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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Sep-24 9:15 AM View:  | Great Elm Capital Corp. (GECC) | 16-Sep-24 | Purchase | 9,600 | $9.92 | $95,235.80 | 1% 864.59K to 874.19K | |
| 21-Aug-24 8:15 PM View: | Great Elm Capital Corp. (GECC) | 21-Aug-24 | Purchase | 1,310 | $10.12 | $13,257.20 | < 1% 863.28K to 864.59K | |
| 21-Aug-24 8:15 PM View: | Great Elm Capital Corp. (GECC) | 20-Aug-24 | Purchase | 3,189 | $10.01 | $31,921.90 | < 1% 860.09K to 863.28K | |
| 23-May-24 10:00 PM View: | Great Elm Group, Inc. (GEG) | 23-May-24 | Purchase | 5,015 | $1.75 | $8,794.30 | < 1% 4.81M to 4.82M | |
| 23-May-24 10:00 PM View: | Great Elm Group, Inc. (GEG) | 22-May-24 | Purchase | 20,001 | $1.76 | $35,267.80 | < 1% 4.79M to 4.81M | |
| 23-May-24 10:00 PM View: | Great Elm Group, Inc. (GEG) | 21-May-24 | Private Purchase | 24,984 | $1.77 | $44,264.20 | < 1% 4.77M to 4.79M | |
| 04-Jan-24 7:38 PM View: | Great Elm Group, Inc. (GEG) | 03-Jan-24 | Grant | 149,732 | -- | -- | 3% 5.62M to 5.77M | |
| 15-Nov-23 8:47 PM View: | Great Elm Group, Inc. (GEG) | 15-Nov-23 | Market Purchase | 23,384 | $1.99 | $46,520.10 | < 1% 4.59M to 4.62M | 7% |
| 15-Nov-23 8:47 PM View: | Great Elm Group, Inc. (GEG) | 14-Nov-23 | Market Purchase | 185,562 | $1.99 | $368,916.00 | 4% 4.41M to 4.59M | 7% |
| 15-Nov-23 8:47 PM View: | Great Elm Group, Inc. (GEG) | 13-Nov-23 | Market Purchase | 14,438 | $1.95 | $28,112.20 | < 1% 4.39M to 4.41M | 9% |
| 06-Jun-23 10:00 PM View: | Great Elm Group, Inc. (GEG) | 06-Jun-23 | Market Purchase Duplicate | 2,970 | $2.10 | $6,237.00 | < 1% 4.39M to 4.39M | 1% |
| 06-Jun-23 10:00 PM View: | Great Elm Group, Inc. (GEG) | 05-Jun-23 | Market Purchase Duplicate | 8,850 | $2.08 | $18,393.00 | < 1% 4.38M to 4.39M | 2% |
| 06-Jun-23 10:00 PM View: | Great Elm Group, Inc. (GEG) | 02-Jun-23 | Market Purchase Duplicate | 3,005 | $2.10 | $6,320.72 | < 1% 4.38M to 4.38M | 1% |
| 31-May-23 8:41 PM View: | Great Elm Group, Inc. (GEG) | 31-May-23 | Market Purchase Duplicate | 4,678 | $2.06 | $9,626.39 | < 1% 4.38M to 4.38M | 4% |
| 31-May-23 8:41 PM View: | Great Elm Group, Inc. (GEG) | 26-May-23 | Market Purchase Duplicate | 4,491 | $2.05 | $9,206.10 | < 1% 4.37M to 4.38M | 4% |
| 22-May-23 9:21 PM View: | Great Elm Group, Inc. (GEG) | 22-May-23 | Market Purchase | 2,612 | $2.06 | $5,380.72 | < 1% 4.37M to 4.37M | 3% |
