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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Jul-23 3:22 PM View:  | TICC Capital Corp. (OXSQ) | 14-Jun-23 | Exercise (in-the money or at-the-money) | 2,737 | $2.66 | $7,280.42 | 33% 8.21K to 10.95K | |
| 16-Mar-20 12:46 PM View: | Oxford Lane Capital Corp. (OXLC) | 12-Mar-20 | Disposition (other) | 1,495 | $25.06 | $37,460.50 | (18%) 8.48K to 6.98K |