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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Feb-23 3:31 PM View:  | Northeast Utilities (ES) | 22-Feb-23 | Payment of Exercise | 2,779 | $80.27 | $223,070.00 | (5%) 51.61K to 48.83K | (7%) |
| 17-Feb-23 3:53 PM View: | Northeast Utilities (ES) | 15-Feb-23 | Payment of Exercise | 1,154 | $78.89 | $91,039.10 | (2%) 52.84K to 51.69K | (9%) |
| 03-Feb-23 4:51 PM View: | Northeast Utilities (ES) | 01-Feb-23 | Grant | 9,456 | -- | -- | 22% 43.1K to 52.55K | |
| 12-May-22 4:42 PM View: | Northeast Utilities (ES) | 11-May-22 | Market Sale | 11,159 | $90.14 | $1,005,870.00 | (21%) 53.92K to 42.77K | 4% |
| 28-Feb-22 4:41 PM View: | Northeast Utilities (ES) | 24-Feb-22 | Payment of Exercise | 5,068 | $79.70 | $403,920.00 | (9%) 58.91K to 53.84K | |
| 17-Feb-22 11:07 AM View: | Northeast Utilities (ES) | 15-Feb-22 | Payment of Exercise | 1,657 | $82.21 | $136,222.00 | (3%) 61.47K to 59.81K | (5%) |
| 04-Feb-22 6:23 PM View: | Northeast Utilities (ES) | 02-Feb-22 | Grant | 15,195 | -- | -- | 33% 46.1K to 61.29K | |
| 28-Feb-22 4:41 PM View: | Northeast Utilities (ES) | 02-Feb-22 | Grant | 11,399 | -- | -- | 23% 49.17K to 60.57K | |
| 24-Feb-21 11:25 AM View: | Northeast Utilities (ES) | 22-Feb-21 | Payment of Exercise | 4,400 | $81.46 | $358,424.00 | (9%) 50.73K to 46.33K | 2% |
| 17-Feb-21 7:11 PM View: | Northeast Utilities (ES) | 16-Feb-21 | Payment of Exercise | 2,014 | $85.17 | $171,532.00 | (4%) 52.73K to 50.72K | 2% |
| 10-Feb-21 3:50 PM View: | Northeast Utilities (ES) | 08-Feb-21 | Grant | 14,431 | -- | -- | 38% 38.29K to 52.72K | |
| 09-Oct-20 4:50 PM View: | Northeast Utilities (ES) | 08-Oct-20 | Market Sale (Planned) | 11,142 | $92.00 | $1,025,060.00 | (23%) 49.28K to 38.13K | 10% |
| 24-Feb-20 5:16 PM View: | Northeast Utilities (ES) | 21-Feb-20 | Payment of Exercise | 5,400 | $95.65 | $516,510.00 | (10%) 54.32K to 48.92K | 16% |
| 19-Feb-20 5:45 PM View: | Northeast Utilities (ES) | 18-Feb-20 | Disposition | 3,036 | $93.66 | $284,352.00 | (5%) 57.35K to 54.32K | 14% |
| 07-Feb-20 3:10 PM View: | Northeast Utilities (ES) | 05-Feb-20 | Grant | 17,457 | -- | -- | 44% 39.77K to 57.22K | |
| 25-Feb-19 6:13 PM View: | Northeast Utilities (ES) | 22-Feb-19 | Market Sale | 15,000 | $70.06 | $1,050,920.00 | (28%) 54.23K to 39.23K | (16%) |
| 22-Feb-19 6:16 PM View: | Northeast Utilities (ES) | 21-Feb-19 | Payment of Exercise | 1,752 | $70.27 | $123,113.00 | (3%) 55.98K to 54.23K | (15%) |
| 20-Feb-19 6:00 PM View: | Northeast Utilities (ES) | 15-Feb-19 | Payment of Exercise | 1,895 | $70.10 | $132,840.00 | (3%) 57.88K to 55.98K | (15%) |
| 08-Feb-19 5:49 PM View: | Northeast Utilities (ES) | 06-Feb-19 | Grant | 10,822 | -- | -- | 23% 46.88K to 57.7K | |
| 15-May-18 4:35 PM View: | Northeast Utilities (ES) | 14-May-18 | Market Sale | 17,248 | $57.85 | $997,797.00 | (25%) 67.91K to 50.66K | (37%) |
| 15-May-18 4:35 PM View: | Northeast Utilities (ES) | 14-May-18 | Market Sale | 4,252 | $57.53 | $244,618.00 | (8%) 50.66K to 46.41K | (37%) |
| 23-Feb-18 5:07 PM View: | Northeast Utilities (ES) | 21-Feb-18 | Payment of Exercise | 1,284 | $58.17 | $74,690.30 | (2%) 69.01K to 67.72K | (35%) |
| 20-Feb-18 6:20 PM View: | Northeast Utilities (ES) | 15-Feb-18 | Payment of Exercise | 1,542 | $57.58 | $88,788.40 | (2%) 70.54K to 69.0K | (36%) |
| 09-Feb-18 6:18 PM View: | Northeast Utilities (ES) | 07-Feb-18 | Grant | 10,946 | -- | -- | 18% 59.4K to 70.34K | |
