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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Feb-12 4:16 PM View:  | Penson Worldwide Inc (PNSN) | 01-Feb-12 | Payment of Exercise | 331 | $1.40 | $463.40 | (< 1%) 147.78K to 147.45K | 96% |
| 02-Feb-12 4:16 PM View: | Penson Worldwide Inc (PNSN) | 31-Jan-12 | Payment of Exercise | 56 | $1.44 | $80.64 | (< 1%) 147.84K to 147.78K | 96% |
| 03-Jan-12 6:59 PM View: | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 7,188 | $1.16 | $8,338.08 | (5%) 155.03K to 147.84K | 96% |
| 03-Jan-12 6:59 PM View: | Penson Worldwide Inc (PNSN) | 31-Dec-11 | Payment of Exercise | 595 | $1.16 | $690.20 | (< 1%) 155.62K to 155.03K | 96% |
| 02-Nov-11 6:54 PM View: | Penson Worldwide Inc (PNSN) | 01-Nov-11 | Payment of Exercise | 285 | $1.20 | $342.00 | (< 1%) 155.91K to 155.62K | 96% |
| 02-Nov-11 6:54 PM View: | Penson Worldwide Inc (PNSN) | 31-Oct-11 | Payment of Exercise | 48 | $1.23 | $59.04 | (< 1%) 155.96K to 155.91K | 96% |
| 03-Oct-11 6:14 PM View: | Penson Worldwide Inc (PNSN) | 01-Oct-11 | Payment of Exercise | 514 | $1.45 | $745.30 | (< 1%) 156.47K to 155.96K | 96% |
| 02-Aug-11 6:21 PM View: | Penson Worldwide Inc (PNSN) | 01-Aug-11 | Payment of Exercise | 285 | $3.01 | $857.85 | (< 1%) 156.75K to 156.47K | 98% |
| 02-Aug-11 6:21 PM View: | Penson Worldwide Inc (PNSN) | 31-Jul-11 | Payment of Exercise | 48 | $3.06 | $146.88 | (< 1%) 156.8K to 156.75K | 98% |
| 05-Jul-11 7:27 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-11 | Payment of Exercise | 514 | $3.45 | $1,773.30 | (< 1%) 157.32K to 156.8K | 99% |
| 13-May-11 3:58 PM View: | Penson Worldwide Inc (PNSN) | 13-May-11 | Market Purchase | 10,000 | $3.39 | $33,900.00 | 7% 147.32K to 157.32K | (98%) |
| 03-May-11 4:55 PM View: | Penson Worldwide Inc (PNSN) | 01-May-11 | Payment of Exercise | 333 | $6.07 | $2,021.31 | (< 1%) 147.65K to 147.32K | 99% |
| 01-Apr-11 5:10 PM View: | Penson Worldwide Inc (PNSN) | 31-Mar-11 | Payment of Exercise | 514 | $6.71 | $3,448.94 | (< 1%) 148.16K to 147.65K | 99% |
| 02-Feb-11 5:36 PM View: | Penson Worldwide Inc (PNSN) | 01-Feb-11 | Payment of Exercise | 330 | $5.04 | $1,663.20 | (< 1%) 78.15K to 77.82K | 99% |
| 02-Feb-11 5:36 PM View: | Penson Worldwide Inc (PNSN) | 31-Jan-11 | Payment of Exercise | 56 | $4.76 | $266.56 | (< 1%) 78.2K to 78.15K | 99% |
| 22-Feb-11 9:25 PM View: | Penson Worldwide Inc (PNSN) | 14-Jan-11 | Grant | 70,347 | -- | -- | 90% 77.82K to 148.16K | |
| 03-Jan-11 7:59 PM View: | Penson Worldwide Inc (PNSN) | 31-Dec-10 | Payment of Exercise | 595 | $4.89 | $2,909.55 | (< 1%) 78.8K to 78.2K | 99% |
