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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Jan-15 5:46 PM View:  | Covidien, Ltd. (COV) | 26-Jan-15 | Disposition | 12,774 | -- | -- | (100%) 12.77K to 0 | |
| 03-Dec-14 4:57 PM View: | Covidien, Ltd. (COV) | 02-Dec-14 | Payment of Exercise | 111 | $101.61 | $11,278.70 | (2%) 7.37K to 7.26K | (1%) |
| 03-Dec-14 4:57 PM View: | Covidien, Ltd. (COV) | 01-Dec-14 | Grant | 699 | -- | -- | 10% 6.67K to 7.37K | |
| 04-Jun-14 4:03 PM View: | Covidien, Ltd. (COV) | 03-Jun-14 | Payment of Exercise | 587 | $73.08 | $42,898.00 | (8%) 7.22K to 6.63K | (42%) |
| 24-Apr-13 3:35 PM View: | Johnson Controls Inc. (JCI) | 24-Apr-13 | Option Exercise | 59,500 | $27.42 | $1,631,630.00 | 312% 19.1K to 78.6K | |
| 24-Apr-13 3:35 PM View: | Johnson Controls Inc. (JCI) | 24-Apr-13 | Private Option Sale | 59,500 | $33.88 | $2,015,840.00 | (76%) 78.6K to 19.1K | (41%) |
| 02-Nov-12 2:46 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Disposition | 68 | $26.04 | $1,763.59 | (< 1%) 18.87K to 18.8K | (40%) |
| 02-Nov-12 2:46 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Payment of Exercise | 578 | $26.04 | $15,051.10 | (3%) 18.8K to 18.23K | (40%) |
| 02-Nov-12 2:46 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Option Exercise | 68 | $26.04 | $1,763.59 | < 1% 18.8K to 18.87K | 40% |
| 10-Oct-12 4:31 PM View: | Johnson Controls Inc. (JCI) | 05-Oct-12 | Grant | 3,400 | -- | -- | 22% 15.4K to 18.8K | |
| 03-Oct-12 1:57 PM View: | Johnson Controls Inc. (JCI) | 02-Oct-12 | Disposition | 5 | $27.55 | $146.21 | (< 1%) 15.4K to 15.4K | (30%) |
| 03-Oct-12 1:57 PM View: | Johnson Controls Inc. (JCI) | 02-Oct-12 | Option Exercise | 5 | -- | -- | < 1% 15.4K to 15.4K | |
| 03-Oct-12 1:57 PM View: | Johnson Controls Inc. (JCI) | 01-Oct-12 | Disposition | 62 | $27.65 | $1,722.10 | (< 1%) 15.73K to 15.67K | (29%) |
| 03-Oct-12 1:57 PM View: | Johnson Controls Inc. (JCI) | 01-Oct-12 | Payment of Exercise | 272 | $27.65 | $7,520.80 | (2%) 15.67K to 15.4K | (29%) |
| 03-Oct-12 1:57 PM View: | Johnson Controls Inc. (JCI) | 01-Oct-12 | Option Exercise | 62 | -- | -- | < 1% 15.67K to 15.73K | |
| 19-Sep-12 5:34 PM View: | Johnson Controls Inc. (JCI) | 17-Sep-12 | Conversion | 2,234 | -- | -- | 17% 13.38K to 15.62K | |
| 04-Apr-12 5:05 PM View: | Johnson Controls Inc. (JCI) | 02-Apr-12 | Conversion | 2,445 | -- | -- | 19% 13.04K to 15.48K | |
| 03-Nov-11 11:00 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Disposition | 71 | $1.00 | $71.46 | (< 1%) 12.92K to 12.85K | |
| 03-Nov-11 11:00 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Payment of Exercise | 725 | $31.75 | $23,018.80 | (6%) 12.85K to 12.13K | (15%) |
| 03-Nov-11 11:00 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Option Exercise | 71 | $31.75 | $2,268.76 | < 1% 12.85K to 12.92K | 15% |
| 11-Oct-11 11:46 AM View: | Johnson Controls Inc. (JCI) | 07-Oct-11 | Grant | 2,500 | -- | -- | 24% 10.45K to 12.95K | |
| 02-Nov-10 3:31 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-10 | Grant | 3,200 | -- | -- | 51% 6.23K to 9.43K | |
| 05-Oct-10 5:03 PM View: | Johnson Controls Inc. (JCI) | 04-Oct-10 | Disposition | 3 | $30.32 | $101.54 | (< 1%) 6.23K to 6.23K | (23%) |
| 05-Oct-10 5:03 PM View: | Johnson Controls Inc. (JCI) | 04-Oct-10 | Option Exercise | 3 | -- | -- | < 1% 6.23K to 6.23K | |
| 05-Oct-10 5:03 PM View: | Johnson Controls Inc. (JCI) | 01-Oct-10 | Disposition | 31 | $30.54 | $947.90 | (< 1%) 6.53K to 6.5K | (22%) |
| 05-Oct-10 5:03 PM View: | Johnson Controls Inc. (JCI) | 01-Oct-10 | Payment of Exercise | 272 | $30.54 | $8,306.88 | (4%) 6.5K to 6.23K | (22%) |
| 05-Oct-10 5:03 PM View: | Johnson Controls Inc. (JCI) | 01-Oct-10 | Option Exercise | 31 | -- | -- | < 1% 6.5K to 6.53K | |
| 03-Nov-09 12:03 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-09 | Grant | 4,000 | $24.71 | $98,840.00 | 267% 1.5K to 5.5K | 53% |
| 03-Oct-08 4:21 PM View: | Johnson Controls Inc. (JCI) | 01-Oct-08 | Grant | 1,500 | $28.79 | $43,185.00 | 100% 0 to 1.5K | 35% |