| 22-May-23 9:21 PM View: | Great Elm Group, Inc. (GEG) | 19-May-23 | Market Purchase | 243,991 | $2.00 | $488,421.00 | 6% 4.12M to 4.37M | 6% |
| 22-May-23 9:21 PM View: | Great Elm Group, Inc. (GEG) | 18-May-23 | Market Purchase Duplicate | 50,000 | $1.97 | $98,500.00 | 1% 4.07M to 4.12M | 8% |
| 05-Apr-23 12:59 PM View: | Great Elm Group, Inc. (GEG) | 03-Apr-23 | Acquisition (other) | 21,763 | -- | -- | < 1% 4.05M to 4.07M | |
| 20-Mar-23 6:13 PM View: | Great Elm Group, Inc. (GEG) | 16-Mar-23 | Market Purchase | 23,630 | $2.37 | $55,988.90 | < 1% 4.03M to 4.05M | (10%) |
| 13-Mar-23 8:43 PM View: | Great Elm Group, Inc. (GEG) | 10-Mar-23 | Market Purchase Duplicate | 16,816 | $2.24 | $37,615.70 | < 1% 4.01M to 4.03M | (5%) |
| 13-Mar-23 8:43 PM View: | Great Elm Group, Inc. (GEG) | 09-Mar-23 | Market Purchase Duplicate | 28,613 | $2.31 | $66,116.10 | < 1% 3.98M to 4.01M | (8%) |
| 24-Feb-23 9:36 PM View: | Great Elm Group, Inc. (GEG) | 24-Feb-23 | Market Purchase | 13,276 | $2.14 | $28,423.90 | < 1% 3.97M to 3.98M | (< 1%) |
| 24-Feb-23 9:36 PM View: | Great Elm Group, Inc. (GEG) | 22-Feb-23 | Market Purchase | 15,062 | $2.15 | $32,381.80 | < 1% 3.96M to 3.97M | (< 1%) |
| 09-Jan-23 7:25 PM View: | Great Elm Group, Inc. (GEG) | 05-Jan-23 | Grant | 126,697 | -- | -- | 3% 4.13M to 4.26M | |
| 08-Nov-22 7:41 PM View: | Great Elm Group, Inc. (GEG) | 07-Nov-22 | Market Purchase | 1,253 | $1.99 | $2,497.48 | < 1% 3.83M to 3.83M | 7% |
| 08-Nov-22 7:41 PM View: | Great Elm Group, Inc. (GEG) | 04-Nov-22 | Market Purchase | 5,579 | $2.00 | $11,136.80 | < 1% 3.82M to 3.83M | 7% |
| 28-Oct-22 8:12 PM View: | Great Elm Group, Inc. (GEG) | 28-Oct-22 | Market Purchase | 4,468 | $2.00 | $8,919.92 | < 1% 3.82M to 3.82M | 7% |
| 28-Oct-22 8:12 PM View: | Great Elm Group, Inc. (GEG) | 27-Oct-22 | Market Purchase | 3,964 | $1.99 | $7,885.59 | < 1% 3.81M to 3.82M | 7% |
| 28-Oct-22 8:12 PM View: | Great Elm Group, Inc. (GEG) | 26-Oct-22 | Market Purchase | 3,168 | $1.99 | $6,316.36 | < 1% 3.81M to 3.81M | 7% |
| 25-Oct-22 8:29 PM View: | Great Elm Group, Inc. (GEG) | 21-Oct-22 | Market Purchase | 5,324 | $2.00 | $10,647.50 | < 1% 3.8M to 3.81M | 7% |
| 20-Oct-22 9:05 PM View: | Great Elm Group, Inc. (GEG) | 18-Oct-22 | Market Purchase Duplicate | 21,493 | $2.00 | $42,955.90 | < 1% 3.78M to 3.8M | 7% |
| 14-Oct-22 8:15 PM View: | Great Elm Group, Inc. (GEG) | 14-Oct-22 | Market Purchase Duplicate | 5,278 | $2.00 | $10,551.20 | < 1% 3.78M to 3.78M | 7% |
