) |
| 28-Jan-16 4:37 PM View: | Ellington Residential Mortg... (EARN) | 27-Jan-16 | Market Purchase | 965 | $11.03 | $10,644.00 | 12% 8.02K to 8.99K | (2%) |
| 28-Jan-16 4:37 PM View: | Ellington Residential Mortg... (EARN) | 26-Jan-16 | Market Purchase | 1,473 | $10.79 | $15,893.70 | 22% 6.55K to 8.02K | (< 1%) |
| 26-Jan-16 4:31 PM View: | Ellington Residential Mortg... (EARN) | 22-Jan-16 | Market Purchase | 1,450 | $10.72 | $15,544.00 | 28% 5.1K to 6.55K | < 1% |
| 22-Jan-16 4:48 PM View: | Ellington Residential Mortg... (EARN) | 20-Jan-16 | Market Purchase | 2,945 | $10.04 | $29,567.80 | 137% 2.15K to 5.1K | 7% |
| 20-Jan-16 4:32 PM View: | Ellington Residential Mortg... (EARN) | 15-Jan-16 | Market Purchase | 2,155 | $10.72 | $23,101.60 | 100% 0 to 2.15K | < 1% |
| 08-Jul-15 1:53 PM View: | Ellington Financial LLC (EFC) | 08-Jul-15 | Acquisition (other) | 279,023 | -- | -- | 140% 199.85K to 478.87K | |
| 04-Jan-12 4:29 PM View: | Ellington Financial LLC (EFC) | 31-Dec-11 | Acquisition (other) | 154,552 | -- | -- | 927% 16.68K to 171.23K | |
| 04-Jan-12 4:29 PM View: | Ellington Financial LLC (EFC) | 30-Dec-11 | Market Purchase | 635 | $17.16 | $10,896.60 | 4% 16.04K to 16.68K | (46%) |
| 30-Dec-11 4:01 PM View: | Ellington Financial LLC (EFC) | 29-Dec-11 | Market Purchase | 634 | $17.16 | $10,879.40 | 4% 15.41K to 16.04K | (46%) |
| 29-Dec-11 4:46 PM View: | Ellington Financial LLC (EFC) | 28-Dec-11 | Market Purchase | 665 | $17.20 | $11,438.00 | 5% 14.74K to 15.41K | (46%) |
| 29-Dec-11 4:46 PM View: | Ellington Financial LLC (EFC) | 27-Dec-11 | Market Purchase | 540 | $17.17 | $9,271.80 | 4% 14.2K to 14.74K | (46%) |
| 23-Dec-11 4:35 PM View: | Ellington Financial LLC (EFC) | 22-Dec-11 | Market Purchase | 1,505 | $17.10 | $25,735.50 | 12% 12.7K to 14.2K | (46%) |
| 23-Dec-11 4:35 PM View: | Ellington Financial LLC (EFC) | 21-Dec-11 | Market Purchase | 1,750 | $17.17 | $30,047.50 | 16% 10.95K to 12.7K | (46%) |
| 21-Dec-11 6:12 PM View: | Ellington Financial LLC (EFC) | 20-Dec-11 | Market Purchase | 1,225 | $17.23 | $21,106.80 | 13% 9.72K to 10.95K | (46%) |
| 21-Dec-11 6:12 PM View: | Ellington Financial LLC (EFC) | 19-Dec-11 | Market Purchase | 1,400 | $17.09 | $23,926.00 | 17% 8.32K to 9.72K | (46%) |
| 09-Dec-11 4:16 PM View: | Ellington Financial LLC (EFC) | 08-Dec-11 | Market Purchase | 560 | $17.04 | $9,542.40 | 7% 7.76K to 8.32K | (46%) |
| 07-Dec-11 4:17 PM View: | Ellington Financial LLC (EFC) | 06-Dec-11 | Market Purchase | 455 | $17.08 | $7,771.40 | 6% 7.31K to 7.76K | (46%) |
| 07-Dec-11 4:17 PM View: | Ellington Financial LLC (EFC) | 05-Dec-11 | Market Purchase | 902 | $16.96 | $15,297.90 | 14% 6.4K to 7.31K | (45%) |
| 02-Dec-11 4:28 PM View: | Ellington Financial LLC (EFC) | 01-Dec-11 | Market Purchase | 350 | $17.14 | $5,999.00 | 6% 6.05K to 6.4K | (46%) |
| 02-Dec-11 4:28 PM View: | Ellington Financial LLC (EFC) | 30-Nov-11 | Market Purchase | 350 | $17.14 | $5,999.00 | 6% 5.7K to 6.05K | (46%) |
| 30-Nov-11 4:09 PM View: | Ellington Financial LLC (EFC) | 29-Nov-11 | Market Purchase | 700 | $16.84 | $11,788.00 | 14% 5.0K to 5.7K | (45%) |
| 30-Nov-11 4:09 PM View: | Ellington Financial LLC (EFC) | 28-Nov-11 | Market Purchase | 385 | $17.15 | $6,602.75 | 8% 4.62K to 5.0K | (45%) |
| 28-Nov-11 4:13 PM View: | Ellington Financial LLC (EFC) | 23-Nov-11 | Market Purchase | 525 | $17.07 | $8,961.75 | 13% 4.09K to 4.62K | (44%) |
| 27-Oct-11 4:03 PM View: | Ellington Financial LLC (EFC) | 25-Oct-11 | Market Purchase | 420 | $17.71 | $7,438.20 | 11% 3.67K to 4.09K | (46%) |
| 24-Oct-11 4:03 PM View: | Ellington Financial LLC (EFC) | 20-Oct-11 | Market Purchase | 385 | $17.68 | $6,806.80 | 12% 3.29K to 3.67K | (46%) |
| 18-Oct-11 3:57 PM View: | Ellington Financial LLC (EFC) | 18-Oct-11 | Market Purchase | 665 | $17.47 | $11,617.50 | 38% 1.75K to 2.41K | (46%) |
| 20-Oct-11 4:07 PM View: | Ellington Financial LLC (EFC) | 18-Oct-11 | Market Purchase | 875 | $17.79 | $15,566.30 | 36% 2.41K to 3.29K | (47%) |
| 18-Oct-11 3:57 PM View: | Ellington Financial LLC (EFC) | 14-Oct-11 | Market Purchase | 455 | $17.50 | $7,962.50 | 35% 1.29K to 1.75K | (46%) |
| 14-Oct-11 4:04 PM View: | Ellington Financial LLC (EFC) | 13-Oct-11 | Market Purchase | 700 | $17.38 | $12,166.00 | 118% 0.59K to 1.29K | (45%) |