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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Mar-20 2:01 PM View:  | Nisource Inc. (NI) | 04-Mar-20 | Market Sale | 12,650 | $29.66 | $375,199.00 | (53%) 23.75K to 11.1K | 17% |
| 03-Mar-20 10:14 AM View: | Nisource Inc. (NI) | 28-Feb-20 | Grant | 10,126 | $27.02 | $273,605.00 | 61% 16.7K to 26.82K | (9%) |
| 03-Mar-20 10:14 AM View: | Nisource Inc. (NI) | 28-Feb-20 | Payment of Exercise | 3,067 | $27.02 | $82,870.30 | (11%) 26.82K to 23.76K | 9% |
| 03-Feb-20 5:03 PM View: | Nisource Inc. (NI) | 30-Jan-20 | Grant | 1,574 | $29.10 | $45,803.40 | 10% 15.11K to 16.68K | (16%) |
| 06-Aug-19 2:40 PM View: | Nisource Inc. (NI) | 02-Aug-19 | Market Sale | 12,000 | $29.78 | $357,360.00 | (44%) 27.07K to 15.07K | 19% |
| 01-Mar-19 4:35 PM View: | Nisource Inc. (NI) | 28-Feb-19 | Grant | 12,851 | $26.98 | $346,720.00 | 71% 18.09K to 30.94K | (10%) |
| 01-Mar-19 4:35 PM View: | Nisource Inc. (NI) | 28-Feb-19 | Payment of Exercise | 3,887 | $26.98 | $104,871.00 | (13%) 30.94K to 27.06K | 10% |
| 04-Feb-19 3:01 PM View: | Nisource Inc. (NI) | 31-Jan-19 | Grant | 1,650 | $27.28 | $45,012.00 | 10% 16.43K to 18.07K | (11%) |
| 06-Feb-18 2:15 PM View: | Nisource Inc. (NI) | 02-Feb-18 | Payment of Exercise | 4,924 | $23.97 | $118,028.00 | (26%) 18.9K to 13.97K | 1% |
| 29-Jan-18 4:02 PM View: | Nisource Inc. (NI) | 25-Jan-18 | Grant | 1,843 | $24.42 | $45,006.10 | 9% 19.44K to 21.28K | (3%) |
| 13-Mar-17 12:22 PM View: | Nisource Inc. (NI) | 10-Mar-17 | Market Sale | 13,000 | $23.28 | $302,640.00 | (25%) 52.92K to 39.92K | (< 1%) |
| 02-Mar-17 3:00 PM View: | Nisource Inc. (NI) | 28-Feb-17 | Payment of Exercise | 7,950 | $23.91 | $190,084.00 | (13%) 60.8K to 52.85K | 2% |
| 30-Jan-17 4:29 PM View: | Nisource Inc. (NI) | 26-Jan-17 | Grant | 10,126 | $22.22 | $225,000.00 | 20% 50.59K to 60.72K | 7% |
| 02-Feb-16 10:48 AM View: | Nisource Inc. (NI) | 29-Jan-16 | Grant | 10,709 | $21.01 | $224,996.00 | 27% 39.05K to 49.75K | 16% |
| 02-Feb-15 4:53 PM View: | Nisource Inc. (NI) | 29-Jan-15 | Grant | 5,151 | $43.68 | $224,996.00 | 76% 6.77K to 11.92K | 45% |
| 30-Nov-11 4:14 PM View: | DPL Inc. (DPL) | 28-Nov-11 | Grant | 8,845 | -- | -- | 54% 16.32K to 25.16K | |
| 30-Nov-11 4:14 PM View: | DPL Inc. (DPL) | 28-Nov-11 | Disposition | 24,695 | $30.00 | $740,850.00 | (98%) 25.16K to 0.47K | |
| 30-Nov-11 4:14 PM View: | DPL Inc. (DPL) | 28-Nov-11 | Disposition | 466 | $30.00 | $13,980.00 | (100%) 0.47K to 0 | |
| 01-Apr-11 2:43 PM View: | DPL Inc. (DPL) | 31-Mar-11 | Grant | 54 | -- | -- | < 1% 15.83K to 15.88K | |
| 24-Feb-11 5:23 PM View: | DPL Inc. (DPL) | 22-Feb-11 | Grant | 1,697 | -- | -- | 12% 14.06K to 15.76K | |
| 04-Jan-11 4:54 PM View: | DPL Inc. (DPL) | 31-Dec-10 | Grant | 49 | -- | -- | < 1% 14.01K to 14.06K | |
| 04-Oct-10 3:14 PM View: | DPL Inc. (DPL) | 30-Sep-10 | Grant | 49 | -- | -- | < 1% 13.89K to 13.94K | |
| 02-Jul-10 12:51 PM View: | DPL Inc. (DPL) | 30-Jun-10 | Grant | 50 | -- | -- | < 1% 13.77K to 13.82K | |
| 01-Apr-10 3:16 PM View: | DPL Inc. (DPL) | 31-Mar-10 | Grant | 3,271 | -- | -- | 32% 10.36K to 13.63K | |
| 11-Mar-10 1:37 PM View: | DPL Inc. (DPL) | 09-Mar-10 | Market Purchase | 4,350 | $27.45 | $119,408.00 | 72% 6.01K to 10.36K | 18% |
| 28-Jan-10 11:50 AM View: | DPL Inc. (DPL) | 26-Jan-10 | Grant | 2,224 | -- | -- | 45% 4.92K to 7.14K | |
| 28-Jan-10 11:50 AM View: | DPL Inc. (DPL) | 26-Jan-10 | Payment of Exercise | 1,140 | $27.37 | $31,201.80 | (16%) 7.14K to 6.0K | (19%) |
| 21-Sep-09 1:43 PM View: | DPL Inc. (DPL) | 17-Sep-09 | Grant | 4,839 | -- | -- | 100% 0 to 4.84K |