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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-19 4:57 PM View:  | Empire Resorts Inc. (NYNY) | 15-Nov-19 | Acquisition (other) | 968,156 | $9.74 | $9,429,840.00 | 3% 28.91M to 29.88M | |
| 15-Nov-19 4:57 PM View: | Empire Resorts Inc. (NYNY) | 15-Nov-19 | Disposition (other) | 968,156 | $9.74 | $9,429,840.00 | (3%) 29.88M to 28.91M | |
| 15-Nov-19 4:59 PM View: | Empire Resorts Inc. (NYNY) | 15-Nov-19 | Private Purchase | 5,523,690 | $9.74 | $53,800,700.00 | 19% 28.91M to 34.44M | |
| 04-Nov-19 5:04 PM View: | Empire Resorts Inc. (NYNY) | 04-Nov-19 | Sale | 13,200,000 | $9.74 | $128,568,000.00 | (31%) 42.11M to 28.91M | |
| 25-Jan-18 4:34 PM View: | Empire Resorts Inc. (NYNY) | 24-Jan-18 | Private Purchase | 1,666 | $15.00 | $24,990.00 | < 1% 28.91M to 28.91M | |
| 05-Jan-18 9:11 AM View: | Empire Resorts Inc. (NYNY) | 28-Dec-17 | Exercise (in-the money or at-the-money) | 1,379,870 | $26.21 | $36,166,500.00 | 5% 27.53M to 28.91M | |
| 18-Feb-16 5:53 PM View: | Empire Resorts Inc. (NYNY) | 17-Feb-16 | Acquisition (other) | 1,332,060 | -- | -- | 16% 8.32M to 9.65M | |
| 18-Feb-16 5:53 PM View: | Empire Resorts Inc. (NYNY) | 17-Feb-16 | Exercise (in-the money or at-the-money) | 17,879,500 | $14.40 | $257,464,000.00 | 185% 9.65M to 27.53M | |
| 20-Jan-16 5:40 PM View: | Empire Resorts Inc. (NYNY) | 14-Jan-16 | Exercise (in-the money or at-the-money) | 2,083,330 | $14.40 | $30,000,000.00 | 33% 6.24M to 8.32M | |
| 09-Feb-15 3:37 PM View: | Empire Resorts Inc. (NYNY) | 06-Feb-15 | Exercise (in-the money or at-the-money) | 2,667,160 | $7.10 | $18,936,900.00 | 9% 28.52M to 31.19M | |
| 16-Jan-15 2:10 PM View: | Empire Resorts Inc. (NYNY) | 15-Jan-15 | Exercise (in-the money or at-the-money) | 4,321,800 | $7.10 | $30,684,800.00 | 18% 24.2M to 28.52M | |
| 28-Apr-14 5:03 PM View: | Empire Resorts Inc. (NYNY) | 28-Apr-14 | Exercise (in-the money or at-the-money) | 1,512,630 | $6.25 | $9,453,930.00 | 7% 22.69M to 24.2M | (27%) |
| 11-Jun-13 3:16 PM View: | Empire Resorts Inc. (NYNY) | 11-Jun-13 | Acquisition (other) | 784,347 | $1.89 | $1,482,490.00 | 4% 21.91M to 22.69M | |
| 10-May-13 2:59 PM View: | Empire Resorts Inc. (NYNY) | 10-May-13 | Exercise (in-the money or at-the-money) | 3,650,850 | $1.89 | $6,900,470.00 | 20% 18.25M to 21.91M | 7% |
| 20-May-11 10:50 AM View: | Empire Resorts Inc. (NYNY) | 18-May-11 | Exercise (out-of-the-money) | 19,826,400 | $0.88 | $17,520,600.00 | 57% 34.94M to 54.76M | |
| 09-Mar-10 12:00 PM View: | Empire Resorts Inc. (NYNY) | 08-Mar-10 | Private Purchase | 110,465 | $0.01 | $1,104.65 | < 1% 34.83M to 34.94M | |
| 12-Feb-10 4:54 PM View: | Empire Resorts Inc. (NYNY) | 12-Feb-10 | Private Purchase | 25,000 | $1.40 | $35,000.00 | < 1% 34.8M to 34.83M | |
| 18-Nov-09 2:04 PM View: | Empire Resorts Inc. (NYNY) | 17-Nov-09 | Private Purchase | 294,852 | $0.47 | $139,011.00 | < 1% 34.51M to 34.8M | |
| 12-Nov-09 2:38 PM View: | Empire Resorts Inc. (NYNY) | 12-Nov-09 | Private Purchase | 27,701,900 | $1.59 | $44,045,900.00 | 407% 6.8M to 34.51M |