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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-17 1:15 PM View:  | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 109,199 | -- | -- | (71%) 152.87K to 43.67K | |
| 01-Mar-17 1:15 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 43,670 | -- | -- | (100%) 43.67K to 0 | |
| 18-Jan-17 12:45 PM View: | Spectra Energy Corp. (SE) | 16-Jan-17 | Payment of Exercise | 4,271 | $42.20 | $180,236.00 | (3%) 152.96K to 148.69K | 61% |
| 18-Jan-17 12:45 PM View: | Spectra Energy Corp. (SE) | 16-Jan-17 | Option Exercise | 15,087 | -- | -- | 11% 137.87K to 152.96K | |
| 03-Oct-16 4:24 PM View: | Spectra Energy Corp. (SE) | 30-Sep-16 | Disposition | 22,300 | $42.75 | $953,325.00 | (18%) 121.0K to 98.7K | 62% |
| 03-Oct-16 4:24 PM View: | Spectra Energy Corp. (SE) | 30-Sep-16 | Option Exercise | 22,300 | $25.75 | $574,118.00 | 23% 98.7K to 121.0K | |
| 23-Feb-16 5:32 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Payment of Exercise | 2,325 | $28.63 | $66,564.80 | (< 1%) 234.84K to 232.51K | 41% |
| 23-Feb-16 5:32 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Option Exercise | 8,500 | -- | -- | 4% 226.34K to 234.84K | |
| 18-Feb-16 12:42 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Payment of Exercise | 1,261 | $28.49 | $35,925.90 | (1%) 108.34K to 107.08K | 41% |
| 18-Feb-16 12:42 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Option Exercise | 4,607 | -- | -- | 4% 103.73K to 108.34K | |
| 24-Feb-15 4:24 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Payment of Exercise | 1,778 | $36.25 | $64,452.50 | (2%) 105.51K to 103.73K | 51% |
| 24-Feb-15 4:24 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Option Exercise | 6,500 | -- | -- | 7% 99.01K to 105.51K | |
| 25-Feb-14 2:47 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Payment of Exercise | 1,942 | $37.64 | $73,096.90 | (2%) 100.95K to 99.01K | 51% |
| 25-Feb-14 2:47 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Option Exercise | 7,100 | $37.64 | $267,244.00 | 8% 93.85K to 100.95K | (51%) |
| 19-Feb-14 1:19 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Payment of Exercise | 1,423 | $37.05 | $52,722.10 | (1%) 95.28K to 93.85K | 50% |
| 19-Feb-14 1:19 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Option Exercise | 5,202 | $37.05 | $192,734.00 | 6% 90.07K to 95.28K | (50%) |
| 02-Jul-13 2:19 PM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Payment of Exercise | 1,103 | $34.68 | $38,252.00 | (1%) 91.18K to 90.07K | 46% |
| 02-Jul-13 2:19 PM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Option Exercise | 2,900 | $34.68 | $100,572.00 | 3% 88.28K to 91.18K | (46%) |
| 27-Feb-13 2:32 PM View: | Spectra Energy Corp. (SE) | 25-Feb-13 | Payment of Exercise | 2,052 | $29.52 | $60,575.00 | (2%) 90.33K to 88.28K | 35% |
| 27-Feb-13 2:32 PM View: | Spectra Energy Corp. (SE) | 25-Feb-13 | Option Exercise | 7,500 | $29.52 | $221,400.00 | 9% 82.83K to 90.33K | (35%) |
| 20-Feb-13 4:43 PM View: | Spectra Energy Corp. (SE) | 18-Feb-13 | Payment of Exercise | 3,370 | $29.46 | $99,280.20 | (4%) 86.2K to 82.83K | 35% |
| 20-Feb-13 4:43 PM View: | Spectra Energy Corp. (SE) | 18-Feb-13 | Option Exercise | 12,320 | $29.46 | $362,947.00 | 17% 73.88K to 86.2K | (35%) |
| 28-Feb-12 12:04 PM View: | Spectra Energy Corp. (SE) | 24-Feb-12 | Payment of Exercise | 3,254 | $31.73 | $103,249.00 | (4%) 77.13K to 73.88K | 38% |
| 28-Feb-12 12:04 PM View: | Spectra Energy Corp. (SE) | 24-Feb-12 | Option Exercise | 10,800 | $31.73 | $342,684.00 | 16% 66.33K to 77.13K | (38%) |
| 23-Feb-12 6:05 PM View: | Spectra Energy Corp. (SE) | 20-Feb-12 | Payment of Exercise | 4,999 | $30.95 | $154,719.00 | (7%) 71.33K to 66.33K | 36% |
| 23-Feb-12 6:05 PM View: | Spectra Energy Corp. (SE) | 20-Feb-12 | Option Exercise | 18,898 | $30.95 | $584,893.00 | 36% 52.43K to 71.33K | (36%) |
| 06-Apr-11 1:26 PM View: | Spectra Energy Corp. (SE) | 04-Apr-11 | Payment of Exercise | 33 | $27.31 | $901.23 | (< 1%) 52.47K to 52.43K | 25% |
| 06-Apr-11 1:26 PM View: | Spectra Energy Corp. (SE) | 04-Apr-11 | Option Exercise | 122 | $27.31 | $3,331.82 | < 1% 52.34K to 52.47K | (25%) |
| 01-Mar-11 4:14 PM View: | Spectra Energy Corp. (SE) | 25-Feb-11 | Payment of Exercise | 1,349 | $26.36 | $35,559.60 | (3%) 53.69K to 52.34K | 22% |
| 01-Mar-11 4:14 PM View: | Spectra Energy Corp. (SE) | 25-Feb-11 | Option Exercise | 5,100 | $26.36 | $134,436.00 | 10% 48.59K to 53.69K | (22%) |
| 24-Feb-11 10:44 AM View: | Spectra Energy Corp. (SE) | 21-Feb-11 | Payment of Exercise | 2,328 | $26.25 | $61,110.00 | (5%) 50.92K to 48.59K | 22% |
| 24-Feb-11 10:44 AM View: | Spectra Energy Corp. (SE) | 21-Feb-11 | Option Exercise | 8,800 | $26.25 | $231,000.00 | 21% 42.12K to 50.92K | (22%) |
| 06-Jul-10 12:10 PM View: | Spectra Energy Corp. (SE) | 02-Jul-10 | Payment of Exercise | 159 | $20.18 | $3,208.62 | (< 1%) 42.12K to 41.96K | (5%) |
| 06-Jul-10 12:10 PM View: | Spectra Energy Corp. (SE) | 02-Jul-10 | Option Exercise | 600 | $20.18 | $12,108.00 | 1% 41.52K to 42.12K | 5% |
| 07-Jul-10 3:01 PM View: | Spectra Energy Partners, LP (SEP) | 02-Jul-10 | Payment of Exercise | 477 | $34.15 | $16,289.60 | (6%) 8.3K to 7.82K | (86%) |
| 07-Jul-10 3:01 PM View: | Spectra Energy Partners, LP (SEP) | 02-Jul-10 | Option Exercise | 1,800 | $34.15 | $61,470.00 | 28% 6.5K to 8.3K | 86% |
| 15-Mar-10 11:23 AM View: | Spectra Energy Partners, LP (SEP) | 11-Mar-10 | Market Sale | 5,000 | $31.00 | $155,000.00 | (43%) 11.5K to 6.5K | (107%) |