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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Feb-20 3:26 PM View:  | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 45,000 | $3.50 | $157,500.00 | (2%) 2.06M to 2.02M | |
| 14-Feb-20 3:26 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 2,017,740 | $3.50 | $7,062,080.00 | (100%) 2.02M to 0 | |
| 14-Feb-20 3:26 PM View: | Ladenburg Thalmann Financia... (LTS) | 12-Feb-20 | Private Sale | 8,000 | $25.08 | $200,664.00 | (< 1%) 2.07M to 2.06M | |
| 14-Jun-19 5:42 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 1% 2.04M to 2.07M | |
| 19-Apr-19 8:06 AM View: | Ladenburg Thalmann Financia... (LTS) | 17-Apr-19 | Gift | 8,730 | -- | -- | (< 1%) 2.05M to 2.04M | |
| 01-Jun-18 4:54 PM View: | Ladenburg Thalmann Financia... (LTS) | 30-May-18 | Grant | 30,000 | -- | -- | 1% 2.02M to 2.05M | |
| 22-Dec-17 4:40 PM View: | Ladenburg Thalmann Financia... (LTS) | 22-Dec-17 | Gift | 18,521 | -- | -- | (< 1%) 2.04M to 2.02M | |
| 24-Nov-17 7:38 AM View: | Ladenburg Thalmann Financia... (LTS) | 21-Nov-17 | Gift | 3,454 | -- | -- | (< 1%) 2.04M to 2.04M | |
| 26-May-17 5:12 PM View: | Ladenburg Thalmann Financia... (LTS) | 24-May-17 | Grant | 30,000 | -- | -- | 1% 2.01M to 2.04M | |
| 15-Jan-16 7:18 AM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-16 | Market Purchase | 10,000 | $2.26 | $22,556.00 | < 1% 2.0M to 2.01M | (< 1%) |
| 25-Aug-15 5:15 PM View: | Ladenburg Thalmann Financia... (LTS) | 21-Aug-15 | Market Purchase | 5,000 | $2.52 | $12,600.00 | < 1% 2.0M to 2.0M | (11%) |
| 17-Aug-15 7:57 AM View: | Ladenburg Thalmann Financia... (LTS) | 14-Aug-15 | Market Purchase | 3,000 | $2.62 | $7,860.00 | < 1% 1.99M to 2.0M | (14%) |
| 14-Aug-15 7:57 AM View: | Ladenburg Thalmann Financia... (LTS) | 13-Aug-15 | Market Purchase | 5,000 | $2.62 | $13,100.00 | < 1% 1.99M to 1.99M | (14%) |
| 13-Aug-15 8:02 AM View: | Ladenburg Thalmann Financia... (LTS) | 12-Aug-15 | Market Purchase | 10,000 | $2.61 | $26,050.00 | < 1% 1.98M to 1.99M | (14%) |
| 12-May-15 8:00 AM View: | Ladenburg Thalmann Financia... (LTS) | 11-May-15 | Market Purchase | 15,000 | $3.39 | $50,839.50 | < 1% 1.96M to 1.98M | (34%) |
| 13-Apr-15 9:02 AM View: | Ladenburg Thalmann Financia... (LTS) | 10-Apr-15 | Market Purchase | 10,000 | $3.57 | $35,650.00 | < 1% 1.95M to 1.96M | (37%) |
| 10-Apr-15 7:54 AM View: | Ladenburg Thalmann Financia... (LTS) | 09-Apr-15 | Market Purchase | 30,000 | $3.63 | $108,900.00 | 2% 1.92M to 1.95M | (38%) |
| 05-Jan-15 8:02 AM View: | Ladenburg Thalmann Financia... (LTS) | 02-Jan-15 | Market Purchase | 5,000 | $3.89 | $19,450.00 | < 1% 1.92M to 1.92M | (42%) |
| 31-Dec-14 7:56 AM View: | Ladenburg Thalmann Financia... (LTS) | 30-Dec-14 | Market Purchase | 10,000 | $3.89 | $38,890.00 | < 1% 1.91M to 1.92M | (42%) |
| 12-Dec-14 9:22 AM View: | Ladenburg Thalmann Financia... (LTS) | 11-Dec-14 | Market Purchase | 10,000 | $3.79 | $37,857.00 | < 1% 1.9M to 1.91M | (41%) |
| 25-Aug-14 11:02 AM View: | Ladenburg Thalmann Financia... (LTS) | 21-Aug-14 | Market Purchase | 5,000 | $3.57 | $17,835.00 | < 1% 1.89M to 1.9M | (37%) |
| 26-Jun-14 8:25 AM View: | Ladenburg Thalmann Financia... (LTS) | 25-Jun-14 | Market Purchase | 15,303 | $2.96 | $45,365.70 | < 1% 1.88M to 1.89M | (24%) |
| 17-Mar-14 7:06 AM View: | Ladenburg Thalmann Financia... (LTS) | 14-Mar-14 | Market Purchase | 20,000 | $2.94 | $58,864.00 | 1% 1.86M to 1.88M | (24%) |
