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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Aug-19 4:47 PM View:  | Principia Biopharma Inc. (PRNB) | 13-Aug-19 | Market Sale | 300,000 | $35.00 | $10,500,000.00 | (11%) 2.63M to 2.33M | 6% |
| 20-Sep-18 6:53 PM View: | Principia Biopharma Inc. (PRNB) | 18-Sep-18 | Conversion Duplicate | 2,355,710 | -- | -- | 100% 0 to 2.36M | |
| 20-Sep-18 6:53 PM View: | Principia Biopharma Inc. (PRNB) | 18-Sep-18 | Purchase Duplicate | 270,000 | $17.00 | $4,590,000.00 | 11% 2.36M to 2.63M | |
| 05-Jul-18 4:39 PM View: | Neuronetics, Inc. (STIM) | 02-Jul-18 | Conversion Duplicate | 1,543,120 | -- | -- | 100% 0 to 1.54M | |
| 25-Oct-16 1:22 PM View: | Irhythm Technologies, Inc. (IRTC) | 25-Oct-16 | Conversion | 1,716,590 | -- | -- | 100% 0 to 1.72M | |
| 25-Oct-16 1:22 PM View: | Irhythm Technologies, Inc. (IRTC) | 25-Oct-16 | Purchase | 25,000 | $17.00 | $425,000.00 | 1% 1.72M to 1.74M | |
| 26-Mar-15 4:54 PM View: | Marshall Edwards Inc. (MEIP) | 24-Mar-15 | Market Sale | 1,601,390 | $1.97 | $3,160,180.00 | (100%) 1.6M to 0 | (45%) |
| 22-Dec-14 6:41 PM View: | Aravive, Inc. (ARAV) | 18-Dec-14 | Market Sale | 150,000 | $19.01 | $2,851,840.00 | (6%) 2.56M to 2.41M | 95% |
| 10-Dec-14 7:26 PM View: | Marshall Edwards Inc. (MEIP) | 09-Dec-14 | Market Sale | 70,081 | $6.01 | $421,082.00 | (4%) 1.67M to 1.6M | 52% |
| 10-Dec-14 7:26 PM View: | Marshall Edwards Inc. (MEIP) | 08-Dec-14 | Market Sale | 9,004 | $6.05 | $54,494.90 | (< 1%) 1.68M to 1.67M | 53% |
| 18-Nov-14 4:10 PM View: | Durata Therapeutics, Inc. (DRTX) | 17-Nov-14 | Disposition | 3,028,440 | -- | -- | (100%) 3.03M to 0 | |
| 13-Nov-14 10:00 PM View: | Aravive, Inc. (ARAV) | 11-Nov-14 | Market Sale | 800,000 | $19.37 | $15,496,000.00 | (24%) 3.36M to 2.56M | 95% |
| 01-Oct-14 5:09 PM View: | Aravive, Inc. (ARAV) | 29-Sep-14 | Market Sale | 12,556 | $20.02 | $251,331.00 | (< 1%) 3.37M to 3.36M | 95% |
| 28-Mar-14 7:30 PM View: | Aravive, Inc. (ARAV) | 27-Mar-14 | Conversion | 3,311,930 | -- | -- | 100% 0 to 3.31M | |
| 28-Mar-14 7:30 PM View: | Aravive, Inc. (ARAV) | 27-Mar-14 | Purchase | 60,000 | $21.02 | $1,261,200.00 | 2% 3.31M to 3.37M | |
| 20-Mar-14 5:36 PM View: | Chimerix, Inc. (CMRX) | 18-Mar-14 | Disposition (other) | 700,000 | -- | -- | (31%) 2.24M to 1.54M | |
| 25-Nov-13 5:34 PM View: | Marshall Edwards Inc. (MEIP) | 21-Nov-13 | Market Sale | 365,000 | $8.25 | $3,011,250.00 | (18%) 2.05M to 1.68M | 65% |
| 23-Oct-13 6:20 PM View: | Chimerix, Inc. (CMRX) | 23-Oct-13 | Market Sale | 585,602 | $15.51 | $9,082,690.00 | (21%) 2.83M to 2.24M | 49% |
| 08-May-13 5:26 PM View: | Marshall Edwards Inc. (MEIP) | 08-May-13 | Market Sale | 100,000 | $8.45 | $845,000.00 | (5%) 2.15M to 2.05M | 66% |
| 08-May-13 5:26 PM View: | Marshall Edwards Inc. (MEIP) | 06-May-13 | Market Sale | 100,000 | $8.70 | $870,000.00 | (4%) 2.25M to 2.15M | 67% |
| 22-Apr-13 5:39 PM View: | Marshall Edwards Inc. (MEIP) | 19-Apr-13 | Market Sale | 157,300 | $8.43 | $1,326,040.00 | (7%) 2.4M to 2.25M | 66% |
| 22-Apr-13 5:39 PM View: | Marshall Edwards Inc. (MEIP) | 18-Apr-13 | Market Sale | 100,000 | $8.57 | $857,000.00 | (4%) 2.5M to 2.4M | 67% |
| 16-Apr-13 4:51 PM View: | Chimerix, Inc. (CMRX) | 16-Apr-13 | Conversion Duplicate | 2,410,550 | -- | -- | 576% 418.45K to 2.83M | |
| 20-Feb-13 11:20 AM View: | Marshall Edwards Inc. (MEIP) | 19-Feb-13 | Market Sale | 300,000 | $6.80 | $2,040,000.00 | (11%) 2.8M to 2.5M | 58% |
| 20-Feb-13 11:20 AM View: | Marshall Edwards Inc. (MEIP) | 15-Feb-13 | Market Sale | 197,225 | $6.60 | $1,301,680.00 | (7%) 3.0M to 2.8M | 57% |
| 06-Aug-12 7:06 PM View: | World Heart Corp. (WHRT) | 02-Aug-12 | Disposition | 6,063,600 | -- | -- | (100%) 6.06M to 0 | |
| 26-Jul-12 5:50 PM View: | Durata Therapeutics, Inc. (DRTX) | 24-Jul-12 | Conversion | 2,244,130 | -- | -- | 100% 0 to 2.24M | |
| 26-Jul-12 5:50 PM View: | Durata Therapeutics, Inc. (DRTX) | 24-Jul-12 | Purchase Duplicate | 784,313 | $9.00 | $7,058,820.00 | 35% 2.24M to 3.03M | |
| 21-Oct-10 5:43 PM View: | World Heart Corp. (WHRT) | 19-Oct-10 | Private Purchase | 2,341,920 | $2.13 | $5,000,000.00 | 63% 3.72M to 6.06M | |
| 28-Jan-10 11:01 AM View: | World Heart Corp. (WHRT) | 26-Jan-10 | Market Purchase | 388,350 | $5.15 | $2,000,000.00 | 12% 3.33M to 3.72M | 11% |