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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Mar-20 11:02 AM View:  | LMP Capital and Income Fund... (SCD) | 13-Mar-20 | Market Purchase | 5,000 | $8.80 | $43,999.50 | 21% 23.44K to 28.44K | |
| 08-Dec-17 11:42 AM View: | Clearbridge Mlp & Midstream... (CEM) | 07-Dec-17 | Market Sale | 500 | $12.88 | $6,440.00 | (15%) 3.3K to 2.8K | 18% |
| 08-Dec-17 11:49 AM View: | Clearbridge Energy Midstrea... (EMO) | 07-Dec-17 | Market Sale | 500 | $10.39 | $5,195.00 | (17%) 2.9K to 2.4K | 20% |
| 08-Dec-17 11:58 AM View: | Clearbridge Mlp & Midstream... (CTR) | 07-Dec-17 | Market Sale | 1,100 | $10.86 | $11,944.90 | (44%) 2.5K to 1.4K | 22% |
| 08-Dec-17 12:03 PM View: | Clearbridge American Energy... (CBA) | 07-Dec-17 | Market Purchase | 3,200 | $7.40 | $23,679.70 | 100% 0 to 3.2K | (15%) |
| 22-Dec-16 12:20 PM View: | Clearbridge Mlp & Midstream... (CEM) | 20-Dec-16 | Market Purchase | 300 | $15.29 | $4,587.00 | 10% 3.0K to 3.3K | (37%) |
| 22-Dec-16 12:17 PM View: | Clearbridge Energy Midstrea... (EMO) | 20-Dec-16 | Market Purchase | 400 | $13.12 | $5,249.96 | 16% 2.5K to 2.9K | (43%) |
| 22-Dec-16 11:46 AM View: | Clearbridge Mlp & Midstream... (CTR) | 20-Dec-16 | Market Purchase | 400 | $12.50 | $5,000.76 | 19% 2.1K to 2.5K | (38%) |
| 22-Dec-16 11:53 AM View: | Clearbridge American Energy... (CBA) | 20-Dec-16 | Market Sale | 1,500 | $8.94 | $13,416.00 | (100%) 1.5K to 0 | 36% |
| 31-Aug-15 4:55 PM View: | LMP Capital and Income Fund... (SCD) | 27-Aug-15 | Market Purchase | 1,000 | $13.55 | $13,550.00 | 4% 22.44K to 23.44K | 2% |
| 31-Jul-15 11:17 AM View: | LMP Capital and Income Fund... (SCD) | 29-Jul-15 | Market Purchase | 1,000 | $14.46 | $14,460.00 | 5% 21.44K to 22.44K | (5%) |
| 29-Jul-15 11:40 AM View: | Clearbridge Mlp & Midstream... (CEM) | 28-Jul-15 | Market Purchase | 500 | $21.85 | $10,925.00 | 20% 2.5K to 3.0K | (62%) |
| 29-Jul-15 11:45 AM View: | Clearbridge Energy Midstrea... (EMO) | 28-Jul-15 | Market Purchase | 500 | $17.85 | $8,925.00 | 25% 2.0K to 2.5K | (64%) |
| 12-Jun-15 3:14 PM View: | LMP Capital and Income Fund... (SCD) | 10-Jun-15 | Market Purchase | 1,175 | $16.11 | $18,929.50 | 6% 19.7K to 20.88K | (13%) |
| 12-Jun-15 3:14 PM View: | LMP Capital and Income Fund... (SCD) | 10-Jun-15 | Market Purchase | 565 | $16.14 | $9,119.10 | 3% 20.88K to 21.44K | (13%) |
| 20-Oct-14 9:17 PM View: | LMP Capital and Income Fund... (SCD) | 16-Oct-14 | Market Purchase | 1,200 | $15.19 | $18,232.80 | 7% 16.5K to 17.7K | (4%) |
| 20-Oct-14 9:17 PM View: | LMP Capital and Income Fund... (SCD) | 16-Oct-14 | Market Purchase | 2,000 | $15.16 | $30,311.20 | 11% 17.7K to 19.7K | (4%) |
| 06-Dec-13 3:44 PM View: | Clearbridge American Energy... (CBA) | 05-Dec-13 | Market Purchase | 500 | $16.77 | $8,383.60 | 50% 1.0K to 1.5K | (56%) |
| 17-Sep-13 3:23 PM View: | LMP Capital and Income Fund... (SCD) | 13-Sep-13 | Market Purchase | 1,975 | $14.71 | $29,052.20 | 15% 12.79K to 14.77K | 8% |
| 17-Sep-13 3:23 PM View: | LMP Capital and Income Fund... (SCD) | 13-Sep-13 | Market Purchase | 1,732 | $14.68 | $25,425.80 | 12% 14.77K to 16.5K | 8% |
| 28-Jun-13 2:49 PM View: | Clearbridge American Energy... (CBA) | 26-Jun-13 | Purchase | 1,000 | $20.01 | $20,010.00 | 100% 0 to 1.0K | |
