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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Sep-10 6:14 PM View:  | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 7,357 | $11.00 | $80,927.00 | (100%) 7.36K to 0 | < 1% |
| 05-Apr-10 6:12 PM View: | Southwest Water Co. (SWWC) | 31-Mar-10 | Grant | 112 | $5.35 | $599.42 | 2% 7.25K to 7.36K | |
| 26-Jan-10 6:01 PM View: | Southwest Water Co. (SWWC) | 31-Dec-09 | Grant | 153 | $4.56 | $697.45 | 2% 7.09K to 7.25K |