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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Jun-20 5:14 PM View:  | First Eagle Senior Loan Fund (FSLF) | 11-Jun-20 | Market Purchase | 1,000 | $12.16 | $12,160.00 | 16% 6.12K to 7.12K | 48% |
| 18-May-20 2:01 PM View: | THL Credit, Inc. (FCRD) | 15-May-20 | Private Purchase | 3,500 | $2.74 | $9,585.00 | 3% 129.93K to 133.43K | |
| 18-May-20 2:57 PM View: | First Eagle Senior Loan Fund (FSLF) | 15-May-20 | Market Purchase | 1,275 | $11.66 | $14,866.50 | 26% 4.85K to 6.12K | 53% |
| 21-Apr-20 5:33 PM View: | THL Credit, Inc. (FCRD) | 17-Apr-20 | Grant | 74,385 | $5.34 | $397,216.00 | 134% 55.55K to 129.93K | |
| 09-Jul-18 5:27 PM View: | THL Credit, Inc. (FCRD) | 09-Jul-18 | Market Purchase (Planned) | 13,518 | $8.23 | $111,240.00 | 1% 1.25M to 1.26M | (23%) |
| 09-Jul-18 5:27 PM View: | THL Credit, Inc. (FCRD) | 06-Jul-18 | Market Purchase (Planned) | 21,681 | $8.15 | $176,709.00 | 2% 1.22M to 1.25M | (22%) |
| 09-Jul-18 5:27 PM View: | THL Credit, Inc. (FCRD) | 05-Jul-18 | Market Purchase (Planned) | 21,210 | $8.17 | $173,269.00 | 2% 1.2M to 1.22M | (23%) |
| 05-Jul-18 4:11 PM View: | THL Credit, Inc. (FCRD) | 03-Jul-18 | Market Purchase (Planned) | 18,763 | $8.15 | $152,952.00 | 2% 1.18M to 1.2M | (22%) |
| 05-Jul-18 4:11 PM View: | THL Credit, Inc. (FCRD) | 02-Jul-18 | Market Purchase (Planned) | 22,000 | $8.01 | $176,165.00 | 2% 1.16M to 1.18M | (21%) |
| 29-Jun-18 4:21 PM View: | THL Credit, Inc. (FCRD) | 29-Jun-18 | Market Purchase (Planned) | 19,015 | $7.88 | $149,796.00 | 2% 1.14M to 1.16M | (20%) |
| 29-Jun-18 4:21 PM View: | THL Credit, Inc. (FCRD) | 28-Jun-18 | Market Purchase (Planned) | 18,551 | $7.91 | $146,800.00 | 2% 1.12M to 1.14M | (20%) |
| 29-Jun-18 4:21 PM View: | THL Credit, Inc. (FCRD) | 27-Jun-18 | Market Purchase (Planned) | 19,137 | $8.02 | $153,400.00 | 2% 1.11M to 1.12M | (21%) |
| 26-Jun-18 5:24 PM View: | THL Credit, Inc. (FCRD) | 26-Jun-18 | Market Purchase (Planned) | 14,700 | $7.93 | $116,517.00 | 1% 1.09M to 1.11M | (20%) |
| 26-Jun-18 5:24 PM View: | THL Credit, Inc. (FCRD) | 25-Jun-18 | Market Purchase (Planned) | 18,909 | $7.91 | $149,636.00 | 2% 1.07M to 1.09M | (20%) |
| 26-Jun-18 5:24 PM View: | THL Credit, Inc. (FCRD) | 22-Jun-18 | Market Purchase (Planned) | 18,800 | $7.94 | $149,259.00 | 2% 1.05M to 1.07M | (20%) |
| 21-Jun-18 5:55 PM View: | THL Credit, Inc. (FCRD) | 21-Jun-18 | Market Purchase (Planned) | 18,000 | $7.97 | $143,370.00 | 2% 1.03M to 1.05M | (21%) |
| 21-Jun-18 5:55 PM View: | THL Credit, Inc. (FCRD) | 20-Jun-18 | Market Purchase (Planned) | 18,431 | $7.99 | $147,172.00 | 2% 1.02M to 1.03M | (21%) |
| 21-Jun-18 5:55 PM View: | THL Credit, Inc. (FCRD) | 19-Jun-18 | Market Purchase (Planned) | 17,766 | $7.98 | $141,771.00 | 2% 998.62K to 1.02M | (21%) |
| 18-Jun-18 4:37 PM View: | THL Credit, Inc. (FCRD) | 18-Jun-18 | Market Purchase (Planned) | 18,800 | $7.99 | $150,216.00 | 2% 979.82K to 998.62K | (21%) |
| 18-Jun-18 4:37 PM View: | THL Credit, Inc. (FCRD) | 15-Jun-18 | Market Purchase (Planned) | 12,871 | $8.04 | $103,474.00 | 1% 966.95K to 979.82K | (21%) |
| 15-Jun-18 6:05 PM View: | THL Credit, Inc. (FCRD) | 14-Jun-18 | Market Purchase (Planned) | 13,000 | $8.14 | $105,767.00 | 1% 953.95K to 966.95K | (22%) |
| 15-Jun-18 6:05 PM View: | THL Credit, Inc. (FCRD) | 13-Jun-18 | Market Purchase (Planned) | 13,000 | $8.34 | $108,467.00 | 1% 940.95K to 953.95K | (27%) |
| 13-Jun-18 2:05 PM View: | THL Credit, Inc. (FCRD) | 12-Jun-18 | Market Purchase (Planned) | 13,000 | $8.39 | $109,079.00 | 1% 927.95K to 940.95K | (27%) |
| 13-Jun-18 2:05 PM View: | THL Credit, Inc. (FCRD) | 11-Jun-18 | Market Purchase (Planned) | 13,000 | $8.27 | $107,463.00 | 1% 914.95K to 927.95K | (26%) |
| 11-Jun-18 4:36 PM View: | THL Credit, Inc. (FCRD) | 08-Jun-18 | Market Purchase (Planned) | 11,046 | $8.12 | $89,678.10 | 1% 903.9K to 914.95K | (24%) |
