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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Mar-18 5:11 PM View:  | Calpine Corp. (CPN) | 08-Mar-18 | Disposition | 97,867 | -- | -- | (26%) 374.81K to 276.95K | |
| 12-Mar-18 5:11 PM View: | Calpine Corp. (CPN) | 08-Mar-18 | Disposition | 276,948 | -- | -- | (100%) 276.95K to 0 | |
| 03-Jan-18 4:37 PM View: | Calpine Corp. (CPN) | 31-Dec-17 | Payment of Exercise | 22,905 | $15.13 | $346,553.00 | (7%) 330.29K to 307.39K | |
| 03-Jan-18 4:37 PM View: | Calpine Corp. (CPN) | 31-Dec-17 | Option Exercise | 59,622 | -- | -- | 22% 270.67K to 330.29K | |
| 18-Dec-17 7:27 AM View: | Calpine Corp. (CPN) | 13-Dec-17 | Market Sale | 177,627 | $15.12 | $2,685,720.00 | (40%) 448.3K to 270.67K | (< 1%) |
| 04-Jan-17 4:32 PM View: | Calpine Corp. (CPN) | 31-Dec-16 | Payment of Exercise | 26,404 | $11.43 | $301,798.00 | (6%) 420.95K to 394.55K | (33%) |
| 24-Feb-16 5:00 PM View: | Calpine Corp. (CPN) | 22-Feb-16 | Grant | 69,103 | -- | -- | 20% 351.85K to 420.95K | |
| 04-Jan-16 5:43 PM View: | Calpine Corp. (CPN) | 31-Dec-15 | Payment of Exercise | 33,968 | $14.47 | $491,517.00 | (8%) 426.07K to 392.1K | (5%) |
| 27-Jul-15 6:54 PM View: | Calpine Corp. (CPN) | 27-Jul-15 | Payment of Exercise | 1,651 | $16.57 | $27,357.10 | (< 1%) 427.72K to 426.07K | 8% |
| 27-Jul-15 6:54 PM View: | Calpine Corp. (CPN) | 27-Jul-15 | Option Exercise | 1,914 | $12.64 | $24,193.00 | < 1% 425.81K to 427.72K | |
| 27-Jul-15 6:54 PM View: | Calpine Corp. (CPN) | 24-Jul-15 | Payment of Exercise | 10,719 | $16.61 | $178,043.00 | (2%) 436.53K to 425.81K | 8% |
| 27-Jul-15 6:54 PM View: | Calpine Corp. (CPN) | 24-Jul-15 | Option Exercise | 12,445 | $12.64 | $157,305.00 | 3% 424.08K to 436.53K | |
| 27-Jul-15 6:54 PM View: | Calpine Corp. (CPN) | 23-Jul-15 | Payment of Exercise | 2,863 | $16.87 | $48,298.80 | (< 1%) 426.94K to 424.08K | 10% |
| 27-Jul-15 6:54 PM View: | Calpine Corp. (CPN) | 23-Jul-15 | Option Exercise | 3,350 | $12.64 | $42,344.00 | < 1% 423.59K to 426.94K | |
| 21-Jul-15 8:05 PM View: | Calpine Corp. (CPN) | 21-Jul-15 | Payment of Exercise | 1,225 | $16.94 | $20,751.50 | (< 1%) 424.82K to 423.59K | 10% |
| 21-Jul-15 8:05 PM View: | Calpine Corp. (CPN) | 21-Jul-15 | Option Exercise | 1,436 | $12.64 | $18,151.00 | < 1% 423.38K to 424.82K | |
| 21-Jul-15 8:05 PM View: | Calpine Corp. (CPN) | 20-Jul-15 | Payment of Exercise | 13,456 | $16.97 | $228,348.00 | (3%) 436.84K to 423.38K | 10% |
| 21-Jul-15 8:05 PM View: | Calpine Corp. (CPN) | 20-Jul-15 | Option Exercise | 15,795 | $12.64 | $199,649.00 | 4% 421.04K to 436.84K | |
| 21-Jul-15 8:05 PM View: | Calpine Corp. (CPN) | 17-Jul-15 | Payment of Exercise | 2,827 | $17.30 | $48,907.10 | (< 1%) 423.87K to 421.04K | 12% |
| 21-Jul-15 8:05 PM View: | Calpine Corp. (CPN) | 17-Jul-15 | Option Exercise | 3,350 | $12.64 | $42,344.00 | < 1% 420.52K to 423.87K | |
| 10-Jul-15 4:58 PM View: | Calpine Corp. (CPN) | 09-Jul-15 | Payment of Exercise | 2,419 | $17.37 | $42,018.00 | (< 1%) 422.94K to 420.52K | 12% |
| 10-Jul-15 4:58 PM View: | Calpine Corp. (CPN) | 09-Jul-15 | Option Exercise | 2,872 | $12.64 | $36,302.10 | < 1% 420.07K to 422.94K | |
| 10-Jul-15 4:58 PM View: | Calpine Corp. (CPN) | 08-Jul-15 | Payment of Exercise | 6,035 | $17.43 | $105,190.00 | (1%) 426.1K to 420.07K | 13% |
| 10-Jul-15 4:58 PM View: | Calpine Corp. (CPN) | 08-Jul-15 | Option Exercise | 7,180 | $12.64 | $90,755.20 | 2% 418.92K to 426.1K | |
