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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-19 4:40 PM View:  | Energy Focus, Inc (EFOI) | 31-Dec-18 | Grant | 6,906 | $0.53 | $3,631.87 | 100% 0 to 6.91K | |
| 14-Nov-13 6:46 PM View: | Bookham Inc. (OCLR) | 13-Nov-13 | Market Sale | 30,000 | $2.20 | $66,000.00 | (31%) 96.19K to 66.19K | (275%) |
| 14-Nov-13 6:46 PM View: | Bookham Inc. (OCLR) | 12-Nov-13 | Payment of Exercise | 41,000 | $2.16 | $88,367.30 | (30%) 137.19K to 96.19K | (283%) |
| 14-Nov-13 6:46 PM View: | Bookham Inc. (OCLR) | 22-Oct-13 | Grant | 30,000 | -- | -- | 28% 107.19K to 137.19K | |
| 19-Aug-13 9:00 PM View: | Bookham Inc. (OCLR) | 15-Aug-13 | Grant | 20,000 | -- | -- | 22% 92.23K to 112.23K | |
| 19-Aug-13 9:00 PM View: | Bookham Inc. (OCLR) | 15-Aug-13 | Payment of Exercise | 5,044 | $1.12 | $5,649.28 | (4%) 112.23K to 107.19K | (638%) |
| 16-May-13 4:00 PM View: | Bookham Inc. (OCLR) | 15-May-13 | Payment of Exercise | 459 | $1.05 | $481.95 | (< 1%) 92.69K to 92.23K | (687%) |
| 22-Feb-13 6:25 PM View: | Bookham Inc. (OCLR) | 21-Feb-13 | Payment of Exercise | 524 | $1.45 | $759.80 | (< 1%) 93.22K to 92.69K | |
| 20-Aug-12 7:02 PM View: | Bookham Inc. (OCLR) | 20-Aug-12 | Payment of Exercise | 2,373 | $2.74 | $6,502.02 | (2%) 95.59K to 93.22K | (202%) |
| 20-Aug-12 7:02 PM View: | Bookham Inc. (OCLR) | 16-Aug-12 | Payment of Exercise | 1,786 | $2.70 | $4,822.20 | (2%) 97.37K to 95.59K | (206%) |
| 17-Aug-12 6:09 PM View: | Bookham Inc. (OCLR) | 15-Aug-12 | Grant | 50,000 | -- | -- | 106% 47.37K to 97.37K | |
| 01-Feb-12 6:54 PM View: | Bookham Inc. (OCLR) | 31-Jan-12 | Payment of Exercise | 23 | $4.14 | $95.22 | (< 1%) 47.4K to 47.37K | (101%) |
| 15-Nov-11 4:08 PM View: | Bookham Inc. (OCLR) | 11-Nov-11 | Payment of Exercise | 23 | $3.39 | $77.97 | (< 1%) 52.42K to 52.4K | (145%) |
| 17-Aug-11 9:35 PM View: | Bookham Inc. (OCLR) | 17-Aug-11 | Market Sale | 2,727 | $3.79 | $10,330.10 | (5%) 55.15K to 52.42K | (119%) |
| 17-Aug-11 9:35 PM View: | Bookham Inc. (OCLR) | 15-Aug-11 | Grant | 20,000 | -- | -- | 57% 35.15K to 55.15K | |
| 11-Aug-11 6:11 PM View: | Bookham Inc. (OCLR) | 10-Aug-11 | Market Sale (Planned) | 21 | $3.53 | $74.13 | (< 1%) 35.17K to 35.15K | (135%) |
| 11-May-11 6:22 PM View: | Bookham Inc. (OCLR) | 10-May-11 | Market Sale (Planned) | 23 | $10.59 | $243.57 | (< 1%) 33.19K to 33.17K | 22% |
| 11-Mar-11 6:57 PM View: | Bookham Inc. (OCLR) | 10-Mar-11 | Grant | 5,000 | -- | -- | 18% 28.19K to 33.19K | |
| 11-Feb-11 5:49 PM View: | Bookham Inc. (OCLR) | 10-Feb-11 | Market Sale (Planned) | 22 | $16.40 | $360.69 | < 1% 28.17K to 28.19K | (49%) |
| 10-Nov-10 8:14 PM View: | Bookham Inc. (OCLR) | 10-Nov-10 | Market Sale (Planned) | 24 | $9.38 | $225.12 | (< 1%) 28.24K to 28.21K | 12% |
| 24-Aug-10 3:20 PM View: | Bookham Inc. (OCLR) | 20-Aug-10 | Grant | 2,000 | $10.26 | $20,520.00 | 7% 28.24K to 30.24K | (20%) |
| 18-Aug-10 7:07 PM View: | Bookham Inc. (OCLR) | 16-Aug-10 | Grant | 25,800 | -- | -- | 1059% 2.44K to 28.24K | |
| 13-Aug-10 8:08 PM View: | Bookham Inc. (OCLR) | 11-Aug-10 | Market Sale (Planned) | 24 | $11.39 | $273.36 | (< 1%) 2.46K to 2.44K | 28% |
| 17-May-10 9:39 PM View: | Bookham Inc. (OCLR) | 13-May-10 | Market Sale (Planned) | 20 | $13.62 | $272.40 | (< 1%) 2.48K to 2.46K | 39% |
| 16-Feb-10 7:46 PM View: | Bookham Inc. (OCLR) | 11-Feb-10 | Market Sale (Planned) | 95 | $1.82 | $172.90 | (< 1%) 12.52K to 12.42K | (353%) |
| 13-Nov-09 7:44 PM View: | Bookham Inc. (OCLR) | 11-Nov-09 | Market Sale (Planned) | 98 | $1.21 | $118.77 | (< 1%) 12.61K to 12.52K | (578%) |
| 14-Aug-09 9:51 PM View: | Bookham Inc. (OCLR) | 12-Aug-09 | Market Sale (Planned) | 148 | $0.61 | $89.81 | (1%) 12.76K to 12.61K | (1265%) |
| 01-Apr-09 5:26 PM View: | Bookham Inc. (OCLR) | 30-Mar-09 | Market Sale (Planned) | 59 | $0.41 | $24.31 | (< 1%) 22.42K to 22.36K | (2077%) |
| 09-Mar-09 8:02 PM View: | Bookham Inc. (OCLR) | 05-Mar-09 | Market Sale (Planned) | 32 | $0.26 | $8.32 | (< 1%) 22.45K to 22.42K | (3383%) |
| 02-Feb-09 6:59 PM View: | Bookham Inc. (OCLR) | 29-Jan-09 | Market Sale (Planned) | 550 | $0.38 | $209.99 | (2%) 23.0K to 22.45K | (2270%) |