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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jul-14 5:24 PM View:  | QLT Inc. (NVLNF) | 11-Jul-14 | Market Sale | 1,000,000 | $5.80 | $5,800,000.00 | (13%) 7.45M to 6.45M | 68% |
| 18-May-12 1:59 PM View: | QLT Inc. (NVLNF) | 16-May-12 | Purchase | 50,000 | $6.67 | $333,340.00 | < 1% 7.4M to 7.45M | |
| 01-Sep-11 7:42 PM View: | QLT Inc. (NVLNF) | 31-Aug-11 | Sale | 1,700 | $7.24 | $12,306.00 | (< 1%) 7.4M to 7.4M | |
| 01-Sep-11 7:42 PM View: | QLT Inc. (NVLNF) | 30-Aug-11 | Sale | 128,287 | $7.26 | $931,402.00 | (2%) 7.53M to 7.4M | |
| 31-Aug-11 7:31 PM View: | QLT Inc. (NVLNF) | 29-Aug-11 | Sale | 200,000 | $7.08 | $1,416,860.00 | (3%) 7.73M to 7.53M | |
| 26-Apr-10 5:24 PM View: | SuperGen Inc. (ASTX) | 26-Apr-10 | Market Sale | 115,000 | $3.11 | $357,231.00 | (2%) 6.14M to 6.02M | (176%) |
| 26-Apr-10 5:23 PM View: | SuperGen Inc. (ASTX) | 23-Apr-10 | Market Sale | 266,399 | $3.13 | $834,258.00 | (4%) 6.4M to 6.14M | (174%) |
| 26-Apr-10 5:22 PM View: | SuperGen Inc. (ASTX) | 22-Apr-10 | Market Sale | 284,506 | $3.26 | $927,365.00 | (4%) 6.69M to 6.41M | (163%) |
| 26-Apr-10 5:23 PM View: | SuperGen Inc. (ASTX) | 22-Apr-10 | Market Sale | 2,800 | $3.38 | $9,466.00 | (< 1%) 6.41M to 6.4M | (154%) |
| 18-Mar-10 5:14 PM View: | QLT Inc. (NVLNF) | 16-Mar-10 | Purchase | 40,896 | $4.99 | $203,977.00 | < 1% 7.69M to 7.73M | |
| 16-Mar-10 4:40 PM View: | QLT Inc. (NVLNF) | 15-Mar-10 | Purchase | 67,421 | $4.95 | $334,008.00 | < 1% 7.62M to 7.69M | |
| 16-Mar-10 4:40 PM View: | QLT Inc. (NVLNF) | 12-Mar-10 | Purchase | 152,268 | $4.95 | $753,434.00 | 2% 7.47M to 7.62M | |
| 15-Mar-10 6:39 PM View: | QLT Inc. (NVLNF) | 11-Mar-10 | Purchase | 130,178 | $4.87 | $633,989.00 | 2% 7.34M to 7.47M | |
| 11-Mar-10 6:25 PM View: | QLT Inc. (NVLNF) | 10-Mar-10 | Purchase | 80,286 | $4.82 | $386,877.00 | < 1% 14.53M to 14.61M | |
| 26-Oct-09 10:43 AM View: | SuperGen Inc. (ASTX) | 23-Oct-09 | Market Purchase | 50,000 | $2.40 | $119,984.00 | < 1% 6.64M to 6.69M | 257% |
| 23-Oct-09 3:44 PM View: | QLT Inc. (NVLNF) | 21-Oct-09 | Sale | 2,000,000 | $3.20 | $6,400,000.00 | (22%) 9.26M to 7.26M | |
| 21-Oct-09 5:57 PM View: | QLT Inc. (NVLNF) | 19-Oct-09 | Sale | 263,801 | $3.97 | $1,046,010.00 | (3%) 9.52M to 9.26M | |
| 18-Sep-09 5:15 PM View: | SuperGen Inc. (ASTX) | 16-Sep-09 | Market Purchase | 78,138 | $2.97 | $232,390.00 | 1% 6.56M to 6.64M | 188% |
| 16-Sep-09 4:50 PM View: | SuperGen Inc. (ASTX) | 15-Sep-09 | Market Purchase | 36,355 | $2.89 | $105,052.00 | < 1% 6.53M to 6.56M | 197% |
| 16-Sep-09 4:50 PM View: | SuperGen Inc. (ASTX) | 14-Sep-09 | Market Purchase | 23,700 | $2.88 | $68,328.50 | < 1% 6.5M to 6.53M | 197% |
| 09-Sep-09 6:25 PM View: | SuperGen Inc. (ASTX) | 04-Sep-09 | Market Purchase | 7,400 | $2.88 | $21,308.20 | < 1% 6.49M to 6.5M | 198% |
| 04-Sep-09 6:27 PM View: | SuperGen Inc. (ASTX) | 03-Sep-09 | Market Purchase | 71,377 | $2.87 | $205,185.00 | 1% 6.42M to 6.49M | 198% |
| 04-Sep-09 6:27 PM View: | SuperGen Inc. (ASTX) | 02-Sep-09 | Market Purchase | 47,024 | $2.84 | $133,579.00 | < 1% 6.38M to 6.42M | 202% |
| 02-Sep-09 5:03 PM View: | SuperGen Inc. (ASTX) | 01-Sep-09 | Market Purchase | 81,705 | $2.84 | $232,269.00 | 1% 6.29M to 6.38M | 202% |
| 02-Sep-09 5:03 PM View: | SuperGen Inc. (ASTX) | 31-Aug-09 | Market Purchase | 58,446 | $2.83 | $165,669.00 | < 1% 6.24M to 6.29M | 202% |