| 14-Oct-22 8:15 PM View: | Great Elm Group, Inc. (GEG) | 13-Oct-22 | Market Purchase Duplicate | 6,594 | $2.00 | $13,187.30 | < 1% 3.77M to 3.78M | 7% |
| 14-Oct-22 8:15 PM View: | Great Elm Group, Inc. (GEG) | 12-Oct-22 | Market Purchase Duplicate | 1,578 | $2.00 | $3,150.00 | < 1% 3.77M to 3.77M | 7% |
| 11-Oct-22 8:46 PM View: | Great Elm Group, Inc. (GEG) | 11-Oct-22 | Market Purchase | 6,002 | $2.00 | $11,993.80 | < 1% 3.76M to 3.77M | 7% |
| 11-Oct-22 8:46 PM View: | Great Elm Group, Inc. (GEG) | 10-Oct-22 | Market Purchase Duplicate | 3,347 | $2.00 | $6,694.00 | < 1% 3.76M to 3.76M | 6% |
| 11-Oct-22 8:46 PM View: | Great Elm Group, Inc. (GEG) | 07-Oct-22 | Market Purchase | 1,223 | $2.00 | $2,445.76 | < 1% 3.76M to 3.76M | 7% |
| 11-Oct-22 8:46 PM View: | Great Elm Group, Inc. (GEG) | 06-Oct-22 | Market Purchase | 2,214 | $2.00 | $4,428.00 | < 1% 3.76M to 3.76M | 6% |
| 28-Sep-22 9:19 PM View: | Great Elm Group, Inc. (GEG) | 28-Sep-22 | Market Purchase | 5,561 | $2.00 | $11,122.00 | < 1% 3.75M to 3.76M | 6% |
| 28-Sep-22 9:19 PM View: | Great Elm Group, Inc. (GEG) | 27-Sep-22 | Market Purchase | 13,464 | $1.99 | $26,844.50 | < 1% 3.74M to 3.75M | 7% |
| 28-Sep-22 9:19 PM View: | Great Elm Group, Inc. (GEG) | 26-Sep-22 | Market Purchase | 92,309 | $1.99 | $183,492.00 | 3% 3.65M to 3.74M | 7% |
| 23-Sep-22 9:00 PM View: | Great Elm Group, Inc. (GEG) | 23-Sep-22 | Market Purchase Duplicate | 7,375 | $2.05 | $15,107.70 | < 1% 3.64M to 3.65M | 4% |
| 23-Sep-22 9:00 PM View: | Great Elm Group, Inc. (GEG) | 21-Sep-22 | Market Purchase Duplicate | 6,088 | $2.05 | $12,480.40 | < 1% 3.63M to 3.64M | 4% |
| 12-Sep-22 7:11 PM View: | Great Elm Group, Inc. (GEG) | 12-Sep-22 | Market Purchase | 6,365 | $2.05 | $13,048.20 | < 1% 3.63M to 3.63M | 4% |
| 12-Sep-22 7:11 PM View: | Great Elm Group, Inc. (GEG) | 09-Sep-22 | Market Purchase | 8,153 | $2.05 | $16,713.70 | < 1% 3.62M to 3.63M | 4% |
| 12-Sep-22 7:11 PM View: | Great Elm Group, Inc. (GEG) | 08-Sep-22 | Market Purchase | 4,361 | $2.05 | $8,937.87 | < 1% 3.61M to 3.62M | 4% |
| 06-Sep-22 8:47 PM View: | Great Elm Group, Inc. (GEG) | 06-Sep-22 | Market Purchase Duplicate | 1,247 | $2.05 | $2,556.35 | < 1% 3.61M to 3.61M | 4% |
| 06-Sep-22 8:47 PM View: | Great Elm Group, Inc. (GEG) | 01-Sep-22 | Market Purchase Duplicate | 2,422 | $2.05 | $4,962.68 | < 1% 3.61M to 3.61M | 4% |
| 17-Aug-22 9:34 PM View: | Great Elm Group, Inc. (GEG) | 17-Aug-22 | Market Purchase | 2,027 | $2.05 | $4,155.35 | < 1% 3.61M to 3.61M | 4% |