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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jun-17 4:30 PM View:  | Asterias Biotherapeutics, I... (NONE) | 05-Jun-17 | Payment of Exercise | 7,260 | $3.20 | $23,232.00 | (40%) 18.21K to 10.95K | |
| 03-Apr-17 4:59 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Mar-17 | Grant | 18,209 | -- | -- | 100% 0 to 18.21K | |
| 11-Jan-17 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 09-Jan-17 | Payment of Exercise | 2,878 | -- | -- | (38%) 7.66K to 4.78K | |
| 11-Jan-17 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 09-Jan-17 | Sale (Planned) | 4,781 | $4.60 | $22,006.90 | (100%) 4.78K to 0 | |
| 06-Jan-17 5:15 PM View: | Asterias Biotherapeutics, I... (NONE) | 27-Dec-16 | Option Exercise | 2,500 | $2.34 | $5,850.00 | 100% 0 to 2.5K | |
| 06-Jan-17 5:15 PM View: | Asterias Biotherapeutics, I... (NONE) | 27-Dec-16 | Planned Option Sale | 2,500 | $5.00 | $12,500.00 | (100%) 2.5K to 0 | |
| 28-Nov-16 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 23-Nov-16 | Option Exercise | 2,500 | $2.34 | $5,850.00 | 100% 0 to 2.5K | |
| 28-Nov-16 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 23-Nov-16 | Planned Option Sale | 2,500 | $5.41 | $13,525.00 | (100%) 2.5K to 0 | |
| 21-Nov-16 4:43 PM View: | Asterias Biotherapeutics, I... (NONE) | 17-Nov-16 | Option Exercise | 2,500 | $2.34 | $5,850.00 | 100% 0 to 2.5K | |
| 21-Nov-16 4:43 PM View: | Asterias Biotherapeutics, I... (NONE) | 17-Nov-16 | Planned Option Sale | 2,500 | $5.00 | $12,500.00 | (100%) 2.5K to 0 | |
| 11-Oct-16 7:02 AM View: | Asterias Biotherapeutics, I... (NONE) | 06-Oct-16 | Payment of Exercise | 2,878 | -- | -- | (38%) 7.66K to 4.78K | |
| 11-Oct-16 7:02 AM View: | Asterias Biotherapeutics, I... (NONE) | 06-Oct-16 | Sale (Planned) | 4,781 | $4.11 | $19,634.60 | (100%) 4.78K to 0 | |
| 12-Sep-16 5:00 PM View: | Asterias Biotherapeutics, I... (NONE) | 09-Sep-16 | Sale (Planned) | 9,608 | $3.54 | $33,989.30 | (100%) 9.61K to 0 | |
| 12-Sep-16 5:00 PM View: | Asterias Biotherapeutics, I... (NONE) | 08-Sep-16 | Sale (Planned) | 9,728 | $3.50 | $34,048.00 | (50%) 19.34K to 9.61K | |
| 29-Mar-16 6:19 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-Mar-16 | Grant | 30,635 | -- | -- | 100% 0 to 30.64K | |
| 16-Sep-15 5:49 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Sep-15 | Sale (Planned) | 3,760 | $6.00 | $22,560.00 | (100%) 3.76K to 0 | |
| 02-Jul-15 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Jun-15 | Payment of Exercise | 3,291 | $4.60 | $15,138.60 | (47%) 7.05K to 3.76K | |
| 16-Jun-11 9:06 PM View: | Geron Corp (GERN) | 14-Jun-11 | Market Sale | 22,591 | $4.28 | $96,689.50 | (6%) 351.15K to 328.56K | |
| 24-May-11 9:40 PM View: | Geron Corp (GERN) | 24-May-11 | Market Sale | 419 | $4.47 | $1,872.93 | (< 1%) 351.57K to 351.15K | |
| 24-May-11 9:40 PM View: | Geron Corp (GERN) | 20-May-11 | Grant | 35,000 | -- | -- | 11% 316.57K to 351.57K | |
| 13-Jul-10 8:15 PM View: | Geron Corp (GERN) | 09-Jul-10 | Grant | 225,000 | -- | -- | 246% 91.57K to 316.57K | |
| 03-Jun-10 8:41 PM View: | Geron Corp (GERN) | 02-Jun-10 | Market Sale | 8,186 | $5.43 | $44,450.00 | (8%) 99.76K to 91.57K | |
| 25-May-10 8:34 PM View: | Geron Corp (GERN) | 24-May-10 | Market Sale | 385 | $5.11 | $1,967.35 | (< 1%) 100.14K to 99.76K | |
| 21-May-10 8:50 PM View: | Geron Corp (GERN) | 19-May-10 | Grant | 25,000 | -- | -- | 32% 77.79K to 102.79K | |
| 21-May-10 8:50 PM View: | Geron Corp (GERN) | 14-Jan-10 | Acquisition Duplicate | 2,652 | $6.22 | $16,495.40 | 4% 75.14K to 77.79K | |
| 28-May-09 8:39 PM View: | Geron Corp (GERN) | 26-May-09 | Market Sale | 2,864 | $6.75 | $19,332.00 | (21%) 13.41K to 10.54K |