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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Oct-24 4:43 PM View:  | Principal Financial Group I... (PFG) | 27-Sep-24 | Grant | 130 | -- | -- | < 1% 15.49K to 15.63K | |
| 23-May-24 4:49 PM View: | Principal Financial Group I... (PFG) | 21-May-24 | Grant | 2,395 | -- | -- | 18% 12.96K to 15.36K | |
| 01-Apr-24 8:10 PM View: | Principal Financial Group I... (PFG) | 28-Mar-24 | Grant | 103 | -- | -- | < 1% 12.86K to 12.96K | |
| 22-Dec-23 5:55 PM View: | Principal Financial Group I... (PFG) | 20-Dec-23 | Grant | 109 | -- | -- | < 1% 12.75K to 12.86K | |
| 03-Oct-23 4:48 PM View: | Principal Financial Group I... (PFG) | 29-Sep-23 | Grant | 114 | -- | -- | < 1% 12.64K to 12.75K | |
| 05-Jul-23 10:00 PM View: | Principal Financial Group I... (PFG) | 30-Jun-23 | Grant | 106 | -- | -- | < 1% 12.53K to 12.64K | |
| 18-May-23 4:50 PM View: | Principal Financial Group I... (PFG) | 16-May-23 | Grant | 2,750 | -- | -- | 28% 9.78K to 12.53K | |
| 04-Apr-23 5:17 PM View: | Principal Financial Group I... (PFG) | 31-Mar-23 | Grant | 84 | -- | -- | < 1% 9.7K to 9.78K | |
| 21-Dec-22 5:21 PM View: | Principal Financial Group I... (PFG) | 19-Dec-22 | Grant | 73 | -- | -- | < 1% 9.62K to 9.7K | |
| 04-Oct-22 5:58 PM View: | Principal Financial Group I... (PFG) | 30-Sep-22 | Grant | 85 | -- | -- | < 1% 9.54K to 9.62K | |
| 10-Aug-22 4:19 PM View: | Bain Capital Specialty Fina... (BCSF) | 10-Aug-22 | Private Purchase | 3,400 | $14.59 | $49,606.00 | 25% 13.38K to 16.78K | |
| 28-Jun-22 2:28 PM View: | Principal Financial Group I... (PFG) | 24-Jun-22 | Grant | 88 | -- | -- | < 1% 9.45K to 9.54K | |
| 19-May-22 2:34 PM View: | Principal Financial Group I... (PFG) | 17-May-22 | Grant | 2,336 | -- | -- | 33% 7.12K to 9.45K | |
| 29-Mar-22 4:56 PM View: | Principal Financial Group I... (PFG) | 25-Mar-22 | Grant | 61 | -- | -- | < 1% 7.05K to 7.12K | |
| 04-Mar-22 1:48 PM View: | Bain Capital Specialty Fina... (BCSF) | 03-Mar-22 | Private Purchase | 3,090 | $16.18 | $49,996.50 | 32% 9.7K to 12.79K | |
| 23-Dec-21 12:52 PM View: | Principal Financial Group I... (PFG) | 21-Dec-21 | Grant | 64 | -- | -- | < 1% 6.99K to 7.05K | |
| 28-Sep-21 5:02 PM View: | Principal Financial Group I... (PFG) | 24-Sep-21 | Grant | 68 | -- | -- | < 1% 6.92K to 6.99K | |
| 29-Jun-21 2:53 PM View: | Principal Financial Group I... (PFG) | 25-Jun-21 | Grant | 65 | -- | -- | < 1% 6.86K to 6.92K | |
| 20-May-21 11:52 AM View: | Principal Financial Group I... (PFG) | 18-May-21 | Grant | 2,512 | -- | -- | 58% 4.34K to 6.86K | |
| 11-May-21 4:13 PM View: | Bain Capital Specialty Fina... (BCSF) | 11-May-21 | Private Purchase | 1,563 | $15.90 | $24,851.70 | 21% 7.52K to 9.09K | |
| 30-Mar-21 4:49 PM View: | Principal Financial Group I... (PFG) | 26-Mar-21 | Grant | 40 | -- | -- | < 1% 4.3K to 4.34K | |
| 23-Dec-20 2:57 PM View: | Principal Financial Group I... (PFG) | 21-Dec-20 | Grant | 50 | -- | -- | 1% 4.25K to 4.3K | |
| 29-Sep-20 4:27 PM View: | Principal Financial Group I... (PFG) | 25-Sep-20 | Grant | 61 | -- | -- | 1% 4.19K to 4.25K | |
| 30-Jun-20 7:11 PM View: | Principal Financial Group I... (PFG) | 26-Jun-20 | Grant | 59 | -- | -- | 1% 4.13K to 4.19K | |
| 25-Jun-20 2:33 PM View: | Bain Capital Specialty Fina... (BCSF) | 23-Jun-20 | Acquisition (other) | 596 | $10.22 | $6,091.12 | 9% 6.77K to 7.37K | |
| 08-Jun-20 4:43 PM View: | Bain Capital Specialty Fina... (BCSF) | 05-Jun-20 | Option Exercise | 1,354 | $10.22 | $13,837.90 | 25% 5.42K to 6.77K | |
| 29-May-20 12:50 PM View: | Principal Financial Group I... (PFG) | 26-May-20 | Grant | 4,135 | -- | -- | 100% 0 to 4.13K | |
| 28-Aug-19 4:17 PM View: | Bain Capital Specialty Fina... (BCSF) | 28-Aug-19 | Market Purchase | 5,417 | $18.46 | $99,997.80 | 100% 0 to 5.42K | < 1% |