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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jun-19 4:45 PM View:  | Golden Queen Mining Co Ltd (GQMNF) | 22-May-19 | Disposition (other) | 6,658,120 | -- | -- | (46%) 14.5M to 7.84M | |
| 05-Jun-19 4:45 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 22-May-19 | Disposition (other) | 7,839,000 | -- | -- | (100%) 7.84M to 0 | |
| 06-Jun-18 4:04 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 05-Jun-18 | Disposition (other) | 248,082 | -- | -- | (2%) 14.75M to 14.5M | |
| 26-Feb-18 9:12 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 22-Feb-18 | Exercise (in-the money or at-the-money) | 4,851,120 | $0.13 | $642,773.00 | 125% 3.88M to 8.74M | |
| 26-Feb-18 9:12 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 22-Feb-18 | Exercise (in-the money or at-the-money) | 5,909,450 | $0.13 | $783,003.00 | 68% 8.74M to 14.64M | |
| 29-Jan-18 6:23 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 25-Jan-18 | Disposition (other) | 10,163,300 | $0.17 | $1,713,530.00 | (72%) 14.15M to 3.98M | |
| 22-Nov-17 9:42 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 21-Nov-17 | Acquisition (other) | 26,114 | -- | -- | < 1% 14.12M to 14.15M | |
| 26-Jan-17 1:30 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Jan-17 | Disposition (other) Duplicate | 6,884,440 | $0.79 | $5,449,040.00 | (33%) 21.01M to 14.12M | 7% |
| 19-Jan-16 2:18 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 14-Jan-16 | Gift Duplicate | 17,047,700 | -- | -- | 431% 3.96M to 21.01M | |
| 14-Dec-15 1:10 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 08-Dec-15 | Acquisition (other) | 720 | $3.18 | $2,289.60 | < 1% 3.97M to 3.97M | |
| 14-Dec-15 1:10 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 08-Dec-15 | Disposition (other) | 10,000 | $3.18 | $31,800.00 | (< 1%) 3.97M to 3.96M | |
| 25-Nov-15 11:24 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Nov-15 | Disposition (other) Duplicate | 1,107,000 | $0.55 | $608,850.00 | (22%) 5.07M to 3.97M | (2%) |
| 27-Mar-14 12:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 26-Mar-14 | Disposition (other) Duplicate | 17,047,000 | $1.64 | $27,957,100.00 | (100%) 17.05M to 0 | 4% |
| 10-Dec-13 11:18 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 09-Dec-13 | Gift Duplicate | 6,886,510 | -- | -- | 100% 0 to 6.89M | |
| 04-Dec-13 11:31 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 04-Dec-13 | Disposition (other) | 6,886,510 | $0.79 | $5,416,930.00 | (100%) 6.89M to 0 | (105%) |
| 30-Oct-13 10:30 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 28-Oct-13 | Option Exercise | 300,000 | $0.26 | $78,000.00 | 20% 1.51M to 1.81M | |
| 01-May-13 12:28 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 30-Apr-13 | Gift Duplicate | 6,886,510 | -- | -- | 100% 0 to 6.89M | |
| 23-Apr-13 12:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 23-Apr-13 | Private Sale | 6,886,510 | $0.99 | $6,848,630.00 | (100%) 6.89M to 0 | 3% |
| 27-Mar-13 10:51 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 26-Mar-13 | Gift Duplicate | 6,886,510 | -- | -- | 100% 0 to 6.89M | |
| 25-Mar-13 2:18 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 21-Mar-13 | Market Sale Duplicate | 4,919,860 | $2.05 | $10,085,700.00 | (100%) 4.92M to 0 | 19% |
| 25-Feb-13 10:55 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 22-Feb-13 | Gift | 493,582 | -- | -- | 14% 3.46M to 3.96M | |
| 19-Feb-13 11:51 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 15-Feb-13 | Gift | 142,875 | -- | -- | 2% 5.85M to 5.99M | |
| 19-Feb-13 11:51 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 15-Feb-13 | Gift | 2,545,820 | -- | -- | (42%) 5.99M to 3.45M | |
| 06-Feb-13 2:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Oct-12 | Gift Duplicate | 1,966,650 | -- | -- | (5%) 38.78M to 36.82M | |
| 06-Feb-13 2:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 12-Jul-12 | Gift Duplicate | 3,362,240 | -- | -- | 10% 33.45M to 36.82M | |
| 06-Feb-13 2:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Apr-12 | Gift Duplicate | 2,822,700 | -- | -- | 7% 38.15M to 40.98M | |
| 06-Feb-13 2:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Apr-12 | Gift | 4,160,900 | -- | -- | (10%) 40.98M to 36.82M | |
| 06-Feb-13 2:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 07-Feb-12 | Gift | 7,337,810 | -- | -- | 19% 38.84M to 46.18M | |
| 06-Feb-13 2:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 07-Feb-12 | Gift | 9,361,860 | -- | -- | (20%) 46.18M to 36.82M | |
| 18-Oct-11 12:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 12-Oct-11 | Gift Duplicate | 3,524,970 | -- | -- | 15% 22.82M to 26.34M | |
| 18-Oct-11 12:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 11-Apr-11 | Gift | 829,579 | -- | -- | (4%) 23.65M to 22.82M | |
| 18-Oct-11 12:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 07-Apr-11 | Market Purchase | 10,000 | $3.09 | $30,900.00 | < 1% 23.64M to 23.65M | (37%) |
| 18-Oct-11 12:05 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 03-Feb-11 | Gift Duplicate | 1,999,390 | -- | -- | (8%) 25.64M to 23.64M | |
| 19-Apr-10 12:31 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 09-Apr-10 | Gift Duplicate | 4,990,470 | -- | -- | 24% 21.16M to 26.15M | |
| 18-Feb-10 11:36 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 02-Feb-10 | Gift Duplicate | 11,361,200 | -- | -- | 77% 14.79M to 26.15M | |
| 12-Feb-10 5:46 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 15-Jul-09 | Purchase Duplicate | 1,200,000 | $0.65 | $780,000.00 | 5% 24.95M to 26.15M |