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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Dec-18 8:02 AM View:  | International Stem Cell Cor... (ISCOD) | 03-Dec-18 | Option Exercise | 1,800 | $1.09 | $1,962.00 | 1% 178.4K to 180.2K | |
| 06-Dec-18 8:02 AM View: | International Stem Cell Cor... (ISCOD) | 03-Dec-18 | Option Sale | 1,800 | $1.67 | $3,006.00 | (< 1%) 180.2K to 178.4K | |
| 22-Feb-18 3:33 PM View: | International Stem Cell Cor... (ISCOD) | 20-Feb-18 | Option Exercise | 36,389 | $1.09 | $39,752.90 | 26% 142.01K to 178.4K | |
| 30-Jun-16 5:54 PM View: | International Stem Cell Cor... (ISCOD) | 29-Jun-16 | Exercise (in-the money or at-the-money) | 12,408 | $1.75 | $21,714.00 | 10% 129.6K to 142.01K | |
| 25-Nov-15 4:48 PM View: | International Stem Cell Cor... (ISCOD) | 23-Nov-15 | Conversion | 66,916 | $1.79 | $120,000.00 | 107% 62.69K to 129.6K | |
| 02-Apr-15 7:18 PM View: | International Stem Cell Cor... (ISCOD) | 31-Mar-15 | Purchase | 1,861,330 | $0.04 | $83,387.60 | 25% 7.54M to 9.4M | |
| 24-Feb-15 8:46 PM View: | International Stem Cell Cor... (ISCOD) | 23-Feb-15 | Purchase | 1,861,330 | $0.04 | $83,387.60 | 33% 5.68M to 7.54M | |
| 12-Sep-14 8:50 PM View: | International Stem Cell Cor... (ISCOD) | 10-Sep-14 | Market Purchase | 555,556 | $0.09 | $50,000.00 | 11% 5.12M to 5.68M | (87%) |
| 08-Aug-14 6:40 PM View: | International Stem Cell Cor... (ISCOD) | 06-Aug-14 | Private Purchase | 1,000,000 | $0.10 | $100,000.00 | 24% 4.12M to 5.12M | |
| 30-Jun-14 8:59 PM View: | International Stem Cell Cor... (ISCOD) | 26-Jun-14 | Market Purchase | 700,000 | $0.10 | $70,000.00 | 20% 3.42M to 4.12M | (89%) |
| 13-Jun-14 9:17 PM View: | International Stem Cell Cor... (ISCOD) | 11-Jun-14 | Option Exercise | 1,601,200 | -- | -- | 88% 1.82M to 3.42M | |
| 02-Jun-14 7:49 PM View: | International Stem Cell Cor... (ISCOD) | 29-May-14 | Market Purchase | 463,333 | $0.15 | $69,500.00 | 34% 1.36M to 1.82M | (94%) |
| 22-Oct-13 9:41 PM View: | International Stem Cell Cor... (ISCOD) | 16-Oct-13 | Exercise (in-the money or at-the-money) | 666,667 | $0.15 | $100,000.00 | 96% 693.29K to 1.36M | |
| 26-Jul-13 8:46 PM View: | International Stem Cell Cor... (ISCOD) | 24-Jul-13 | Market Purchase | 667,667 | $0.15 | $100,150.00 | 2605% 25.63K to 693.3K | (94%) |