| 07-Jul-15 6:06 PM View: | Calpine Corp. (CPN) | 02-Jul-15 | Payment of Exercise | 5,208 | $17.58 | $91,556.60 | (1%) 424.13K to 418.92K | 13% |
| 07-Jul-15 6:06 PM View: | Calpine Corp. (CPN) | 02-Jul-15 | Option Exercise | 6,222 | $12.64 | $78,646.10 | 1% 417.91K to 424.13K | |
| 01-Jul-15 6:55 PM View: | Calpine Corp. (CPN) | 01-Jul-15 | Payment of Exercise | 11,175 | $17.71 | $197,909.00 | (3%) 429.08K to 417.91K | 14% |
| 01-Jul-15 6:55 PM View: | Calpine Corp. (CPN) | 01-Jul-15 | Option Exercise | 13,402 | $12.64 | $169,401.00 | 3% 415.68K to 429.08K | |
| 01-Jul-15 6:55 PM View: | Calpine Corp. (CPN) | 29-Jun-15 | Payment of Exercise | 21,385 | $17.99 | $384,716.00 | (5%) 437.07K to 415.68K | 15% |
| 01-Jul-15 6:55 PM View: | Calpine Corp. (CPN) | 29-Jun-15 | Option Exercise | 25,846 | $12.64 | $326,693.00 | 6% 411.22K to 437.07K | |
| 01-Jul-15 6:55 PM View: | Calpine Corp. (CPN) | 08-Jun-15 | Gift | 17,345 | -- | -- | (4%) 428.57K to 411.22K | |
| 02-Mar-15 6:17 PM View: | Calpine Corp. (CPN) | 28-Feb-15 | Payment of Exercise | 3,881 | $21.20 | $82,277.20 | (< 1%) 731.46K to 727.58K | 28% |
| 02-Mar-15 6:17 PM View: | Calpine Corp. (CPN) | 26-Feb-15 | Grant | 38,641 | -- | -- | 6% 696.65K to 735.29K | |
| 02-Mar-15 6:17 PM View: | Calpine Corp. (CPN) | 26-Feb-15 | Payment of Exercise | 3,831 | $21.46 | $82,213.30 | (< 1%) 735.29K to 731.46K | 29% |
| 22-Dec-14 6:31 PM View: | Calpine Corp. (CPN) | 21-Dec-14 | Payment of Exercise | 11,784 | $21.85 | $257,480.00 | (3%) 392.08K to 380.29K | 30% |
| 22-Dec-14 6:31 PM View: | Calpine Corp. (CPN) | 11-Nov-14 | Gift | 2,979 | -- | -- | (< 1%) 395.06K to 392.08K | |
| 05-Sep-14 9:16 PM View: | Calpine Corp. (CPN) | 05-Sep-14 | Payment of Exercise | 283,077 | $24.03 | $6,802,340.00 | (44%) 644.18K to 361.11K | 37% |
| 05-Sep-14 9:16 PM View: | Calpine Corp. (CPN) | 05-Sep-14 | Option Exercise | 345,000 | $16.60 | $5,727,000.00 | 115% 299.18K to 644.18K | |
| 02-Jun-14 7:10 PM View: | Calpine Corp. (CPN) | 29-May-14 | Gift | 2,219 | -- | -- | (< 1%) 334.61K to 332.39K | |
| 28-Feb-14 7:24 PM View: | Calpine Corp. (CPN) | 26-Feb-14 | Grant | 42,211 | -- | -- | 16% 261.37K to 303.58K | |
| 29-Jan-14 7:51 PM View: | Calpine Corp. (CPN) | 29-Jan-14 | Option Exercise | 4,786 | $12.64 | $60,495.00 | 2% 256.58K to 261.37K | |
| 29-Jan-14 7:51 PM View: | Calpine Corp. (CPN) | 27-Jan-14 | Option Exercise | 2,872 | $12.64 | $36,302.10 | 1% 253.71K to 256.58K | |
| 15-Nov-13 5:13 PM View: | Calpine Corp. (CPN) | 13-Nov-13 | Gift | 3,164 | -- | -- | (1%) 287.35K to 284.18K | |
| 13-Sep-13 4:04 PM View: | Calpine Corp. (CPN) | 11-Sep-13 | Payment of Exercise | 3,498 | $18.69 | $65,377.60 | (1%) 264.89K to 261.39K | 18% |
| 13-Sep-13 4:04 PM View: | Calpine Corp. (CPN) | 11-Sep-13 | Option Exercise | 4,307 | $12.64 | $54,440.50 | 2% 260.59K to 264.89K | |
| 16-Aug-13 7:09 PM View: | Calpine Corp. (CPN) | 16-Aug-13 | Payment of Exercise | 9,695 | $18.78 | $182,072.00 | (4%) 270.28K to 260.59K | 19% |
| 16-Aug-13 7:09 PM View: | Calpine Corp. (CPN) | 16-Aug-13 | Option Exercise | 11,966 | $12.64 | $151,250.00 | 5% 258.31K to 270.28K | |
| 16-Aug-13 7:09 PM View: | Calpine Corp. (CPN) | 15-Aug-13 | Payment of Exercise | 5,010 | $19.03 | $95,340.30 | (2%) 263.32K to 258.31K | 20% |
| 16-Aug-13 7:09 PM View: | Calpine Corp. (CPN) | 15-Aug-13 | Option Exercise | 6,223 | $12.64 | $78,658.70 | 2% 257.1K to 263.32K | |
| 16-Aug-13 7:09 PM View: | Calpine Corp. (CPN) | 14-Aug-13 | Payment of Exercise | 320,326 | $19.16 | $6,137,450.00 | (55%) 577.43K to 257.1K | 20% |