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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Sep-16 7:45 PM View:  | Dakota Plains Holdings, Inc. (NONE) | 26-Sep-16 | Disposition | 103,704 | -- | -- | (13%) 769.14K to 665.44K | |
| 22-Jan-16 5:31 PM View: | Dakota Plains Holdings, Inc. (NONE) | 20-Jan-16 | Payment of Exercise | 59,111 | $0.14 | $8,275.54 | (7%) 828.25K to 769.14K | |
| 20-Jan-16 6:16 PM View: | Dakota Plains Holdings, Inc. (NONE) | 15-Jan-16 | Payment of Exercise | 143,724 | $0.18 | $25,870.30 | (15%) 971.98K to 828.25K | |
| 20-Jan-16 6:16 PM View: | Dakota Plains Holdings, Inc. (NONE) | 15-Jan-16 | Option Exercise | 252,148 | -- | -- | 35% 719.83K to 971.98K | |
| 10-Feb-15 9:17 PM View: | Dakota Plains Holdings, Inc. (NONE) | 08-Feb-15 | Payment of Exercise | 78,667 | $1.86 | $146,321.00 | (10%) 798.5K to 719.83K | |
| 18-Dec-14 4:10 PM View: | Dakota Plains Holdings, Inc. (NONE) | 17-Dec-14 | Purchase | 50,000 | $1.54 | $76,800.00 | 7% 748.5K to 798.5K | |
| 12-Feb-14 5:35 PM View: | Dakota Plains Holdings, Inc. (NONE) | 10-Feb-14 | Payment of Exercise | 86,334 | $2.08 | $179,575.00 | (10%) 834.83K to 748.5K | |
| 22-Jan-14 5:55 PM View: | Dakota Plains Holdings, Inc. (NONE) | 20-Jan-14 | Grant | 311,111 | -- | -- | 54% 575.0K to 886.11K | |
| 22-Jan-14 5:55 PM View: | Dakota Plains Holdings, Inc. (NONE) | 20-Jan-14 | Payment of Exercise | 51,282 | $2.25 | $115,384.00 | (6%) 886.11K to 834.83K | |
| 03-Sep-13 4:32 PM View: | Dakota Plains Holdings, Inc. (NONE) | 29-Aug-13 | Purchase | 25,000 | $1.61 | $40,242.50 | 5% 550.0K to 575.0K | |
| 16-Aug-13 4:29 PM View: | Dakota Plains Holdings, Inc. (NONE) | 15-Aug-13 | Purchase | 25,000 | $1.60 | $40,000.00 | 5% 525.0K to 550.0K | |
| 15-Aug-13 8:49 PM View: | Dakota Plains Holdings, Inc. (NONE) | 14-Aug-13 | Purchase | 25,000 | $1.62 | $40,500.00 | 5% 500.0K to 525.0K | |
| 20-Jun-13 8:35 PM View: | Dakota Plains Holdings, Inc. (NONE) | 18-Jun-13 | Grant | 200,000 | -- | -- | 67% 300.0K to 500.0K | |
| 12-Feb-13 8:11 PM View: | Dakota Plains Holdings, Inc. (NONE) | 08-Feb-13 | Grant | 300,000 | -- | -- | 100% 0 to 300.0K | |
| 22-Feb-12 11:13 AM View: | Toreador Resources Corp. (TRGL) | 21-Feb-12 | Disposition | 318,607 | -- | -- | (100%) 318.61K to 0 | |
| 22-Feb-12 12:30 PM View: | ZaZa Energy Corporation (ZAZA) | 21-Feb-12 | Grant | 318,607 | -- | -- | (100%) (-318.61K) to 0 | |
| 18-May-10 4:12 PM View: | Toreador Resources Corp. (TRGL) | 17-May-10 | Market Purchase | 4,000 | $8.17 | $32,693.00 | 1% 314.61K to 318.61K | (2%) |
| 27-Aug-09 4:16 PM View: | Toreador Resources Corp. (TRGL) | 24-Aug-09 | Grant | 314,607 | -- | -- | 100% 0 to 314.61K |