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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Jan-19 6:15 PM View:  | International Stem Cell Cor... (ISCOD) | 21-Jan-19 | Private Purchase | 599,222 | $1.75 | $1,048,640.00 | 17% 3.44M to 4.03M | |
| 22-Feb-18 3:34 PM View: | International Stem Cell Cor... (ISCOD) | 20-Feb-18 | Option Exercise | 46,112 | $1.09 | $50,417.60 | 1% 3.39M to 3.44M | |
| 08-Dec-17 2:34 PM View: | International Stem Cell Cor... (ISCOD) | 07-Dec-17 | Private Purchase | 1,860,810 | $1.75 | $3,256,420.00 | 118% 1.58M to 3.44M | |
| 24-May-17 3:10 PM View: | International Stem Cell Cor... (ISCOD) | 22-May-17 | Private Purchase | 3,200 | $1.64 | $5,248.00 | < 1% 1.58M to 1.58M | |
| 22-Mar-17 5:11 PM View: | International Stem Cell Cor... (ISCOD) | 22-Mar-17 | Private Purchase | 3,000 | $1.69 | $5,070.00 | < 1% 1.58M to 1.58M | |
| 22-Mar-17 5:11 PM View: | International Stem Cell Cor... (ISCOD) | 21-Mar-17 | Private Purchase | 500 | $1.60 | $800.00 | < 1% 1.58M to 1.58M | |
| 22-Mar-17 5:11 PM View: | International Stem Cell Cor... (ISCOD) | 20-Mar-17 | Private Purchase | 6,500 | $1.66 | $10,790.00 | < 1% 1.57M to 1.58M | |
| 14-Mar-17 5:25 PM View: | International Stem Cell Cor... (ISCOD) | 14-Mar-17 | Private Purchase | 2,100 | $1.59 | $3,339.00 | < 1% 1.57M to 1.57M | |
| 14-Mar-17 5:25 PM View: | International Stem Cell Cor... (ISCOD) | 13-Mar-17 | Private Purchase | 1,000 | $1.50 | $1,500.00 | < 1% 1.57M to 1.57M | |
| 14-Mar-17 5:25 PM View: | International Stem Cell Cor... (ISCOD) | 10-Mar-17 | Private Purchase | 5,000 | $1.32 | $6,600.00 | < 1% 1.56M to 1.57M | |
| 08-Dec-16 7:03 PM View: | International Stem Cell Cor... (ISCOD) | 08-Dec-16 | Private Purchase | 285,714 | $1.75 | $500,000.00 | 22% 1.27M to 1.56M | |
| 15-Sep-16 2:04 PM View: | International Stem Cell Cor... (ISCOD) | 14-Sep-16 | Private Purchase | 200,000 | $1.75 | $350,000.00 | 19% 1.07M to 1.27M | |
| 23-Aug-16 2:22 PM View: | International Stem Cell Cor... (ISCOD) | 22-Aug-16 | Private Purchase | 154,285 | $1.75 | $269,999.00 | 17% 920.49K to 1.07M | |
| 30-Jun-16 5:56 PM View: | International Stem Cell Cor... (ISCOD) | 29-Jun-16 | Private Purchase | 215,000 | $1.75 | $376,250.00 | 30% 705.49K to 920.49K | |
| 25-Nov-15 4:48 PM View: | International Stem Cell Cor... (ISCOD) | 24-Nov-15 | Exercise (in-the money or at-the-money) | 39,294 | $1.79 | $70,465.90 | 6% 666.19K to 705.49K | |
| 25-Nov-15 4:48 PM View: | International Stem Cell Cor... (ISCOD) | 23-Nov-15 | Conversion | 211,900 | $1.79 | $380,000.00 | 47% 454.29K to 666.19K | |
| 02-Apr-15 7:17 PM View: | International Stem Cell Cor... (ISCOD) | 31-Mar-15 | Purchase | 5,894,210 | $0.04 | $264,061.00 | 9% 62.25M to 68.14M | |
| 24-Dec-14 10:14 AM View: | International Stem Cell Cor... (ISCOD) | 22-Dec-14 | Purchase | 5,894,210 | $0.06 | $339,507.00 | 10% 56.36M to 62.25M | |
| 12-Sep-14 8:49 PM View: | International Stem Cell Cor... (ISCOD) | 10-Sep-14 | Market Purchase | 3,888,890 | $0.09 | $350,000.00 | 7% 52.47M to 56.36M | (87%) |
| 08-Aug-14 6:40 PM View: | International Stem Cell Cor... (ISCOD) | 06-Aug-14 | Private Purchase | 5,000,000 | $0.10 | $500,000.00 | 11% 47.47M to 52.47M | |
| 30-Jun-14 8:59 PM View: | International Stem Cell Cor... (ISCOD) | 26-Jun-14 | Market Purchase | 4,800,000 | $0.10 | $480,000.00 | 11% 42.67M to 47.47M | (89%) |
| 13-Jun-14 9:16 PM View: | International Stem Cell Cor... (ISCOD) | 11-Jun-14 | Option Exercise | 10,504,600 | -- | -- | 33% 32.16M to 42.67M | |
| 02-Jun-14 7:48 PM View: | International Stem Cell Cor... (ISCOD) | 29-May-14 | Market Purchase | 2,870,000 | $0.15 | $430,500.00 | 10% 29.29M to 32.16M | (94%) |
| 22-Oct-13 9:40 PM View: | International Stem Cell Cor... (ISCOD) | 18-Oct-13 | Exercise (in-the money or at-the-money) | 2,754,820 | $0.15 | $400,000.00 | 10% 26.54M to 29.29M | |
| 26-Jul-13 8:51 PM View: | International Stem Cell Cor... (ISCOD) | 24-Jul-13 | Market Purchase | 5,999,000 | $0.15 | $899,850.00 | 29% 20.54M to 26.54M | (94%) |
| 14-Mar-13 8:44 PM View: | International Stem Cell Cor... (ISCOD) | 12-Mar-13 | Private Purchase | 500,000 | $0.20 | $100,000.00 | 2% 20.04M to 20.54M | |
| 24-Jan-13 11:30 AM View: | International Stem Cell Cor... (ISCOD) | 22-Jan-13 | Conversion Duplicate | 8,000,000 | $0.25 | $2,000,000.00 | 393% 2.04M to 10.04M | (97%) |
| 24-Jan-13 11:30 AM View: | International Stem Cell Cor... (ISCOD) | 22-Jan-13 | Private Purchase | 10,000,000 | $0.20 | $2,000,000.00 | 100% 10.04M to 20.04M | |
| 04-Mar-11 3:45 PM View: | International Stem Cell Cor... (ISCOD) | 02-Mar-11 | Option Exercise | 511,000 | $0.59 | $299,390.00 | (2433%) (-21.0K) to 490.0K |