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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Nov-13 6:04 PM View:  | L & L Energy, Inc. (LLEN) | 01-Nov-13 | Market Purchase | 3,000 | $1.42 | $4,274.70 | < 1% 7.4M to 7.41M | 7% |
| 21-Oct-13 6:10 PM View: | L & L Energy, Inc. (LLEN) | 18-Oct-13 | Market Purchase | 3,000 | $1.73 | $5,192.10 | < 1% 7.4M to 7.4M | (4%) |
| 26-Sep-13 7:39 PM View: | L & L Energy, Inc. (LLEN) | 26-Sep-13 | Acquisition (other) | 750,447 | -- | -- | 12% 6.45M to 7.2M | |
| 30-Sep-13 4:33 PM View: | L & L Energy, Inc. (LLEN) | 24-Sep-13 | Grant | 200,000 | $1.09 | $218,000.00 | 3% 7.2M to 7.4M | 21% |
| 03-May-13 4:23 PM View: | L & L Energy, Inc. (LLEN) | 30-Apr-13 | Grant | 28,571 | $1.75 | $49,999.20 | < 1% 6.42M to 6.45M | |
| 05-Nov-12 4:18 PM View: | L & L Energy, Inc. (LLEN) | 31-Oct-12 | Market Sale | 750,447 | $2.13 | $1,598,450.00 | (10%) 7.17M to 6.42M | 11% |
| 22-Sep-11 2:02 PM View: | L & L Energy, Inc. (LLEN) | 22-Sep-11 | Market Purchase | 4,800 | $2.77 | $13,293.10 | < 1% 7.17M to 7.17M | (32%) |
| 31-Aug-11 7:51 PM View: | L & L Energy, Inc. (LLEN) | 29-Aug-11 | Purchase | 49,411 | $8.50 | $419,994.00 | < 1% 7.12M to 7.17M | |
| 06-Apr-11 2:30 PM View: | L & L Energy, Inc. (LLEN) | 06-Apr-11 | Market Purchase | 1,600 | $5.93 | $9,483.04 | < 1% 7.12M to 7.12M | (68%) |
| 31-Jan-11 6:23 PM View: | L & L Energy, Inc. (LLEN) | 26-Jan-11 | Market Sale | 300 | $7.73 | $2,319.00 | (< 1%) 7.12M to 7.12M | 76% |
| 31-Jan-11 6:23 PM View: | L & L Energy, Inc. (LLEN) | 25-Jan-11 | Market Sale | 179,000 | $7.56 | $1,353,240.00 | (2%) 7.3M to 7.12M | 75% |
| 31-Jan-11 6:23 PM View: | L & L Energy, Inc. (LLEN) | 24-Jan-11 | Market Sale | 36,806 | $7.80 | $287,087.00 | (< 1%) 7.33M to 7.3M | 76% |
| 27-Dec-10 9:30 PM View: | L & L Energy, Inc. (LLEN) | 16-Dec-10 | Gift | 200,000 | -- | -- | (3%) 7.53M to 7.33M | |
| 13-Dec-10 7:51 PM View: | L & L Energy, Inc. (LLEN) | 15-Sep-10 | Grant | 138,711 | $7.29 | $1,011,200.00 | 2% 7.39M to 7.53M | (76%) |
| 26-Aug-10 7:37 PM View: | L & L Energy, Inc. (LLEN) | 25-Aug-10 | Option Exercise | 54,000 | $2.92 | $157,500.00 | < 1% 7.34M to 7.39M | |
| 02-Jul-10 8:09 PM View: | L & L Energy, Inc. (LLEN) | 01-Jul-10 | Option Exercise | 200,000 | $2.54 | $507,000.00 | 3% 7.13M to 7.33M | |
| 04-Jun-10 4:29 PM View: | L & L Energy, Inc. (LLEN) | 02-Jun-10 | Market Purchase | 12,000 | $8.56 | $102,708.00 | < 1% 7.12M to 7.13M | (79%) |
| 02-Jul-10 8:09 PM View: | L & L Energy, Inc. (LLEN) | 30-Apr-10 | Grant | 4,860 | -- | -- | < 1% 7.33M to 7.34M | |
| 30-Apr-10 9:34 PM View: | L & L Energy, Inc. (LLEN) | 29-Apr-10 | Exercise (in-the money or at-the-money) | 24,000 | $2.25 | $54,000.00 | < 1% 7.1M to 7.12M | |
| 28-Apr-10 2:19 PM View: | L & L Energy, Inc. (LLEN) | 27-Apr-10 | Gift | 200,000 | -- | -- | (3%) 7.3M to 7.1M | |
| 02-Oct-09 6:02 PM View: | L & L Energy, Inc. (LLEN) | 30-Sep-09 | Gift | 400,000 | -- | -- | (5%) 7.7M to 7.3M |