| 02-Mar-17 6:31 PM View: | Northeast Utilities (ES) | 28-Feb-17 | Market Sale | 17,040 | $58.59 | $998,387.00 | (22%) 75.77K to 58.73K | (31%) |
| 27-Feb-17 7:45 PM View: | Northeast Utilities (ES) | 23-Feb-17 | Grant | 4,410 | -- | -- | 6% 72.79K to 77.2K | |
| 27-Feb-17 7:45 PM View: | Northeast Utilities (ES) | 23-Feb-17 | Payment of Exercise | 1,432 | $56.15 | $80,406.80 | (2%) 77.2K to 75.77K | (37%) |
| 22-Feb-17 8:21 PM View: | Northeast Utilities (ES) | 17-Feb-17 | Payment of Exercise | 1,361 | $55.95 | $76,148.00 | (2%) 74.16K to 72.8K | (38%) |
| 06-Feb-17 7:27 PM View: | Northeast Utilities (ES) | 02-Feb-17 | Grant | 7,392 | -- | -- | 11% 66.55K to 73.94K | |
| 23-Feb-16 4:55 PM View: | Northeast Utilities (ES) | 22-Feb-16 | Payment of Exercise | 1,843 | $54.67 | $100,757.00 | (3%) 67.81K to 65.97K | (46%) |
| 23-Feb-16 4:55 PM View: | Northeast Utilities (ES) | 19-Feb-16 | Payment of Exercise | 1,429 | $53.51 | $76,465.80 | (2%) 69.24K to 67.81K | (49%) |
| 05-Feb-16 6:42 PM View: | Northeast Utilities (ES) | 03-Feb-16 | Grant | 9,637 | -- | -- | 16% 59.42K to 69.05K | |
| 14-Apr-15 5:08 PM View: | Northeast Utilities (ES) | 10-Apr-15 | Payment of Exercise | 11,550 | $49.96 | $577,038.00 | (16%) 70.56K to 59.01K | (64%) |
| 24-Feb-15 5:41 PM View: | Northeast Utilities (ES) | 20-Feb-15 | Payment of Exercise | 1,004 | $51.02 | $51,224.10 | (1%) 70.41K to 69.41K | (62%) |
| 05-Feb-15 6:19 PM View: | Northeast Utilities (ES) | 04-Feb-15 | Payment of Exercise | 1,112 | $55.80 | $62,049.60 | (2%) 71.32K to 70.21K | (48%) |
| 05-Feb-15 6:19 PM View: | Northeast Utilities (ES) | 03-Feb-15 | Grant | 3,500 | -- | -- | 5% 67.82K to 71.32K | |
| 27-Aug-14 4:33 PM View: | Northeast Utilities (ES) | 25-Aug-14 | Option Exercise | 34,452 | $27.00 | $930,162.00 | 51% 67.11K to 101.57K | |
| 27-Aug-14 4:33 PM View: | Northeast Utilities (ES) | 25-Aug-14 | Market Option Sale | 34,452 | $45.34 | $1,561,930.00 | (34%) 101.57K to 67.11K | (85%) |
| 25-Feb-14 6:33 PM View: | Northeast Utilities (ES) | 21-Feb-14 | Payment of Exercise | 506 | $44.97 | $22,754.80 | (< 1%) 66.68K to 66.17K | (90%) |
| 06-Feb-14 6:13 PM View: | Northeast Utilities (ES) | 04-Feb-14 | Grant | 4,300 | -- | -- | 7% 62.15K to 66.45K | |
| 29-Jan-14 5:13 PM View: | Northeast Utilities (ES) | 27-Jan-14 | Payment of Exercise | 2,171 | $42.43 | $92,115.50 | (3%) 64.32K to 62.15K | (101%) |
| 11-Mar-13 6:46 PM View: | Northeast Utilities (ES) | 07-Mar-13 | Option Exercise | 16,060 | $25.44 | $408,629.00 | 26% 61.48K to 77.54K | |
| 11-Mar-13 6:46 PM View: | Northeast Utilities (ES) | 07-Mar-13 | Market Option Sale | 16,060 | $42.58 | $683,779.00 | (21%) 77.54K to 61.48K | (106%) |
| 07-Feb-13 4:07 PM View: | Northeast Utilities (ES) | 05-Feb-13 | Grant | 4,500 | -- | -- | 8% 56.73K to 61.23K | |
| 30-Jan-13 4:56 PM View: | Northeast Utilities (ES) | 28-Jan-13 | Payment of Exercise | 2,098 | $40.25 | $84,444.50 | (4%) 58.83K to 56.73K | (120%) |
| 10-Apr-12 5:43 PM View: | NSTAR (NST) | 10-Apr-12 | Grant | 9,975 | -- | -- | 21% 48.33K to 58.3K | |
| 10-Apr-12 5:43 PM View: | NSTAR (NST) | 10-Apr-12 | Disposition | 52,262 | -- | -- | (90%) 58.3K to 6.04K | |
| 10-Apr-12 5:43 PM View: | NSTAR (NST) | 10-Apr-12 | Disposition | 4,183 | -- | -- | (69%) 6.04K to 1.86K | |
| 10-Apr-12 5:43 PM View: | NSTAR (NST) | 10-Apr-12 | Payment of Exercise | 1,857 | $47.65 | $88,486.10 | (100%) 1.86K to 0 | |
| 10-Apr-12 6:36 PM View: | Northeast Utilities (ES) | 10-Apr-12 | Grant | 19,186 | -- | -- | 100% 0 to 19.19K |