| 31-Aug-09 4:36 PM View: | SuperGen Inc. (ASTX) | 27-Aug-09 | Market Purchase | 10,950 | $2.81 | $30,743.00 | < 1% 6.22M to 6.24M | 205% |
| 27-Aug-09 11:56 AM View: | SuperGen Inc. (ASTX) | 26-Aug-09 | Market Purchase | 4,100 | $2.81 | $11,521.00 | < 1% 6.22M to 6.22M | 205% |
| 27-Aug-09 11:56 AM View: | SuperGen Inc. (ASTX) | 25-Aug-09 | Market Purchase | 62,242 | $2.79 | $173,392.00 | 1% 6.16M to 6.22M | 208% |
| 21-Aug-09 3:02 PM View: | SuperGen Inc. (ASTX) | 19-Aug-09 | Market Purchase | 17,703 | $2.67 | $47,329.90 | < 1% 6.14M to 6.16M | 221% |
| 19-Aug-09 3:01 PM View: | SuperGen Inc. (ASTX) | 18-Aug-09 | Market Purchase | 55,582 | $2.62 | $145,798.00 | < 1% 6.08M to 6.14M | 227% |
| 19-Aug-09 3:01 PM View: | SuperGen Inc. (ASTX) | 17-Aug-09 | Market Purchase | 46,440 | $2.54 | $118,141.00 | < 1% 6.04M to 6.08M | 237% |
| 17-Aug-09 10:00 PM View: | SuperGen Inc. (ASTX) | 14-Aug-09 | Market Purchase | 37,702 | $2.55 | $96,223.40 | < 1% 6.0M to 6.04M | 236% |
| 17-Aug-09 10:00 PM View: | SuperGen Inc. (ASTX) | 13-Aug-09 | Market Purchase | 28,300 | $2.59 | $73,403.80 | < 1% 5.97M to 6.0M | 231% |
| 13-Apr-09 5:31 PM View: | QLT Inc. (NVLNF) | 09-Apr-09 | Market Purchase | 500 | $1.90 | $948.00 | < 1% 9.52M to 9.52M | |
| 09-Apr-09 10:30 AM View: | QLT Inc. (NVLNF) | 08-Apr-09 | Market Purchase | 83,034 | $1.90 | $157,515.00 | < 1% 9.44M to 9.52M | |
| 09-Apr-09 10:30 AM View: | QLT Inc. (NVLNF) | 07-Apr-09 | Market Purchase | 253,259 | $1.85 | $467,564.00 | 3% 9.18M to 9.44M | |
| 07-Apr-09 3:48 PM View: | QLT Inc. (NVLNF) | 06-Apr-09 | Market Purchase | 77,741 | $1.82 | $141,299.00 | < 1% 9.11M to 9.18M | |
| 07-Apr-09 3:48 PM View: | QLT Inc. (NVLNF) | 03-Apr-09 | Market Purchase | 234,464 | $1.79 | $418,708.00 | 3% 8.87M to 9.11M | |
| 02-Apr-09 12:20 PM View: | QLT Inc. (NVLNF) | 01-Apr-09 | Market Purchase | 239,761 | $1.77 | $425,530.00 | 3% 8.63M to 8.87M | |
| 02-Apr-09 12:19 PM View: | QLT Inc. (NVLNF) | 31-Mar-09 | Market Purchase | 419,628 | $1.76 | $739,788.00 | 5% 8.21M to 8.63M | |
| 31-Mar-09 4:31 PM View: | QLT Inc. (NVLNF) | 30-Mar-09 | Market Purchase | 224,553 | $1.73 | $387,461.00 | 3% 7.99M to 8.21M | |
| 31-Mar-09 4:31 PM View: | QLT Inc. (NVLNF) | 27-Mar-09 | Market Purchase | 208,465 | $1.75 | $364,998.00 | 3% 7.78M to 7.99M | |
| 26-Mar-09 2:05 PM View: | QLT Inc. (NVLNF) | 25-Mar-09 | Market Purchase | 120,254 | $1.77 | $212,729.00 | 2% 7.66M to 7.78M | |
| 26-Mar-09 2:05 PM View: | QLT Inc. (NVLNF) | 24-Mar-09 | Market Purchase | 200,000 | $1.76 | $352,150.00 | 3% 7.46M to 7.66M | |
| 23-Mar-09 12:01 PM View: | QLT Inc. (NVLNF) | 20-Mar-09 | Market Purchase | 5,200 | $1.69 | $8,772.95 | < 1% 7.45M to 7.46M | |
| 23-Mar-09 12:01 PM View: | QLT Inc. (NVLNF) | 19-Mar-09 | Market Purchase | 5,993 | $1.70 | $10,188.10 | < 1% 7.45M to 7.45M | |
| 20-Feb-09 10:43 AM View: | QLT Inc. (NVLNF) | 18-Feb-09 | Market Purchase | 184,981 | $1.90 | $350,956.00 | 3% 7.26M to 7.45M | |
| 17-Feb-09 2:01 PM View: | QLT Inc. (NVLNF) | 12-Feb-09 | Market Purchase | 194,670 | $2.29 | $445,780.00 | 3% 6.92M to 7.11M | |
| 12-Feb-09 4:25 PM View: | QLT Inc. (NVLNF) | 11-Feb-09 | Market Purchase | 208,797 | $2.30 | $480,993.00 | 3% 6.69M to 6.9M | |
| 12-Feb-09 4:25 PM View: | QLT Inc. (NVLNF) | 11-Feb-09 | Market Sale | 22,495 | $2.32 | $52,188.40 | < 1% 6.9M to 6.92M |