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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Mar-16 2:15 PM View:  | Senseonics Holdings, Inc. (SENS) | 23-Mar-16 | Purchase Duplicate | 1,228,070 | $2.85 | $3,500,000.00 | 12% 10.12M to 11.35M | |
| 05-Feb-16 2:04 PM View: | Trivascular Technologies, I... (TRIV) | 03-Feb-16 | Disposition (change in control) | 3,535,910 | -- | -- | (100%) 3.54M to 0 | |
| 09-Oct-14 8:44 PM View: | Calithera Biosciences, Inc. (CALA) | 07-Oct-14 | Conversion Duplicate | 1,926,700 | -- | -- | 100% 0 to 1.93M | |
| 09-Oct-14 8:44 PM View: | Calithera Biosciences, Inc. (CALA) | 07-Oct-14 | Market Purchase Duplicate | 500,000 | $10.00 | $5,000,000.00 | 26% 1.93M to 2.43M | (47%) |
| 24-Apr-14 4:04 PM View: | Trivascular Technologies, I... (TRIV) | 22-Apr-14 | Conversion | 2,702,580 | -- | -- | 29% 9.44M to 12.14M | |
| 24-Apr-14 4:04 PM View: | Trivascular Technologies, I... (TRIV) | 22-Apr-14 | Purchase | 833,333 | $12.00 | $10,000,000.00 | 7% 12.14M to 12.98M | |
| 21-Nov-13 8:25 PM View: | Tandem Diabetes Care Inc (TNDM) | 19-Nov-13 | Conversion | 3,668,020 | -- | -- | 100% 0 to 3.67M | |
| 23-Sep-11 5:33 PM View: | TranS1, Inc. (BAXS) | 21-Sep-11 | Market Purchase | 1,538,460 | $3.25 | $5,000,000.00 | 49% 3.15M to 4.69M | (99%) |
| 20-Oct-09 1:34 PM View: | TranS1, Inc. (BAXS) | 19-Oct-09 | Market Purchase | 150,000 | $4.69 | $703,485.00 | 20% 745.6K to 895.6K | (100%) |
| 20-Oct-09 1:34 PM View: | TranS1, Inc. (BAXS) | 16-Oct-09 | Market Purchase | 65,000 | $4.61 | $299,949.00 | 10% 680.6K to 745.6K | (100%) |
| 22-Sep-09 4:58 PM View: | TranS1, Inc. (BAXS) | 22-Sep-09 | Market Purchase | 9,000 | $4.99 | $44,910.00 | 1% 671.6K to 680.6K | (100%) |
| 22-Sep-09 4:58 PM View: | TranS1, Inc. (BAXS) | 18-Sep-09 | Market Purchase | 40,000 | $4.89 | $195,472.00 | 6% 631.6K to 671.6K | (100%) |
| 14-Jul-09 6:30 PM View: | TranS1, Inc. (BAXS) | 14-Jul-09 | Market Purchase | 10,000 | $5.96 | $59,600.00 | 2% 621.6K to 631.6K | (100%) |
| 14-Jul-09 6:30 PM View: | TranS1, Inc. (BAXS) | 13-Jul-09 | Market Purchase | 15,000 | $5.91 | $88,699.50 | 2% 606.6K to 621.6K | (100%) |
| 14-Jul-09 6:30 PM View: | TranS1, Inc. (BAXS) | 10-Jul-09 | Market Purchase | 31,600 | $5.98 | $188,968.00 | 5% 575.0K to 606.6K | (100%) |
| 01-Jul-09 5:56 PM View: | TranS1, Inc. (BAXS) | 29-Jun-09 | Market Purchase | 40,000 | $5.98 | $239,200.00 | 7% 535.0K to 575.0K | (100%) |
| 06-Mar-09 5:14 PM View: | TranS1, Inc. (BAXS) | 05-Mar-09 | Market Purchase | 105,000 | $5.80 | $608,654.00 | 24% 430.0K to 535.0K | (100%) |
| 04-Mar-09 7:55 PM View: | TranS1, Inc. (BAXS) | 04-Mar-09 | Market Purchase | 65,000 | $5.97 | $388,102.00 | 18% 365.0K to 430.0K | (100%) |
| 04-Mar-09 7:55 PM View: | TranS1, Inc. (BAXS) | 03-Mar-09 | Market Purchase | 115,000 | $5.86 | $673,900.00 | 46% 250.0K to 365.0K | (100%) |
| 04-Mar-09 7:55 PM View: | TranS1, Inc. (BAXS) | 02-Mar-09 | Market Purchase | 200,000 | $5.88 | $1,176,000.00 | 400% 50.0K to 250.0K | (100%) |