| 02-Nov-10 5:32 PM View: | Penson Worldwide Inc (PNSN) | 01-Nov-10 | Payment of Exercise | 285 | $5.12 | $1,459.20 | (< 1%) 79.08K to 78.8K | 99% |
| 02-Nov-10 5:32 PM View: | Penson Worldwide Inc (PNSN) | 31-Oct-10 | Payment of Exercise | 48 | $5.15 | $247.20 | (< 1%) 79.13K to 79.08K | 99% |
| 04-Oct-10 6:59 PM View: | Penson Worldwide Inc (PNSN) | 01-Oct-10 | Payment of Exercise | 514 | $5.15 | $2,647.10 | (< 1%) 79.64K to 79.13K | 99% |
| 03-Aug-10 4:55 PM View: | Penson Worldwide Inc (PNSN) | 01-Aug-10 | Payment of Exercise | 285 | $5.38 | $1,533.30 | (< 1%) 79.93K to 79.64K | 99% |
| 03-Aug-10 4:55 PM View: | Penson Worldwide Inc (PNSN) | 31-Jul-10 | Payment of Exercise | 48 | $5.38 | $258.24 | (< 1%) 79.98K to 79.93K | 99% |
| 02-Jul-10 6:10 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-10 | Payment of Exercise | 514 | $5.60 | $2,878.40 | (< 1%) 80.49K to 79.98K | 99% |
| 04-May-10 5:18 PM View: | Penson Worldwide Inc (PNSN) | 01-May-10 | Payment of Exercise | 333 | $9.40 | $3,130.20 | (< 1%) 80.83K to 80.49K | 99% |
| 01-Apr-10 6:40 PM View: | Penson Worldwide Inc (PNSN) | 31-Mar-10 | Payment of Exercise | 514 | $10.07 | $5,175.98 | (< 1%) 81.34K to 80.83K | 99% |
| 02-Mar-10 5:18 PM View: | Penson Worldwide Inc (PNSN) | 26-Feb-10 | Grant | 15,066 | -- | -- | 23% 66.27K to 81.34K | |
| 02-Feb-10 6:49 PM View: | Penson Worldwide Inc (PNSN) | 31-Jan-10 | Payment of Exercise | 59 | $8.42 | $496.78 | (< 1%) 66.33K to 66.27K | 99% |
| 04-Jan-10 7:03 PM View: | Penson Worldwide Inc (PNSN) | 31-Dec-09 | Payment of Exercise | 634 | $9.06 | $5,744.04 | (< 1%) 66.97K to 66.33K | 99% |
| 03-Nov-09 5:15 PM View: | Penson Worldwide Inc (PNSN) | 31-Oct-09 | Payment of Exercise | 48 | $9.75 | $468.00 | (< 1%) 67.01K to 66.97K | 99% |
| 05-Oct-09 6:49 PM View: | Penson Worldwide Inc (PNSN) | 01-Oct-09 | Payment of Exercise | 514 | $9.68 | $4,975.52 | (< 1%) 67.53K to 67.01K | 99% |
| 03-Aug-09 5:23 PM View: | Penson Worldwide Inc (PNSN) | 01-Aug-09 | Payment of Exercise | 517 | $11.67 | $6,033.39 | (< 1%) 68.05K to 67.53K | 100% |
| 03-Aug-09 5:23 PM View: | Penson Worldwide Inc (PNSN) | 31-Jul-09 | Payment of Exercise | 48 | $11.67 | $560.16 | (< 1%) 68.09K to 68.05K | 100% |
| 02-Jul-09 7:16 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-09 | Payment of Exercise | 514 | $9.03 | $4,641.42 | (< 1%) 68.61K to 68.09K | 99% |
| 02-Jul-09 8:38 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-09 | Payment of Exercise | 514 | $9.03 | $4,641.42 | (< 1%) 68.61K to 68.09K | 99% |