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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Jan-23 4:26 PM View:  | Northeast Utilities (ES) | 17-Jan-23 | Grant | 1,943 | -- | -- | 7% 27.39K to 29.33K | |
| 19-Jan-22 4:14 PM View: | Northeast Utilities (ES) | 14-Jan-22 | Grant | 1,859 | -- | -- | 8% 24.74K to 26.6K | |
| 20-Jan-21 11:28 AM View: | Northeast Utilities (ES) | 15-Jan-21 | Grant | 1,813 | -- | -- | 8% 22.29K to 24.1K | |
| 16-Jan-20 6:07 PM View: | Northeast Utilities (ES) | 15-Jan-20 | Grant | 1,908 | -- | -- | 10% 19.82K to 21.72K | |
| 16-Jan-19 5:12 PM View: | Northeast Utilities (ES) | 15-Jan-19 | Grant | 2,085 | -- | -- | 12% 17.24K to 19.33K | |
| 17-Jan-18 6:09 PM View: | Northeast Utilities (ES) | 16-Jan-18 | Grant | 2,175 | -- | -- | 15% 14.55K to 16.73K | |
| 19-Jan-17 5:51 PM View: | Northeast Utilities (ES) | 17-Jan-17 | Grant | 2,452 | -- | -- | 21% 11.7K to 14.15K | |
| 08-Sep-16 5:09 PM View: | Emc Corp (EMC) | 07-Sep-16 | Disposition | 58,976 | -- | -- | (100%) 58.98K to 0 | |
| 08-Sep-16 5:09 PM View: | Emc Corp (EMC) | 06-Sep-16 | Payment of Exercise | 6,824 | $28.77 | $196,326.00 | (10%) 65.8K to 58.98K | (< 1%) |
| 08-Sep-16 5:09 PM View: | Emc Corp (EMC) | 06-Sep-16 | Option Exercise | 10,000 | $19.63 | $196,300.00 | 18% 55.8K to 65.8K | |
| 20-Jan-16 5:51 PM View: | Northeast Utilities (ES) | 15-Jan-16 | Grant | 2,637 | -- | -- | 30% 8.75K to 11.38K | |
| 04-May-15 4:12 PM View: | Emc Corp (EMC) | 30-Apr-15 | Grant | 8,900 | -- | -- | 19% 46.9K to 55.8K | |
| 20-Jan-15 6:48 PM View: | Northeast Utilities (ES) | 15-Jan-15 | Grant | 1,863 | -- | -- | 28% 6.64K to 8.51K | |
| 02-May-14 4:08 PM View: | Emc Corp (EMC) | 30-Apr-14 | Grant | 9,300 | -- | -- | 25% 37.6K to 46.9K | |
| 17-Jan-14 5:01 PM View: | Northeast Utilities (ES) | 15-Jan-14 | Grant | 2,381 | -- | -- | 58% 4.09K to 6.47K | |
| 03-May-13 4:09 PM View: | Emc Corp (EMC) | 01-May-13 | Grant | 10,600 | -- | -- | 39% 27.0K to 37.6K | |
| 17-Jan-13 6:57 PM View: | Northeast Utilities (ES) | 15-Jan-13 | Grant | 2,545 | -- | -- | 174% 1.46K to 4.0K | |
| 19-Jul-12 2:59 PM View: | Northeast Utilities (ES) | 17-Jul-12 | Grant | 1,434 | -- | -- | 100% 0 to 1.43K | |
| 03-May-12 4:11 PM View: | Emc Corp (EMC) | 01-May-12 | Grant | 8,300 | -- | -- | 44% 18.7K to 27.0K | |
| 10-Apr-12 11:55 AM View: | NSTAR (NST) | 10-Apr-12 | Disposition | 5,924 | -- | -- | (100%) 5.92K to 0 | |
| 04-Apr-12 3:54 PM View: | NSTAR (NST) | 02-Apr-12 | Grant | 772 | $48.82 | $37,689.00 | 15% 5.15K to 5.92K | < 1% |
| 03-Oct-11 3:25 PM View: | NSTAR (NST) | 03-Oct-11 | Grant Duplicate | 837 | $44.83 | $37,522.70 | 20% 4.22K to 5.06K | < 1% |
| 06-May-11 4:21 PM View: | Emc Corp (EMC) | 04-May-11 | Grant | 8,700 | -- | -- | 87% 10.0K to 18.7K | |
| 04-Apr-11 3:31 PM View: | NSTAR (NST) | 01-Apr-11 | Grant Duplicate | 811 | $46.73 | $37,898.00 | 24% 3.33K to 4.14K | < 1% |
| 04-Oct-10 3:45 PM View: | NSTAR (NST) | 01-Oct-10 | Grant Duplicate | 953 | $39.65 | $37,786.50 | 41% 2.31K to 3.27K | < 1% |
| 30-Apr-10 4:29 PM View: | Emc Corp (EMC) | 29-Apr-10 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 02-Apr-10 2:01 PM View: | NSTAR (NST) | 01-Apr-10 | Grant Duplicate | 1,059 | $35.72 | $37,826.10 | 88% 1.21K to 2.27K | 14% |
| 05-Oct-09 3:25 PM View: | NSTAR (NST) | 01-Oct-09 | Grant Duplicate | 1,179 | $31.91 | $37,621.90 | 100% 0 to 1.18K | 30% |