| 07-Jan-13 6:40 PM View: | LMP Capital and Income Fund... (SCD) | 03-Jan-13 | Market Purchase | 510 | $14.07 | $7,175.65 | 5% 11.09K to 11.6K | 17% |
| 07-Jan-13 6:40 PM View: | LMP Capital and Income Fund... (SCD) | 03-Jan-13 | Market Purchase | 1,200 | $14.07 | $16,883.90 | 10% 11.6K to 12.79K | 17% |
| 20-Dec-12 6:20 PM View: | Clearbridge Mlp & Midstream... (CTR) | 19-Dec-12 | Market Purchase | 500 | $18.92 | $9,460.00 | 31% 1.6K to 2.1K | (70%) |
| 19-Nov-12 4:32 PM View: | Clearbridge Mlp & Midstream... (CTR) | 16-Nov-12 | Market Purchase | 500 | $18.92 | $9,458.55 | 45% 1.1K to 1.6K | (70%) |
| 27-Sep-12 10:30 AM View: | Clearbridge Mlp & Midstream... (CTR) | 26-Sep-12 | Market Purchase | 1,100 | $20.06 | $22,069.50 | 100% 0 to 1.1K | (72%) |
| 10-Jul-12 2:59 PM View: | LMP Capital and Income Fund... (SCD) | 09-Jul-12 | Market Purchase | 800 | $12.93 | $10,340.00 | 8% 9.88K to 10.69K | 33% |
| 28-Jun-12 1:08 PM View: | LMP Capital and Income Fund... (SCD) | 27-Jun-12 | Market Purchase | 800 | $12.58 | $10,063.90 | 9% 9.09K to 9.88K | 37% |
| 29-May-12 5:40 PM View: | Clearbridge Energy Midstrea... (EMO) | 29-May-12 | Market Purchase | 500 | $18.92 | $9,460.00 | 33% 1.5K to 2.0K | (71%) |
| 08-Aug-11 5:17 PM View: | Clearbridge Energy Midstrea... (EMO) | 08-Aug-11 | Market Purchase | 200 | $17.43 | $3,485.98 | 15% 1.3K to 1.5K | (66%) |
| 08-Aug-11 5:17 PM View: | Clearbridge Energy Midstrea... (EMO) | 05-Aug-11 | Market Purchase | 300 | $18.00 | $5,399.97 | 30% 1.0K to 1.3K | (68%) |
| 25-Jul-11 4:56 PM View: | Clearbridge Energy Midstrea... (EMO) | 25-Jul-11 | Purchase | 1,000 | $19.70 | $19,699.00 | 100% 0 to 1.0K | |
| 19-Nov-10 11:20 AM View: | LMP Capital and Income Fund... (SCD) | 17-Nov-10 | Market Purchase | 1,000 | $11.79 | $11,790.00 | 12% 8.09K to 9.09K | 65% |
| 28-Jun-10 9:49 PM View: | Clearbridge Mlp & Midstream... (CEM) | 25-Jun-10 | Market Purchase | 2,500 | $20.00 | $50,000.00 | 100% 0 to 2.5K | (70%) |
| 18-May-10 5:03 PM View: | LMP Capital and Income Fund... (SCD) | 17-May-10 | Market Purchase | 1,000 | $10.34 | $10,340.00 | 14% 7.08K to 8.09K | 93% |
| 17-Mar-10 7:17 PM View: | LMP Capital and Income Fund... (SCD) | 16-Mar-10 | Market Purchase | 1,120 | $10.80 | $12,091.90 | 233% 0.48K to 1.6K | 87% |
| 11-Jan-10 8:14 PM View: | LMP Capital and Income Fund... (SCD) | 08-Jan-10 | Market Purchase | 485 | $10.34 | $5,012.91 | 10% 5.0K to 5.49K | 95% |
| 11-Jan-10 8:14 PM View: | LMP Capital and Income Fund... (SCD) | 08-Jan-10 | Market Purchase | 480 | $10.34 | $4,961.18 | 9% 5.49K to 5.96K | 95% |
| 04-Jan-10 6:00 PM View: | LMP Capital and Income Fund... (SCD) | 04-Jan-10 | Market Purchase | 1,000 | $10.36 | $10,359.90 | 25% 4.0K to 5.0K | 94% |
| 23-Dec-09 4:55 PM View: | LMP Capital and Income Fund... (SCD) | 21-Dec-09 | Market Purchase | 1,000 | $10.10 | $10,099.90 | 33% 3.0K to 4.0K | 99% |
| 22-Oct-09 8:52 PM View: | LMP Capital and Income Fund... (SCD) | 22-Oct-09 | Market Purchase | 1,000 | $9.70 | $9,698.00 | 50% 2.0K to 3.0K | 110% |
| 30-Sep-09 8:02 PM View: | LMP Capital and Income Fund... (SCD) | 29-Sep-09 | Market Purchase | 2,000 | $9.61 | $19,220.00 | 100% 0 to 2.0K | 112% |