| 16-Aug-13 8:34 AM View: | Ladenburg Thalmann Financia... (LTS) | 15-Aug-13 | Market Purchase | 87,000 | $1.67 | $145,290.00 | 5% 1.77M to 1.86M | 35% |
| 29-May-13 6:39 PM View: | Ladenburg Thalmann Financia... (LTS) | 24-May-13 | Purchase | 8,000 | $25.00 | $200,000.00 | < 1% 1.76M to 1.77M | |
| 16-Apr-13 8:46 AM View: | Ladenburg Thalmann Financia... (LTS) | 15-Apr-13 | Market Purchase | 7,500 | $1.50 | $11,275.00 | < 1% 1.76M to 1.76M | 50% |
| 09-Apr-13 8:46 AM View: | Ladenburg Thalmann Financia... (LTS) | 08-Apr-13 | Market Purchase | 5,000 | $1.59 | $7,952.48 | < 1% 1.75M to 1.76M | 41% |
| 08-Apr-13 9:03 AM View: | Ladenburg Thalmann Financia... (LTS) | 04-Apr-13 | Market Purchase Duplicate | 5,000 | $1.60 | $8,000.00 | < 1% 1.75M to 1.75M | 41% |
| 22-Mar-13 9:09 AM View: | Ladenburg Thalmann Financia... (LTS) | 20-Mar-13 | Market Purchase | 10,000 | $1.65 | $16,496.00 | < 1% 1.74M to 1.75M | 36% |
| 20-Nov-12 9:18 AM View: | Ladenburg Thalmann Financia... (LTS) | 19-Nov-12 | Market Purchase | 4,537 | $1.17 | $5,308.29 | < 1% 1.73M to 1.74M | 92% |
| 20-Nov-12 9:18 AM View: | Ladenburg Thalmann Financia... (LTS) | 16-Nov-12 | Market Purchase | 463 | $1.17 | $541.71 | < 1% 1.73M to 1.73M | 92% |
| 15-Nov-12 9:04 AM View: | Ladenburg Thalmann Financia... (LTS) | 14-Nov-12 | Market Purchase | 5,000 | $1.22 | $6,100.00 | < 1% 1.72M to 1.73M | 84% |
| 14-Nov-12 9:27 AM View: | Ladenburg Thalmann Financia... (LTS) | 13-Nov-12 | Market Purchase | 5,907 | $1.23 | $7,265.61 | < 1% 1.71M to 1.72M | 83% |
| 15-Nov-12 9:04 AM View: | Ladenburg Thalmann Financia... (LTS) | 13-Nov-12 | Market Purchase | 5,000 | $1.23 | $6,150.00 | < 1% 1.73M to 1.73M | 83% |
| 13-Nov-12 9:10 AM View: | Ladenburg Thalmann Financia... (LTS) | 12-Nov-12 | Market Purchase | 3,293 | $1.25 | $4,116.25 | < 1% 1.71M to 1.71M | 80% |
| 13-Nov-12 9:10 AM View: | Ladenburg Thalmann Financia... (LTS) | 09-Nov-12 | Market Purchase | 800 | $1.22 | $976.00 | < 1% 1.71M to 1.71M | 84% |
| 12-Oct-12 8:58 AM View: | Ladenburg Thalmann Financia... (LTS) | 11-Oct-12 | Market Purchase | 15,000 | $1.26 | $18,850.00 | < 1% 1.7M to 1.71M | 79% |
| 16-Aug-12 9:10 AM View: | Ladenburg Thalmann Financia... (LTS) | 15-Aug-12 | Market Purchase | 5,000 | $1.32 | $6,599.00 | < 1% 1.69M to 1.7M | 69% |
| 16-May-12 9:11 AM View: | Ladenburg Thalmann Financia... (LTS) | 15-May-12 | Market Purchase | 20,000 | $1.46 | $29,285.00 | 1% 1.67M to 1.69M | 53% |
| 26-Mar-12 9:16 AM View: | Ladenburg Thalmann Financia... (LTS) | 23-Mar-12 | Market Purchase | 50,000 | $1.84 | $92,100.00 | 3% 1.62M to 1.67M | 21% |
| 05-Jan-12 9:05 AM View: | Ladenburg Thalmann Financia... (LTS) | 04-Jan-12 | Market Purchase | 5,000 | $2.45 | $12,250.00 | < 1% 1.62M to 1.62M | (9%) |
| 04-Jan-12 8:00 AM View: | Ladenburg Thalmann Financia... (LTS) | 03-Jan-12 | Market Purchase | 3,000 | $2.50 | $7,500.00 | < 1% 1.61M to 1.62M | (11%) |
| 14-Nov-11 8:57 AM View: | Ladenburg Thalmann Financia... (LTS) | 10-Nov-11 | Market Purchase | 5,000 | $1.76 | $8,800.00 | < 1% 1.61M to 1.61M | 27% |
| 11-Oct-11 4:14 PM View: | Ladenburg Thalmann Financia... (LTS) | 07-Oct-11 | Market Purchase | 7,710 | $1.48 | $11,410.80 | < 1% 1.6M to 1.61M | 51% |
| 07-Oct-11 8:51 AM View: | Ladenburg Thalmann Financia... (LTS) | 06-Oct-11 | Market Purchase | 50,000 | $1.52 | $76,246.00 | 3% 1.55M to 1.6M | 46% |
| 06-Oct-11 5:40 PM View: | Continucare Corp. (CNU) | 04-Oct-11 | Disposition | 572,640 | -- | -- | (100%) 572.64K to 0 |