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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Mar-17 1:46 PM View:  | Kubota Pharmaceutical Holdi... (NONE) | 28-Feb-17 | Acquisition (other) | 6,196,870 | $49,711,600.00 | $308,055,992,434,688.00 | 43% 14.49M to 20.68M | |
| 08-Mar-17 1:46 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 28-Feb-17 | Disposition (other) | 6,196,870 | $49,711,600.00 | $308,055,992,434,688.00 | (30%) 20.68M to 14.49M | |
| 08-Feb-17 2:25 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 23-Jan-17 | Purchase | 17,200 | $150,643.00 | $2,591,059,968.00 | < 1% 14.47M to 14.49M | |
| 08-Feb-17 2:25 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 20-Jan-17 | Purchase | 12,900 | $111,884.00 | $1,443,309,952.00 | < 1% 14.46M to 14.47M | |
| 08-Feb-17 2:25 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 19-Jan-17 | Purchase | 100 | $869.60 | $86,960.00 | < 1% 14.46M to 14.46M | |
| 08-Feb-17 2:25 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 12-Jan-17 | Purchase | 7,100 | $63,447.30 | $450,476,000.00 | < 1% 14.45M to 14.46M | |
| 10-Jan-17 11:39 AM View: | Kubota Pharmaceutical Holdi... (NONE) | 30-Dec-16 | Purchase | 2,700 | $22,970.10 | $62,019,100.00 | < 1% 14.45M to 14.45M | |
| 10-Jan-17 11:39 AM View: | Kubota Pharmaceutical Holdi... (NONE) | 29-Dec-16 | Purchase | 16,900 | $143,507.00 | $2,425,270,016.00 | < 1% 14.43M to 14.45M | |
| 10-Jan-17 11:39 AM View: | Kubota Pharmaceutical Holdi... (NONE) | 28-Dec-16 | Purchase | 204,800 | $1,735,240.00 | $355,376,988,160.00 | 1% 14.22M to 14.43M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 27-Jun-16 | Acquisition (other) | 4,160,120 | $22.59 | $93,977,000.00 | 24% 17.48M to 21.64M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 27-Jun-16 | Acquisition (other) | 6,196,870 | $22.59 | $139,987,008.00 | 29% 21.64M to 27.83M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 27-Jun-16 | Purchase | 617,800 | $22.15 | $13,684,300.00 | 2% 27.83M to 28.45M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 24-Jun-16 | Purchase | 478,600 | $17.67 | $8,456,860.00 | 2% 21.16M to 21.64M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 23-Jun-16 | Purchase | 991,000 | $19.05 | $18,878,600.00 | 5% 20.17M to 21.16M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 22-Jun-16 | Purchase | 456,400 | $16.21 | $7,398,240.00 | 2% 19.71M to 20.17M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 21-Jun-16 | Purchase | 555,000 | $16.13 | $8,952,150.00 | 3% 19.15M to 19.71M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 20-Jun-16 | Purchase | 723,200 | $16.03 | $11,592,900.00 | 4% 18.43M to 19.15M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 17-Jun-16 | Purchase | 776,300 | $12.53 | $9,727,040.00 | 4% 17.65M to 18.43M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 16-Jun-16 | Purchase | 257,000 | $11.13 | $2,860,410.00 | 1% 17.4M to 17.65M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 15-Jun-16 | Purchase | 1,018,400 | $9.30 | $9,471,120.00 | 6% 16.38M to 17.4M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 03-Jun-16 | Purchase | 256,300 | $9.63 | $2,468,170.00 | 2% 16.12M to 16.38M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 02-Jun-16 | Purchase | 342,500 | $10.08 | $3,452,400.00 | 2% 15.78M to 16.12M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 30-Nov-15 | Acquisition (other) | 69,628 | $5.72 | $398,272.00 | < 1% 15.71M to 15.78M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 31-Mar-15 | Acquisition (other) | 2,036,750 | $5.55 | $11,304,000.00 | 15% 13.67M to 15.71M | |
| 21-Jul-16 12:37 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 30-Sep-14 | Acquisition (other) | 1,111,110 | $8.15 | $9,055,550.00 | 9% 12.56M to 13.67M | |
| 12-Feb-14 3:19 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 10-Feb-14 | Conversion | 7,752,420 | -- | -- | 25% 31.5M to 39.25M |