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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jul-17 2:02 PM View:  | Canadian Pacific Railway Lt... (CP) | 30-Jun-17 | Acquisition (other) | 10 | $162.16 | $1,621.60 | 4% 0.23K to 0.24K | 104% |
| 02-Jun-17 1:13 PM View: | Canadian Pacific Railway Lt... (CP) | 31-May-17 | Acquisition (other) | 9 | $158.81 | $1,429.29 | 4% 0.22K to 0.23K | 108% |
| 02-May-17 3:50 PM View: | Canadian Pacific Railway Lt... (CP) | 02-May-17 | Acquisition (other) | 10 | $153.25 | $1,532.50 | 5% 0.21K to 0.22K | 116% |
| 03-Apr-17 11:16 AM View: | Canadian Pacific Railway Lt... (CP) | 31-Mar-17 | Acquisition (other) | 10 | $148.06 | $1,480.60 | 5% 0.2K to 0.21K | 123% |
| 02-Mar-17 3:48 PM View: | Canadian Pacific Railway Lt... (CP) | 01-Mar-17 | Acquisition (other) | 10 | $146.39 | $1,463.90 | 5% 0.19K to 0.2K | 125% |
| 01-Feb-17 7:52 PM View: | Canadian Pacific Railway Lt... (CP) | 01-Feb-17 | Acquisition (other) | 15 | $156.05 | $2,340.75 | 8% 0.18K to 0.19K | 111% |
| 04-Jan-17 5:47 PM View: | Canadian Pacific Railway Lt... (CP) | 03-Jan-17 | Acquisition (other) | 10 | $145.58 | $1,455.80 | 6% 0.17K to 0.18K | 127% |
| 02-Dec-16 3:58 PM View: | Canadian Pacific Railway Lt... (CP) | 30-Nov-16 | Acquisition (other) | 9 | $150.51 | $1,354.59 | 6% 0.16K to 0.17K | 120% |
| 02-Nov-16 4:38 PM View: | Canadian Pacific Railway Lt... (CP) | 02-Nov-16 | Acquisition (other) | 10 | $145.24 | $1,452.40 | 7% 0.15K to 0.16K | 128% |
| 21-Jul-14 6:08 PM View: | Kansas City Southern (KSU) | 01-Jul-14 | Disposition | 3,510 | -- | -- | (67%) 5.24K to 1.73K | |
| 04-Mar-14 5:20 PM View: | Kansas City Southern (KSU) | 28-Feb-14 | Payment of Exercise | 981 | $93.92 | $92,135.50 | (16%) 6.22K to 5.24K | (115%) |
| 24-Feb-14 4:51 PM View: | Kansas City Southern (KSU) | 20-Feb-14 | Grant | 1,007 | -- | -- | 19% 5.22K to 6.22K | |
| 07-May-13 4:32 PM View: | Kansas City Southern (KSU) | 07-May-13 | Market Sale | 1,093 | $109.66 | $119,858.00 | (17%) 6.31K to 5.22K | (86%) |
| 07-May-13 4:32 PM View: | Kansas City Southern (KSU) | 06-May-13 | Market Sale | 6,737 | $109.14 | $735,286.00 | (52%) 13.05K to 6.31K | (87%) |
| 01-Apr-13 5:22 PM View: | Kansas City Southern (KSU) | 29-Mar-13 | Payment of Exercise | 3,876 | $109.79 | $425,565.00 | (23%) 16.92K to 13.05K | (85%) |
| 04-Mar-13 4:41 PM View: | Kansas City Southern (KSU) | 28-Feb-13 | Payment of Exercise | 88 | $102.97 | $9,061.36 | (< 1%) 17.01K to 16.92K | (98%) |
| 25-Feb-13 1:33 PM View: | Kansas City Southern (KSU) | 21-Feb-13 | Grant | 1,401 | -- | -- | 9% 15.61K to 17.01K | |
| 04-May-12 3:18 PM View: | Kansas City Southern (KSU) | 02-May-12 | Grant | 2,000 | -- | -- | 15% 13.61K to 15.61K | |
| 01-Mar-12 4:32 PM View: | Kansas City Southern (KSU) | 29-Feb-12 | Payment of Exercise | 95 | $69.58 | $6,610.10 | (< 1%) 13.71K to 13.61K | (193%) |
| 23-Feb-12 6:12 PM View: | Kansas City Southern (KSU) | 22-Feb-12 | Grant | 1,517 | -- | -- | 12% 12.19K to 13.71K | |
| 01-Apr-11 11:33 AM View: | Kansas City Southern (KSU) | 31-Mar-11 | Payment of Exercise | 102 | $54.45 | $5,553.90 | (< 1%) 12.29K to 12.19K | (274%) |
| 24-Feb-11 3:56 PM View: | Kansas City Southern (KSU) | 23-Feb-11 | Grant | 731 | -- | -- | 6% 11.56K to 12.29K | |
| 07-Jan-11 3:13 PM View: | Kansas City Southern (KSU) | 06-Jan-11 | Payment of Exercise | 249 | $50.42 | $12,554.60 | (2%) 11.81K to 11.56K | (304%) |
| 08-Dec-10 3:28 PM View: | Kansas City Southern (KSU) | 07-Dec-10 | Payment of Exercise | 200 | $48.98 | $9,796.00 | (2%) 12.01K to 11.81K | (318%) |
| 22-Nov-10 2:44 PM View: | Kansas City Southern (KSU) | 18-Nov-10 | Payment of Exercise | 200 | $46.21 | $9,242.00 | (2%) 12.21K to 12.01K | (343%) |
| 10-Nov-10 5:04 PM View: | Kansas City Southern (KSU) | 09-Nov-10 | Market Sale | 3,700 | $45.19 | $167,201.00 | (23%) 15.91K to 12.21K | (353%) |
| 02-Mar-10 5:22 PM View: | Kansas City Southern (KSU) | 01-Mar-10 | Grant | 2,107 | -- | -- | 15% 13.8K to 15.91K | |
| 02-Mar-10 5:22 PM View: | Kansas City Southern (KSU) | 26-Feb-10 | Payment of Exercise | 152 | $34.30 | $5,213.60 | (1%) 13.95K to 13.8K | (497%) |
| 19-Jan-10 11:20 AM View: | Kansas City Southern (KSU) | 15-Jan-10 | Payment of Exercise | 2,149 | $32.97 | $70,852.50 | (13%) 16.1K to 13.95K | (521%) |
| 27-Feb-09 10:39 AM View: | Kansas City Southern (KSU) | 26-Feb-09 | Grant | 2,045 | -- | -- | 15% 14.06K to 16.1K |