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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Jun-20 5:15 PM View:  | OXIS International Inc. (GTBP) | 02-Jun-20 | Sale | 4,234,320 | $0.00 | $4,234.32 | (39%) 10.73M to 6.5M | |
| 16-Aug-19 4:57 PM View: | OXIS International Inc. (GTBP) | 14-Aug-19 | Grant | 7,000,000 | -- | -- | 187% 3.73M to 10.73M | |
| 13-Feb-19 11:22 AM View: | OXIS International Inc. (GTBP) | 06-Feb-19 | Sale | 800,000 | $0.00 | $800.00 | (17%) 4.83M to 4.03M | |
| 01-Dec-17 7:12 PM View: | OXIS International Inc. (GTBP) | 02-Nov-17 | Gift | 3,300,000 | -- | -- | (64%) 5.14M to 1.84M | |
| 01-Dec-17 7:12 PM View: | OXIS International Inc. (GTBP) | 01-Sep-17 | Grant | 5,129,660 | -- | -- | 38370% 13.37K to 5.14M | |
| 09-May-11 7:04 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 06-May-11 | Grant | 3,000,000 | $1.23 | $3,690,000.00 | 100% 0 to 3.0M |