| 11-Jun-18 4:36 PM View: | THL Credit, Inc. (FCRD) | 07-Jun-18 | Market Purchase (Planned) | 11,070 | $8.08 | $89,466.60 | 1% 892.83K to 903.9K | (24%) |
| 07-Jun-18 2:52 PM View: | THL Credit, Inc. (FCRD) | 06-Jun-18 | Market Purchase (Planned) | 11,300 | $8.01 | $90,472.30 | 1% 881.53K to 892.83K | (23%) |
| 07-Jun-18 2:52 PM View: | THL Credit, Inc. (FCRD) | 05-Jun-18 | Market Purchase (Planned) | 10,741 | $7.91 | $84,909.80 | 1% 870.79K to 881.53K | (22%) |
| 04-Jun-18 5:59 PM View: | THL Credit, Inc. (FCRD) | 04-Jun-18 | Market Purchase (Planned) | 8,036 | $7.92 | $63,618.60 | < 1% 862.76K to 870.79K | (23%) |
| 04-Jun-18 5:59 PM View: | THL Credit, Inc. (FCRD) | 01-Jun-18 | Market Purchase (Planned) | 10,870 | $7.86 | $85,436.00 | 1% 851.89K to 862.76K | (22%) |
| 01-Jun-18 3:12 PM View: | THL Credit, Inc. (FCRD) | 31-May-18 | Market Purchase (Planned) | 11,300 | $7.83 | $88,440.60 | 1% 840.59K to 851.89K | (22%) |
| 01-Jun-18 3:12 PM View: | THL Credit, Inc. (FCRD) | 30-May-18 | Market Purchase (Planned) | 11,300 | $7.85 | $88,671.10 | 1% 829.29K to 840.59K | (22%) |
| 01-Jun-18 3:12 PM View: | THL Credit, Inc. (FCRD) | 29-May-18 | Market Purchase (Planned) | 10,947 | $7.76 | $84,942.10 | 1% 818.34K to 829.29K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 25-May-18 | Market Purchase (Planned) | 9,249 | $7.76 | $71,747.30 | 1% 809.09K to 818.34K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 24-May-18 | Market Purchase (Planned) | 8,576 | $7.76 | $66,554.90 | 1% 800.51K to 809.09K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 23-May-18 | Market Purchase (Planned) | 10,526 | $7.77 | $81,830.20 | 1% 789.99K to 800.51K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 22-May-18 | Market Purchase (Planned) | 10,800 | $7.80 | $84,223.80 | 1% 779.19K to 789.99K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 21-May-18 | Market Purchase (Planned) | 10,800 | $7.82 | $84,489.50 | 1% 768.39K to 779.19K | (22%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 18-May-18 | Market Purchase (Planned) | 11,500 | $7.86 | $90,384.20 | 2% 756.89K to 768.39K | (22%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 16-May-18 | Market Purchase (Planned) | 11,378 | $7.83 | $89,049.90 | 2% 734.45K to 745.82K | (22%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 15-May-18 | Market Purchase (Planned) | 8,336 | $7.83 | $65,265.90 | 1% 726.11K to 734.45K | (22%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 14-May-18 | Market Purchase (Planned) | 10,992 | $7.87 | $86,482.90 | 2% 715.12K to 726.11K | (22%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 11-May-18 | Market Purchase (Planned) | 11,511 | $7.86 | $90,491.40 | 2% 703.61K to 715.12K | (22%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 10-May-18 | Market Purchase (Planned) | 12,200 | $7.85 | $95,710.20 | 2% 691.41K to 703.61K | (22%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 09-May-18 | Market Purchase (Planned) | 10,200 | $7.80 | $79,550.80 | 1% 681.21K to 691.41K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 08-May-18 | Market Purchase (Planned) | 12,200 | $7.77 | $94,765.90 | 2% 669.01K to 681.21K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 07-May-18 | Market Purchase (Planned) | 12,200 | $7.77 | $94,763.50 | 2% 656.81K to 669.01K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 04-May-18 | Market Purchase (Planned) | 13,098 | $7.74 | $101,439.00 | 2% 643.71K to 656.81K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 03-May-18 | Market Purchase (Planned) | 10,760 | $7.79 | $83,804.30 | 2% 632.95K to 643.71K | (21%) |
| 29-May-18 5:44 PM View: | THL Credit, Inc. (FCRD) | 02-May-18 | Market Purchase (Planned) | 12,762 | $7.87 | $100,468.00 | 2% 620.19K to 632.95K | (22%) |