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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-May-17 6:19 PM View:  | Ultratech Inc. (UTEK) | 26-May-17 | Disposition | 3,750 | $30.16 | $113,100.00 | (100%) 3.75K to 0 | < 1% |
| 30-Jan-17 9:22 PM View: | Applied Micro Circuits Corp. (AMCC) | 26-Jan-17 | Disposition | 210,567 | -- | -- | (19%) 1.12M to 913.26K | |
| 30-Jan-17 9:22 PM View: | Applied Micro Circuits Corp. (AMCC) | 26-Jan-17 | Disposition (change in control) | 913,261 | -- | -- | (100%) 913.26K to 0 | |
| 17-Nov-16 6:28 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-16 | Grant | 25,000 | -- | -- | 2% 1.12M to 1.15M | |
| 17-Nov-16 6:28 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-16 | Payment of Exercise | 28,191 | $7.50 | $211,432.00 | (2%) 1.15M to 1.12M | (12%) |
| 17-Aug-16 2:31 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-16 | Grant | 25,000 | -- | -- | 2% 1.13M to 1.15M | |
| 17-Aug-16 2:31 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-16 | Payment of Exercise | 28,190 | $7.19 | $202,686.00 | (2%) 1.15M to 1.12M | (17%) |
| 28-Jul-16 1:58 PM View: | Ultratech Inc. (UTEK) | 25-Jul-16 | Grant | 3,750 | -- | -- | 100% 0 to 3.75K | |
| 17-May-16 7:37 PM View: | Applied Micro Circuits Corp. (AMCC) | 16-May-16 | Grant | 145,459 | -- | -- | 14% 1.02M to 1.16M | |
| 17-May-16 7:37 PM View: | Applied Micro Circuits Corp. (AMCC) | 16-May-16 | Payment of Exercise | 35,322 | $6.21 | $219,350.00 | (3%) 1.16M to 1.13M | (35%) |
| 17-May-16 7:37 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-16 | Grant | 25,000 | -- | -- | 2% 1.01M to 1.03M | |
| 17-May-16 7:37 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-16 | Payment of Exercise | 17,261 | $6.21 | $107,191.00 | (2%) 1.03M to 1.02M | (35%) |
| 17-Feb-16 6:58 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Feb-16 | Grant | 25,000 | -- | -- | 2% 1.0M to 1.03M | |
| 17-Feb-16 6:58 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Feb-16 | Payment of Exercise | 17,602 | $5.36 | $94,346.70 | (2%) 1.03M to 1.01M | (57%) |
| 17-Nov-15 6:41 PM View: | Applied Micro Circuits Corp. (AMCC) | 16-Nov-15 | Grant | 127,461 | -- | -- | 15% 870.77K to 998.23K | |
| 17-Nov-15 6:41 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-15 | Grant | 25,000 | -- | -- | 3% 865.58K to 890.58K | |
| 17-Nov-15 6:41 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-15 | Payment of Exercise | 19,809 | $6.87 | $136,088.00 | (2%) 890.58K to 870.77K | (22%) |
| 18-Aug-15 4:20 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-15 | Grant | 25,000 | -- | -- | 3% 860.39K to 885.39K | |
| 18-Aug-15 4:20 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-15 | Payment of Exercise | 19,809 | $5.84 | $115,685.00 | (2%) 885.39K to 865.58K | (44%) |
| 19-May-15 3:49 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-15 | Grant | 150,000 | -- | -- | 19% 777.18K to 927.18K | |
| 19-May-15 3:49 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-15 | Payment of Exercise | 67,584 | $6.11 | $412,938.00 | (7%) 927.18K to 859.6K | (37%) |
| 25-Feb-15 1:41 PM View: | Applied Micro Circuits Corp. (AMCC) | 25-Feb-15 | Market Purchase | 10,000 | $4.95 | $49,500.00 | 1% 767.18K to 777.18K | 70% |
| 18-Feb-15 7:45 PM View: | Applied Micro Circuits Corp. (AMCC) | 17-Feb-15 | Payment of Exercise | 5,135 | $5.12 | $26,291.20 | (< 1%) 772.32K to 767.18K | (64%) |
| 03-Feb-15 2:14 PM View: | Applied Micro Circuits Corp. (AMCC) | 03-Feb-15 | Market Purchase | 10,000 | $4.82 | $48,200.00 | 1% 762.32K to 772.32K | 74% |
| 18-Nov-14 5:19 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-14 | Disposition | 3,171 | $5.93 | $18,804.00 | (< 1%) 762.99K to 759.82K | (42%) |
| 03-Nov-14 6:41 PM View: | Applied Micro Circuits Corp. (AMCC) | 30-Oct-14 | Grant | 100,000 | -- | -- | 15% 662.99K to 762.99K | |
| 18-Aug-14 5:54 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-14 | Disposition | 2,414 | $8.25 | $19,915.50 | (< 1%) 665.4K to 662.99K | (2%) |
| 16-Jun-14 5:36 PM View: | Applied Micro Circuits Corp. (AMCC) | 12-Jun-14 | Market Sale (Planned) | 1,000 | $11.62 | $11,620.00 | (< 1%) 664.39K to 663.39K | 28% |
| 13-Jun-14 2:37 PM View: | Applied Micro Circuits Corp. (AMCC) | 10-Jun-14 | Market Sale (Planned) | 1,000 | $11.00 | $11,000.00 | (< 1%) 665.39K to 664.39K | 24% |
| 19-May-14 5:23 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-14 | Grant | 49,264 | -- | -- | 8% 645.55K to 694.81K | |
| 19-May-14 5:23 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-14 | Payment of Exercise | 29,425 | $8.55 | $251,584.00 | (4%) 694.81K to 665.39K | 2% |
| 01-Apr-14 8:27 PM View: | Applied Micro Circuits Corp. (AMCC) | 31-Mar-14 | Grant | 166,666 | -- | -- | 30% 554.61K to 721.27K | |
| 01-Apr-14 8:27 PM View: | Applied Micro Circuits Corp. (AMCC) | 31-Mar-14 | Disposition | 75,725 | $9.90 | $749,678.00 | (10%) 721.27K to 645.55K | 15% |
| 19-Feb-14 4:48 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Feb-14 | Payment of Exercise | 3,085 | $10.70 | $33,009.50 | (< 1%) 557.69K to 554.61K | 21% |
| 19-Nov-13 5:14 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-13 | Grant | 200,000 | -- | -- | 43% 463.27K to 663.27K | |
| 19-Nov-13 5:14 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-13 | Disposition | 108,079 | $10.97 | $1,185,630.00 | (16%) 663.27K to 555.19K | 23% |
| 04-Nov-13 9:17 AM View: | Applied Micro Circuits Corp. (AMCC) | 01-Nov-13 | Market Sale (Planned) | 102,098 | $11.50 | $1,174,260.00 | (18%) 565.37K to 463.27K | 27% |
| 19-Aug-13 6:22 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-13 | Grant | 166,667 | -- | -- | 34% 489.39K to 656.06K | |
| 19-Aug-13 6:22 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-13 | Disposition | 90,686 | $11.97 | $1,085,510.00 | (14%) 656.06K to 565.37K | 30% |
| 17-May-13 5:09 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-13 | Grant | 363,153 | -- | -- | 137% 265.34K to 628.49K | |
| 17-May-13 5:09 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-13 | Disposition | 139,100 | $7.69 | $1,069,680.00 | (22%) 628.49K to 489.39K | (9%) |
| 19-Feb-13 5:45 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Feb-13 | Disposition | 1,804 | $8.55 | $15,424.20 | (< 1%) 267.14K to 265.34K | 2% |
| 19-Nov-12 3:06 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-12 | Grant | 233,066 | -- | -- | 161% 144.82K to 377.88K | |
| 19-Nov-12 3:06 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-12 | Disposition | 110,742 | $6.13 | $678,848.00 | (29%) 377.88K to 267.14K | (37%) |
| 16-Aug-12 8:23 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-12 | Disposition | 1,529 | $5.29 | $8,088.41 | (1%) 146.35K to 144.82K | (59%) |
| 17-May-12 3:14 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-May-12 | Disposition | 1,530 | $5.46 | $8,353.80 | (1%) 147.88K to 146.35K | (54%) |
| 08-May-12 2:27 PM View: | Applied Micro Circuits Corp. (AMCC) | 07-May-12 | Market Purchase | 10,000 | $5.42 | $54,242.00 | 7% 137.88K to 147.88K | 55% |
| 17-Feb-12 7:01 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Feb-12 | Disposition | 1,721 | $7.37 | $12,683.80 | (1%) 139.6K to 137.88K | (14%) |
| 16-Nov-11 6:52 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Nov-11 | Disposition | 1,946 | $8.02 | $15,606.90 | (1%) 141.54K to 139.6K | (5%) |
| 17-Aug-11 5:15 PM View: | Applied Micro Circuits Corp. (AMCC) | 15-Aug-11 | Disposition | 1,530 | $5.86 | $8,965.80 | (1%) 143.07K to 141.54K | (44%) |